Public risk disclosures
Search public Japanese government disclosures that name companies or operators even when the record is not a standard administrative enforcement action. Coverage includes labor standards violation disclosures, FSA warnings for unregistered financial operators, and travel agency sanctions.
Total
3,143
Labor
1,923
FSA warnings
1,158
Travel
62
3,143 public records(page 142 of 158)
1 Dec 2013
株式会社日経トラスト 代表取締役 AGovernment disclosure record
Sent solicitation materials and engaged in market derivative transactions or their mediation, and also indicated in the company profile that it conducts investment management business.
1 Dec 2013
Deal Matrix LimitedGovernment disclosure record
Engaging in over-the-counter derivative transactions via the internet. The name of the representative is unknown.
1 Dec 2013
社）メディカル・サポート協会Government disclosure record
Sent solicitation materials claiming to engage in stock trading or brokerage. The name of the representative is unknown.
1 Dec 2013
Fox World MarketGovernment disclosure record
Engaged in over-the-counter derivative transactions via the internet. The name of the representative is unknown. Almariq Japan Co., Ltd., which mediated the over-the-counter derivative transactions for the business, was issued a warning by the Kanto Financial Bureau on the same day for conducting financial instruments business without registration.
1 Dec 2013
新日本環境開発株式会社Government disclosure record
Sent solicitation materials claiming to recruit or privately offer a fund (natural energy power generation project), using a forged registration number of a registered financial instruments business operator.
1 Dec 2013
GLOBAL TRADE FINANCE GROUP INC.（GTF FX）Government disclosure record
Engaging in over-the-counter derivative transactions via the internet. The name of the representative is unknown.
1 Dec 2013
株式会社住友トレード 代表者 AGovernment disclosure record
Sent solicitation materials claiming to purchase unlisted stocks, while impersonating a registration number similar to that of the Financial Services Agency. The materials are similar to those of Misuzu Shoji Co., Ltd. and Asunaro Shoji Co., Ltd., which had been issued warning letters in 2013.
1 Dec 2013
TEMECULA FINANCIAL RESOURCES INC. Chief Executive Officer AGovernment disclosure record
Engaged in the solicitation or private placement and handling of funds (FX funds) via the internet.
1 Dec 2013
株式会社三田コンサルタント 代表取締役 AGovernment disclosure record
A company sent solicitation materials claiming to buy unlisted stocks and similar securities, including a postcard titled 'Sale of Non-performing Loans and Refund Requests' and making phone calls to solicit stock purchases. The materials referenced the Securities and Exchange Surveillance Commission and resembled those of Nikko Trading Co., Ltd., which had been issued a warning on the same day.
1 Dec 2013
株式会社セントラル証券 代表取締役 A ※備考欄のとおり、登録を受けた金融商品取引業者に類似した名称を使用していたもの。Government disclosure record
Sent solicitation materials claiming to purchase unlisted stocks, using a name similar to registered financial instruments business operator [Central Tohatsu Securities Co., Ltd.]. Although the name includes the character [Securities], it is not a registered securities company under the Financial Instruments and Exchange Act.
1 Dec 2013
株式会社ユニヴァース・ジャパンインベストメント 代表取締役 AGovernment disclosure record
The entity engaged in solicitation and provided advice to customers under the guise of investment consulting, claiming to deliver valuable information on stocks and other securities for a fee through a website.
1 Dec 2013
株式会社DMMサポート 代表者 AGovernment disclosure record
Distributed solicitation materials claiming to conduct financial instruments business (Type II Financial Instruments Business and Investment Advisory and Agency Business) and used the registration number of the Kanto Financial Bureau, impersonating the registration number [Kanto Financial Bureau Director (Kinsho) No. 3102].
1 Dec 2013
ファーストリサーチ 運営責任者 AGovernment disclosure record
A company displayed on its website that it conducts Financial Instruments Business (Investment Management and Investment Advisory/Agency Business). It falsely claimed to be registered under the number [East Japan Financial Bureau Chief (No. 601)], which was similar to the actual registration number. The company also promoted an asset management fund [FEBR4] on its website.
1 Dec 2013
アルマリクジャパン株式会社Government disclosure record
The entity sent solicitation materials and mediated over-the-counter derivative transactions. The name of the representative is unknown. The entity mediated over-the-counter derivatives for Fox World Market, which was warned by the Kanto Financial Bureau for conducting unregistered financial instruments business through the Arumarikku Program on the same day.
