Possible 警告書発出 against TT Web Services Ltd.

TT Web Services Ltd. (Financial Instruments and Exchange Act)
Financial Instruments and Exchange Act金融庁・財務局Possible entity match1 June 2014
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/api/v1/enforcements?company=TT%20Web%20Services%20Ltd.&limit=10

Action summary

Company
TT Web Services Ltd.Japanese original
Original: TT Web Services Ltd.
Entity match
Possible entity match60/100Machine extracted
Company name extracted from the Japanese public disclosure
Governing law
Financial Instruments and Exchange Act
金融商品取引法
Action type
警告書発出
警告書発出
Action date
1 June 2014
Issuing authority
金融庁・財務局
金融庁・財務局

Violation

Show original Japanese text

インターネットを通じて、店頭デリバティブ取引の媒介の勧誘を行っていたもの。 代表者等の氏名は「不明」。 当該業者が提供するサービスの名称は「海外FX CASHBACK-Victory」である。 当該業者は、無登録で金融商品取引業を行う者として当局が警告を行った下記業者等での店頭デリバティブ取引の媒介の勧誘を行っていた。 ・平成22年12月22日付「FXDD Malta Limited(FXDD)」 ・平成22年12月22日付「IFC Markets Corp. UK(IFC Markets)」 ・平成24年6月14日付「Pepperstone Financial Pty Ltd(Pepperstone)」 ・平成24年6月14日付「Trading Point of Financial Instruments Ltd.(Trading Point)」 ・平成25年6月14日付「Youtrade holdings Limited BVI(youtradeFX)」 ・平成25年6月27日付「FxPro UK Limited(FxPro)」

Compliance context

Context needed

This is a public Japanese regulatory disclosure. The exact legal effect depends on the cited source and regulator.

Financial markets law covering securities, investment services, disclosure, and market conduct.

Review the original Japanese source and determine relevance to your counterparty-risk workflow.

This context is an operational aid for review workflows, not a credit opinion or legal conclusion.

Evidence pack

Original 金融庁・財務局 announcement (Japanese)
Extracted at
2026-05-14T21:13:26.086+00:00
Evidence checked
Not recorded
Archive captured
Not archived
Show audit JSON
{
  "record": {
    "id": "97268ee6-0084-48d9-b59b-d03084a6d90d",
    "url": "https://regbase.jp/en/enforcement/kinshoho-ttwebservicesltd-20140601",
    "company_name_original": "TT Web Services Ltd.",
    "company_name_registry": "TT Web Services Ltd.",
    "corporate_number": null,
    "law": {
      "ja": "金融商品取引法",
      "en": "Financial Instruments and Exchange Act"
    },
    "action_type": {
      "ja": "警告書発出",
      "en": "警告書発出"
    },
    "authority": {
      "ja": "金融庁・財務局",
      "en": "金融庁・財務局"
    }
  },
  "entity_match": {
    "status": "possible",
    "confidence": 60,
    "method": "extracted_japanese_name",
    "method_label": "Company name extracted from the Japanese public disclosure",
    "notes": null
  },
  "review": {
    "status": "unreviewed",
    "label": "Machine extracted"
  },
  "compliance_context": {
    "severity": "Context needed",
    "actionMeaning": "This is a public Japanese regulatory disclosure. The exact legal effect depends on the cited source and regulator.",
    "practicalNote": "Review the original Japanese source and determine relevance to your counterparty-risk workflow.",
    "lawContext": "Financial markets law covering securities, investment services, disclosure, and market conduct."
  },
  "evidence": {
    "recordUrl": "https://regbase.jp/en/enforcement/kinshoho-ttwebservicesltd-20140601",
    "officialSourceUrl": "https://www.fsa.go.jp/ordinary/chuui/mutouroku.html",
    "archiveUrl": null,
    "archiveCapturedAt": null,
    "extractedAt": "2026-05-14T21:13:26.086+00:00",
    "translatedAt": null,
    "evidenceCheckedAt": null,
    "generatedAt": "2026-05-15T21:20:44.595Z"
  },
  "limitations": [
    "RegBase aggregates public Japanese government disclosures and does not provide a credit opinion.",
    "English summaries are provided for reference. The original Japanese source is authoritative.",
    "Possible or unresolved entity matches should be manually verified before use in a decision."
  ]
}

The original Japanese disclosure is the authoritative record. Use possible or unresolved matches only as leads for manual review.

Company info

English name
TT Web Services Ltd. Japanese original
Japanese name
TT Web Services Ltd.
See company profile →

About this recordAggregated and translated from public Japanese government disclosures. The English text is for reference only — authoritative content is the linked Japanese source.