Public risk disclosures

Japan Public Risk Disclosures

Search public Japanese government disclosures that name companies or operators even when the record is not a standard administrative enforcement action. Coverage includes labor standards violation disclosures, FSA warnings for unregistered financial operators, and travel agency sanctions.

Total

3,002

Labor

1,792

FSA warnings

1,148

Travel

62

3,002 public records(page 143 of 151)

1 Nov 2012

株式会社中央商事

Government disclosure record

FSA unregistered operator warningsWarning issued

Engaged in the purchase of unlisted stocks after sending solicitation materials. The name of the representative is unknown.

1 Oct 2012

アークエンジニアリング販売株式会社代表取締役 A

Government disclosure record

FSA unregistered operator warningsWarning issued

Sent solicitation materials and handled the offering or private placement of corporate bonds.

1 Oct 2012

(詐称) JPアセット証券株式会社代表取締役 A ※備考欄のとおり、実在している業者の名前を騙っていたもの。

Government disclosure record

FSA unregistered operator warningsWarning issued

Engaged in purchasing securities after sending a securities purchase commitment certificate. Impersonated the name, registration number, address, and representative of registered financial instruments business operator JP Asset Securities Co., Ltd., which closely resembled the actual registered information.

1 Oct 2012

Clear Markets LTD (CashBackForex)

Government disclosure record

FSA unregistered operator warningsWarning issued

Mediation of over-the-counter derivative transactions via the internet.

1 Oct 2012

株式会社高平代表取締役 A

Government disclosure record

FSA unregistered operator warningsWarning issued

Engaged in accepting funds from customers and conducting stock transactions.

1 Oct 2012

L.M MONEY POOL FUND 運営責任者 A

Government disclosure record

FSA unregistered operator warningsWarning issued

Engaged in soliciting investments for a fund via the internet.

1 Oct 2012

株式会社ニューライフ代表取締役 A

Government disclosure record

FSA unregistered operator warningsWarning issued

Handled LLC member rights after sending solicitation materials.

1 Oct 2012

FinalCashBack, Inc. (FinalCashBack)

Government disclosure record

FSA unregistered operator warningsWarning issued

Mediation of over-the-counter derivative transactions via the internet.

1 Oct 2012

株式会社日光トレーディング代表取締役 A

Government disclosure record

FSA unregistered operator warningsWarning issued

Engaged in purchasing unlisted stocks and corporate bonds after sending solicitation materials.

1 Oct 2012

株式会社TGC証券代表取締役CEO A

Government disclosure record

FSA unregistered operator warningsWarning issued

Engaged in the purchase of unlisted stocks and corporate bonds after sending solicitation materials.

1 Oct 2012

みずほ商事株式会社代表取締役社長 A

Government disclosure record

FSA unregistered operator warningsWarning issued

Engaged in securities trading after sending solicitation materials, while falsely claiming to be registered under the registration number [Kanto Finance Bureau Director (Kinsho) No. 461].

1 Oct 2012

株式会社リーディング投資顧問代表取締役 A

Government disclosure record

FSA unregistered operator warningsWarning issued

Sent solicitation materials and purchased unlisted shares.

1 Oct 2012

株式会社大東マネジメント代表取締役 A

Government disclosure record

FSA unregistered operator warningsWarning issued

Engaged in the purchase of unlisted stocks and corporate bonds after sending solicitation materials.

1 Oct 2012

株式会社アーバン商事代表者 A

Government disclosure record

FSA unregistered operator warningsWarning issued

Engaged in securities trading after sending solicitation letters.

1 Oct 2012

(詐称) 株式会社RISE 代表取締役 A ※備考欄のとおり、実在する業者の名前、代表者を騙っていたもの。

Government disclosure record

FSA unregistered operator warningsWarning issued

Engaged in purchasing unlisted stocks after sending contracts, while falsely claiming to be registered financial instruments business operator [Kabushiki Kaisha RISE], including the name, representative, registration number [Kanto Finance Bureau Director (Kinsho) No. 1465], and former address.

1 Sept 2012

株式会社明桜ビジネス代表者 A

Government disclosure record

FSA unregistered operator warningsWarning issued

Displayed that they conduct financial instruments business (investment advisory and agency services) in solicitation materials and solicited the conclusion of financial instruments transactions.

1 Sept 2012

株式会社リターンズ代表取締役 A

Government disclosure record

FSA unregistered operator warningsWarning issued

Engaged in the purchase of unlisted stocks and corporate bonds after sending solicitation materials.

1 Sept 2012

ChargeXP Investment Ltd. (SmartOption)

Government disclosure record

FSA unregistered operator warningsWarning issued

Over-the-counter derivatives trading conducted via the internet.

1 Sept 2012

株式会社コスモ商事代表取締役 A

Government disclosure record

FSA unregistered operator warningsWarning issued

Engaged in purchasing unlisted stocks after sending solicitation letters.

1 Sept 2012

株式会社フロンティア

Government disclosure record

FSA unregistered operator warningsWarning issued

Engaged in purchasing unlisted stocks through solicitation letters. The names of the representatives are unknown. Not related to the registered financial instruments business operator, Frontier Co., Ltd.