1 Dec 2013
株式会社大蔵商事 代表者 AGovernment disclosure record
The entity sent solicitation materials claiming to purchase unlisted stocks and similar securities, while impersonating a registration number [Kinsho No. 356] that resembled an official registration. The solicitation materials resembled those of companies previously issued warning notices: Misuzu Shoji on August 30, 2013; Asunaro Shoji on October 28, 2013; and Sumitomo Trade on November 27, 2013.
1 Dec 2013
大倉総研株式会社 代表取締役 AGovernment disclosure record
Sent solicitation materials indicating the purchase of securities and stating that they conduct financial instrument intermediary business.
1 Dec 2013
G－プロモーション株式会社 代表取締役 AGovernment disclosure record
Sent solicitation materials claiming to purchase securities and provide advice based on investment advisory contracts, and indicated that they engaged in Type II Financial Instruments Business and Investment Management Business.
1 Nov 2013
株式会社三菱コンサルティング 代表取締役 AGovernment disclosure record
Sent solicitation materials claiming to purchase unlisted stocks, while impersonating a registered financial bureau number, similar to that of Mitsui Consultant Inc., which had previously received a warning.
1 Nov 2013
株式会社ライフステージ 代表取締役 A 関係者 BGovernment disclosure record
The company's representative directors, either personally or through individuals or corporations called agents, were engaged in soliciting funds or handling private placements.
1 Nov 2013
株式会社大和トレード 代表 AGovernment disclosure record
Sent solicitation materials claiming to purchase unlisted stocks, impersonating a financial bureau registration number, similar to those used by Sanwa Trade Co., Ltd., which had previously received a warning.
| Date | Company / operator | Source | Type | Summary |
|---|---|---|---|---|
| 1 Dec 2013 | 株式会社日経トラスト 代表取締役 A Government disclosure record | FSA unregistered operator warnings | Warning issued | Sent solicitation materials and engaged in market derivative transactions or their mediation, and also indicated in the company profile that it conducts investment management business. |
| 1 Dec 2013 | Deal Matrix Limited Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaging in over-the-counter derivative transactions via the internet. The name of the representative is unknown. |
| 1 Dec 2013 | 社）メディカル・サポート協会 Government disclosure record | FSA unregistered operator warnings | Warning issued | Sent solicitation materials claiming to engage in stock trading or brokerage. The name of the representative is unknown. |
| 1 Dec 2013 | Fox World Market Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in over-the-counter derivative transactions via the internet. The name of the representative is unknown. Almariq Japan Co., Ltd., which mediated the over-the-counter derivative transactions for the business, was issued a warning by the Kanto Financial Bureau on the same day for conducting financial instruments business without registration. |
| 1 Dec 2013 | 新日本環境開発株式会社 Government disclosure record | FSA unregistered operator warnings | Warning issued | Sent solicitation materials claiming to recruit or privately offer a fund (natural energy power generation project), using a forged registration number of a registered financial instruments business operator. |
| 1 Dec 2013 | GLOBAL TRADE FINANCE GROUP INC.（GTF FX） Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaging in over-the-counter derivative transactions via the internet. The name of the representative is unknown. |
| 1 Dec 2013 | 株式会社住友トレード 代表者 A Government disclosure record | FSA unregistered operator warnings | Warning issued | Sent solicitation materials claiming to purchase unlisted stocks, while impersonating a registration number similar to that of the Financial Services Agency. The materials are similar to those of Misuzu Shoji Co., Ltd. and Asunaro Shoji Co., Ltd., which had been issued warning letters in 2013. |
| 1 Dec 2013 | TEMECULA FINANCIAL RESOURCES INC. Chief Executive Officer A Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in the solicitation or private placement and handling of funds (FX funds) via the internet. |
| 1 Dec 2013 | 株式会社三田コンサルタント 代表取締役 A Government disclosure record | FSA unregistered operator warnings | Warning issued | A company sent solicitation materials claiming to buy unlisted stocks and similar securities, including a postcard titled 'Sale of Non-performing Loans and Refund Requests' and making phone calls to solicit stock purchases. The materials referenced the Securities and Exchange Surveillance Commission and resembled those of Nikko Trading Co., Ltd., which had been issued a warning on the same day. |
