Possible 警告書発出 against 株式会社一光 代表取締役社長 A

株式会社一光 代表取締役社長 A (Financial Instruments and Exchange Act)
Financial Instruments and Exchange Act金融庁・財務局Possible entity match1 June 2014
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/api/v1/enforcements?company=%E6%A0%AA%E5%BC%8F%E4%BC%9A%E7%A4%BE%E4%B8%80%E5%85%89%20%E4%BB%A3%E8%A1%A8%E5%8F%96%E7%B7%A0%E5%BD%B9%E7%A4%BE%E9%95%B7%20A&limit=10

Action summary

Company
Original: 株式会社一光 代表取締役社長 A
Entity match
Possible entity match60/100Machine extracted
Company name extracted from the Japanese public disclosure
Governing law
Financial Instruments and Exchange Act
金融商品取引法
Action type
警告書発出
警告書発出
Action date
1 June 2014
Issuing authority
金融庁・財務局
金融庁・財務局

Violation

Show original Japanese text

勧誘資料等を送付したうえで、株式の売買の媒介等を行っていたもの。 当該業者から電話において、新規公開株を取得できるとの勧誘を受けた後、会員申込書を含む勧誘資料の送付を受け、入会後、新規公開株売買及び上場株式売買の約定後には、「お取引の明細兼支払通知書」と題する資料の送付を受けたとの情報が寄せられている。 勧誘資料には、「新聞には載らない個別銘柄情報」、「『一光式投資法なら情報だけであなたも勝ち組』出版予定」等と記載されており、電話において、投資助言の勧誘を受けたとの情報も寄せられている。

Compliance context

Context needed

This is a public Japanese regulatory disclosure. The exact legal effect depends on the cited source and regulator.

Financial markets law covering securities, investment services, disclosure, and market conduct.

Review the original Japanese source and determine relevance to your counterparty-risk workflow.

This context is an operational aid for review workflows, not a credit opinion or legal conclusion.

Evidence pack

Original 金融庁・財務局 announcement (Japanese)Archived source snapshot
Extracted at
2026-05-14T21:13:26.086+00:00
Evidence checked
Not recorded
Archive captured
2026-05-17T12:31:11.765+00:00
Show audit JSON
{
  "record": {
    "id": "e7683705-0b17-4f69-b4d2-05f5bbdda86f",
    "url": "https://regbase.jp/en/enforcement/kinshoho-yi-guang-dai-biao-qu-di-yi-she-chang-a-20140601",
    "company_name_original": "株式会社一光 代表取締役社長 A",
    "company_name_registry": "株式会社一光 代表取締役社長 A",
    "corporate_number": null,
    "law": {
      "ja": "金融商品取引法",
      "en": "Financial Instruments and Exchange Act"
    },
    "action_type": {
      "ja": "警告書発出",
      "en": "警告書発出"
    },
    "authority": {
      "ja": "金融庁・財務局",
      "en": "金融庁・財務局"
    }
  },
  "entity_match": {
    "status": "possible",
    "confidence": 60,
    "method": "extracted_japanese_name",
    "method_label": "Company name extracted from the Japanese public disclosure",
    "notes": null
  },
  "review": {
    "status": "unreviewed",
    "label": "Machine extracted"
  },
  "compliance_context": {
    "severity": "Context needed",
    "actionMeaning": "This is a public Japanese regulatory disclosure. The exact legal effect depends on the cited source and regulator.",
    "practicalNote": "Review the original Japanese source and determine relevance to your counterparty-risk workflow.",
    "lawContext": "Financial markets law covering securities, investment services, disclosure, and market conduct."
  },
  "evidence": {
    "recordUrl": "https://regbase.jp/en/enforcement/kinshoho-yi-guang-dai-biao-qu-di-yi-she-chang-a-20140601",
    "officialSourceUrl": "https://www.fsa.go.jp/ordinary/chuui/mutouroku.html",
    "archiveUrl": "https://kiroku.today/view/9fa660712e7967kc",
    "archiveCapturedAt": "2026-05-17T12:31:11.765+00:00",
    "extractedAt": "2026-05-14T21:13:26.086+00:00",
    "translatedAt": null,
    "evidenceCheckedAt": null,
    "generatedAt": "2026-06-10T17:01:19.692Z"
  },
  "limitations": [
    "RegBase aggregates public Japanese government disclosures and does not provide a credit opinion.",
    "English summaries are provided for reference. The original Japanese source is authoritative.",
    "Possible or unresolved entity matches should be manually verified before use in a decision."
  ]
}

The original Japanese disclosure is the authoritative record. Use possible or unresolved matches only as leads for manual review.

Company info

English name
株式会社一光 代表取締役社長 A Japanese original
Japanese name
株式会社一光 代表取締役社長 A
See company profile →

About this recordAggregated and translated from public Japanese government disclosures. The English text is for reference only — authoritative content is the linked Japanese source.