Date	Company / operator	Source	Type	Summary
1 Nov 2012	株式会社中央商事 Government disclosure record	FSA unregistered operator warnings	Warning issued	Engaged in the purchase of unlisted stocks after sending solicitation materials. The name of the representative is unknown.
1 Oct 2012	アークエンジニアリング販売株式会社代表取締役 A Government disclosure record	FSA unregistered operator warnings	Warning issued	Sent solicitation materials and handled the offering or private placement of corporate bonds.
1 Oct 2012	(詐称) JPアセット証券株式会社代表取締役 A ※備考欄のとおり、実在している業者の名前を騙っていたもの。 Government disclosure record	FSA unregistered operator warnings	Warning issued	Engaged in purchasing securities after sending a securities purchase commitment certificate. Impersonated the name, registration number, address, and representative of registered financial instruments business operator JP Asset Securities Co., Ltd., which closely resembled the actual registered information.
1 Oct 2012	Clear Markets LTD (CashBackForex) Government disclosure record	FSA unregistered operator warnings	Warning issued	Mediation of over-the-counter derivative transactions via the internet.
1 Oct 2012	株式会社高平代表取締役 A Government disclosure record	FSA unregistered operator warnings	Warning issued	Engaged in accepting funds from customers and conducting stock transactions.
1 Oct 2012	L.M MONEY POOL FUND 運営責任者 A Government disclosure record	FSA unregistered operator warnings	Warning issued	Engaged in soliciting investments for a fund via the internet.
1 Oct 2012	株式会社ニューライフ代表取締役 A Government disclosure record	FSA unregistered operator warnings	Warning issued	Handled LLC member rights after sending solicitation materials.
1 Oct 2012	FinalCashBack, Inc. (FinalCashBack) Government disclosure record	FSA unregistered operator warnings	Warning issued	Mediation of over-the-counter derivative transactions via the internet.
1 Oct 2012	株式会社日光トレーディング代表取締役 A Government disclosure record	FSA unregistered operator warnings	Warning issued	Engaged in purchasing unlisted stocks and corporate bonds after sending solicitation materials.
1 Oct 2012	株式会社TGC証券代表取締役CEO A Government disclosure record	FSA unregistered operator warnings	Warning issued	Engaged in the purchase of unlisted stocks and corporate bonds after sending solicitation materials.
1 Oct 2012	みずほ商事株式会社代表取締役社長 A Government disclosure record	FSA unregistered operator warnings	Warning issued	Engaged in securities trading after sending solicitation materials, while falsely claiming to be registered under the registration number [Kanto Finance Bureau Director (Kinsho) No. 461].
1 Oct 2012	株式会社リーディング投資顧問代表取締役 A Government disclosure record	FSA unregistered operator warnings	Warning issued	Sent solicitation materials and purchased unlisted shares.
1 Oct 2012	株式会社大東マネジメント代表取締役 A Government disclosure record	FSA unregistered operator warnings	Warning issued	Engaged in the purchase of unlisted stocks and corporate bonds after sending solicitation materials.
1 Oct 2012	株式会社アーバン商事代表者 A Government disclosure record	FSA unregistered operator warnings	Warning issued	Engaged in securities trading after sending solicitation letters.
1 Oct 2012	(詐称) 株式会社RISE 代表取締役 A ※備考欄のとおり、実在する業者の名前、代表者を騙っていたもの。 Government disclosure record	FSA unregistered operator warnings	Warning issued	Engaged in purchasing unlisted stocks after sending contracts, while falsely claiming to be registered financial instruments business operator [Kabushiki Kaisha RISE], including the name, representative, registration number [Kanto Finance Bureau Director (Kinsho) No. 1465], and former address.
1 Sept 2012	株式会社明桜ビジネス代表者 A Government disclosure record	FSA unregistered operator warnings	Warning issued	Displayed that they conduct financial instruments business (investment advisory and agency services) in solicitation materials and solicited the conclusion of financial instruments transactions.
1 Sept 2012	株式会社リターンズ代表取締役 A Government disclosure record	FSA unregistered operator warnings	Warning issued	Engaged in the purchase of unlisted stocks and corporate bonds after sending solicitation materials.
1 Sept 2012	ChargeXP Investment Ltd. (SmartOption) Government disclosure record	FSA unregistered operator warnings	Warning issued	Over-the-counter derivatives trading conducted via the internet.
1 Sept 2012	株式会社コスモ商事代表取締役 A Government disclosure record	FSA unregistered operator warnings	Warning issued	Engaged in purchasing unlisted stocks after sending solicitation letters.
1 Sept 2012	株式会社フロンティア Government disclosure record	FSA unregistered operator warnings	Warning issued	Engaged in purchasing unlisted stocks through solicitation letters. The names of the representatives are unknown. Not related to the registered financial instruments business operator, Frontier Co., Ltd.

Important context

This list aggregates public Japanese government disclosures. It is not a sanctions list, credit report, legal opinion, or procurement approval system. Verify material records against the linked original Japanese source before making any compliance, credit, or legal decision.