Possible 警告書発出 against 有限会社プラス
For developers: integration details
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/api/v1/enforcements?company=%E3%83%97%E3%83%A9%E3%82%B9%E6%A0%AA%E5%BC%8F%E4%BC%9A%E7%A4%BE&limit=10Action summary
- Company
- 有限会社プラスJapanese originalOriginal: プラス株式会社
- Entity match
- Possible entity match60/100Machine extractedCompany name extracted from the Japanese public disclosure
- Governing law
- Financial Instruments and Exchange Act金融商品取引法
- Action type
- 警告書発出警告書発出
- Action date
- 1 July 2014
- Issuing authority
- 金融庁・財務局金融庁・財務局
Violation
Show original Japanese text
勧誘資料等を送付したうえで、未公開株の募集の取扱いを行っていたもの。 代表者等の氏名は「不明」。 当該業者は実在する「プラス株式会社」の商号及びホームページアドレスを騙っているが、実在する会社とは関係がない。 当該業者から電話で、上場予定の他の会社の未公開株の取得の勧誘を受け、その後、「公募株式のご案内」と題する資料等が送られたとの情報が寄せられている。 当該資料には、上記未公開株の発行会社が上場予定である旨を記載しているが、そのような事実はない。
Compliance context
Context neededThis is a public Japanese regulatory disclosure. The exact legal effect depends on the cited source and regulator.
Financial markets law covering securities, investment services, disclosure, and market conduct.
Review the original Japanese source and determine relevance to your counterparty-risk workflow.
This context is an operational aid for review workflows, not a credit opinion or legal conclusion.
Evidence pack
- Extracted at
- 2026-05-14T21:13:26.086+00:00
- Evidence checked
- Not recorded
- Archive captured
- 2026-05-19T06:31:00.883+00:00
Show audit JSON
{
"record": {
"id": "6688e727-f343-4575-8b0e-2bc69e2f0d26",
"url": "https://regbase.jp/en/enforcement/kinshoho-purasu-20140701",
"company_name_original": "プラス株式会社",
"company_name_registry": "有限会社プラス",
"corporate_number": null,
"law": {
"ja": "金融商品取引法",
"en": "Financial Instruments and Exchange Act"
},
"action_type": {
"ja": "警告書発出",
"en": "警告書発出"
},
"authority": {
"ja": "金融庁・財務局",
"en": "金融庁・財務局"
}
},
"entity_match": {
"status": "possible",
"confidence": 60,
"method": "extracted_japanese_name",
"method_label": "Company name extracted from the Japanese public disclosure",
"notes": null
},
"review": {
"status": "unreviewed",
"label": "Machine extracted"
},
"compliance_context": {
"severity": "Context needed",
"actionMeaning": "This is a public Japanese regulatory disclosure. The exact legal effect depends on the cited source and regulator.",
"practicalNote": "Review the original Japanese source and determine relevance to your counterparty-risk workflow.",
"lawContext": "Financial markets law covering securities, investment services, disclosure, and market conduct."
},
"evidence": {
"recordUrl": "https://regbase.jp/en/enforcement/kinshoho-purasu-20140701",
"officialSourceUrl": "https://www.fsa.go.jp/ordinary/chuui/mutouroku.html",
"archiveUrl": "https://kiroku.today/view/9fa660712e7967kc",
"archiveCapturedAt": "2026-05-19T06:31:00.883+00:00",
"extractedAt": "2026-05-14T21:13:26.086+00:00",
"translatedAt": null,
"evidenceCheckedAt": null,
"generatedAt": "2026-05-20T23:59:14.731Z"
},
"limitations": [
"RegBase aggregates public Japanese government disclosures and does not provide a credit opinion.",
"English summaries are provided for reference. The original Japanese source is authoritative.",
"Possible or unresolved entity matches should be manually verified before use in a decision."
]
}The original Japanese disclosure is the authoritative record. Use possible or unresolved matches only as leads for manual review.
Language
日本語版を見る (Japanese)Company info
- English name
- 有限会社プラス Japanese original
- Japanese name
- 有限会社プラス
- Registered address
- 香川県高松市香南町吉光八七三番地四
About this recordAggregated and translated from public Japanese government disclosures. The English text is for reference only — authoritative content is the linked Japanese source.