Possible 警告書発出 against 株式会社オリンピア 代表取締役 A
For developers: integration details
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/api/v1/enforcements?company=%E6%A0%AA%E5%BC%8F%E4%BC%9A%E7%A4%BE%E3%82%AA%E3%83%AA%E3%83%B3%E3%83%94%E3%82%A2%20%E4%BB%A3%E8%A1%A8%E5%8F%96%E7%B7%A0%E5%BD%B9%20A&limit=10Action summary
- Company
- 株式会社オリンピア 代表取締役 AJapanese originalOriginal: 株式会社オリンピア 代表取締役 A
- Entity match
- Possible entity match60/100Machine extractedCompany name extracted from the Japanese public disclosure
- Governing law
- Financial Instruments and Exchange Act金融商品取引法
- Action type
- 警告書発出警告書発出
- Action date
- 1 June 2014
- Issuing authority
- 金融庁・財務局金融庁・財務局
Violation
Show original Japanese text
勧誘資料等を送付したうえで、ファンド(有価証券等分散投資型)の募集又は私募を行っていたもの。 他の会社から、当該業者の書面が届いたら連絡が欲しい旨の電話があり、その後、当該業者から「オリンピアプラチナ1号匿名組合【匿名組合契約書(契約締結前交付書面)】」と題する書面が送られてきたとの情報が寄せられている。 当該業者は、適格機関投資家等特例業務届出業者である旨を騙っていた。 勧誘資料は、同日付で警告を行った「株式会社アスミル」と類似している。
Compliance context
Context neededThis is a public Japanese regulatory disclosure. The exact legal effect depends on the cited source and regulator.
Financial markets law covering securities, investment services, disclosure, and market conduct.
Review the original Japanese source and determine relevance to your counterparty-risk workflow.
This context is an operational aid for review workflows, not a credit opinion or legal conclusion.
Evidence pack
- Extracted at
- 2026-05-14T21:13:26.086+00:00
- Evidence checked
- Not recorded
- Archive captured
- 2026-05-17T12:31:09.985+00:00
Show audit JSON
{
"record": {
"id": "cf964912-be17-4580-b706-2da7737a042f",
"url": "https://regbase.jp/en/enforcement/kinshoho-orinpiadai-biao-qu-di-yi-a-20140601",
"company_name_original": "株式会社オリンピア 代表取締役 A",
"company_name_registry": "株式会社オリンピア 代表取締役 A",
"corporate_number": null,
"law": {
"ja": "金融商品取引法",
"en": "Financial Instruments and Exchange Act"
},
"action_type": {
"ja": "警告書発出",
"en": "警告書発出"
},
"authority": {
"ja": "金融庁・財務局",
"en": "金融庁・財務局"
}
},
"entity_match": {
"status": "possible",
"confidence": 60,
"method": "extracted_japanese_name",
"method_label": "Company name extracted from the Japanese public disclosure",
"notes": null
},
"review": {
"status": "unreviewed",
"label": "Machine extracted"
},
"compliance_context": {
"severity": "Context needed",
"actionMeaning": "This is a public Japanese regulatory disclosure. The exact legal effect depends on the cited source and regulator.",
"practicalNote": "Review the original Japanese source and determine relevance to your counterparty-risk workflow.",
"lawContext": "Financial markets law covering securities, investment services, disclosure, and market conduct."
},
"evidence": {
"recordUrl": "https://regbase.jp/en/enforcement/kinshoho-orinpiadai-biao-qu-di-yi-a-20140601",
"officialSourceUrl": "https://www.fsa.go.jp/ordinary/chuui/mutouroku.html",
"archiveUrl": "https://kiroku.today/view/9fa660712e7967kc",
"archiveCapturedAt": "2026-05-17T12:31:09.985+00:00",
"extractedAt": "2026-05-14T21:13:26.086+00:00",
"translatedAt": null,
"evidenceCheckedAt": null,
"generatedAt": "2026-06-10T04:08:01.985Z"
},
"limitations": [
"RegBase aggregates public Japanese government disclosures and does not provide a credit opinion.",
"English summaries are provided for reference. The original Japanese source is authoritative.",
"Possible or unresolved entity matches should be manually verified before use in a decision."
]
}The original Japanese disclosure is the authoritative record. Use possible or unresolved matches only as leads for manual review.
Language
日本語版を見る (Japanese)Company info
- English name
- 株式会社オリンピア 代表取締役 A Japanese original
- Japanese name
- 株式会社オリンピア 代表取締役 A
About this recordAggregated and translated from public Japanese government disclosures. The English text is for reference only — authoritative content is the linked Japanese source.