| 1 Dec 2013 | 株式会社セントラル証券 代表取締役 A ※備考欄のとおり、登録を受けた金融商品取引業者に類似した名称を使用していたもの。 Government disclosure record | FSA unregistered operator warnings | Warning issued | Sent solicitation materials claiming to purchase unlisted stocks, using a name similar to registered financial instruments business operator [Central Tohatsu Securities Co., Ltd.]. Although the name includes the character [Securities], it is not a registered securities company under the Financial Instruments and Exchange Act. |
| 1 Dec 2013 | 株式会社ユニヴァース・ジャパンインベストメント 代表取締役 A Government disclosure record | FSA unregistered operator warnings | Warning issued | The entity engaged in solicitation and provided advice to customers under the guise of investment consulting, claiming to deliver valuable information on stocks and other securities for a fee through a website. |
| 1 Dec 2013 | 株式会社DMMサポート 代表者 A Government disclosure record | FSA unregistered operator warnings | Warning issued | Distributed solicitation materials claiming to conduct financial instruments business (Type II Financial Instruments Business and Investment Advisory and Agency Business) and used the registration number of the Kanto Financial Bureau, impersonating the registration number [Kanto Financial Bureau Director (Kinsho) No. 3102]. |
| 1 Dec 2013 | ファーストリサーチ 運営責任者 A Government disclosure record | FSA unregistered operator warnings | Warning issued | A company displayed on its website that it conducts Financial Instruments Business (Investment Management and Investment Advisory/Agency Business). It falsely claimed to be registered under the number [East Japan Financial Bureau Chief (No. 601)], which was similar to the actual registration number. The company also promoted an asset management fund [FEBR4] on its website. |
| 1 Dec 2013 | アルマリクジャパン株式会社 Government disclosure record | FSA unregistered operator warnings | Warning issued | The entity sent solicitation materials and mediated over-the-counter derivative transactions. The name of the representative is unknown. The entity mediated over-the-counter derivatives for Fox World Market, which was warned by the Kanto Financial Bureau for conducting unregistered financial instruments business through the Arumarikku Program on the same day. |
| 1 Dec 2013 | 株式会社大蔵商事 代表者 A Government disclosure record | FSA unregistered operator warnings | Warning issued | The entity sent solicitation materials claiming to purchase unlisted stocks and similar securities, while impersonating a registration number [Kinsho No. 356] that resembled an official registration. The solicitation materials resembled those of companies previously issued warning notices: Misuzu Shoji on August 30, 2013; Asunaro Shoji on October 28, 2013; and Sumitomo Trade on November 27, 2013. |
| 1 Dec 2013 | 大倉総研株式会社 代表取締役 A Government disclosure record | FSA unregistered operator warnings | Warning issued | Sent solicitation materials indicating the purchase of securities and stating that they conduct financial instrument intermediary business. |
| 1 Dec 2013 | G－プロモーション株式会社 代表取締役 A Government disclosure record | FSA unregistered operator warnings | Warning issued | Sent solicitation materials claiming to purchase securities and provide advice based on investment advisory contracts, and indicated that they engaged in Type II Financial Instruments Business and Investment Management Business. |
| 1 Nov 2013 | 株式会社三菱コンサルティング 代表取締役 A Government disclosure record | FSA unregistered operator warnings | Warning issued | Sent solicitation materials claiming to purchase unlisted stocks, while impersonating a registered financial bureau number, similar to that of Mitsui Consultant Inc., which had previously received a warning. |
| 1 Nov 2013 | 株式会社ライフステージ 代表取締役 A 関係者 B Government disclosure record | FSA unregistered operator warnings | Warning issued | The company's representative directors, either personally or through individuals or corporations called agents, were engaged in soliciting funds or handling private placements. |
| 1 Nov 2013 | 株式会社大和トレード 代表 A Government disclosure record | FSA unregistered operator warnings | Warning issued | Sent solicitation materials claiming to purchase unlisted stocks, impersonating a financial bureau registration number, similar to those used by Sanwa Trade Co., Ltd., which had previously received a warning. |
Important context
This list aggregates public Japanese government disclosures. It is not a sanctions list, credit report, legal opinion, or procurement approval system. Verify material records against the linked original Japanese source before making any compliance, credit, or legal decision.