Enforcement record

Issuance of Warning Letter disclosure naming 株式会社クラーチ・フォルスト 代表取締役 A

株式会社クラーチ・フォルスト 代表取締役 A (Financial Instruments and Exchange Act)

This page records one action from a Japanese government disclosure, including the published name, governing law, authority, action details, and official source.

Financial Instruments and Exchange ActFinancial Services Agency and Local Finance BureausGovernment disclosure1 June 2014

Action type

Issuance of Warning Letter

Law

Financial Instruments and Exchange Act

Authority

Financial Services Agency and Local Finance Bureaus

Action date

1 June 2014

Current page: Enforcement record

This screen focuses on one disclosed action: the published name, governing law, authority, facts, source status, and review evidence.

Source verification

Public-source and preservation status

Publishing authority
Financial Services Agency and Local Finance Bureaus
Official source URL
Recorded by RegBase
Entity match
Not confirmed; shown under the published name
Kiroku preservation
Saved content requires review

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Action summary

Company
株式会社クラーチ・フォルスト 代表取締役 AJapanese only
Original: 株式会社クラーチ・フォルスト 代表取締役 A
Governing law
Financial Instruments and Exchange Act
金融商品取引法
Action type
Issuance of Warning Letter
警告書発出
Action date
1 June 2014
Issuing authority
Financial Services Agency and Local Finance Bureaus
金融庁・財務局
Industry context
無登録金融商品取引業者（国内）

Violation

Machine-translated summary — verify against original

Engaged in private offering and investment management of a fund (foreign exchange margin trading type). The entity entered into a contract titled [Advisory Contract] with clients and managed funds contributed by clients through foreign exchange margin trading.

Show original Japanese text

ファンド（外国為替証拠金取引運用型）の私募及び投資運用を行っていたもの。 顧客との間で「顧問契約書」と題する契約を締結したうえで、顧客から拠出された資金を外国為替証拠金取引で運用していた。

Public documents and saved materials

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Compliance context

Context needed

This is a public Japanese regulatory disclosure. The exact legal effect depends on the cited source and regulator.

Financial markets law covering securities, investment services, disclosure, and market conduct.

Review the original Japanese source and determine relevance to your counterparty-risk workflow.

This context is an operational aid for review workflows, not a credit opinion or legal conclusion.

Language

日本語版を見る (Japanese)

About this recordAggregated and translated from public Japanese government disclosures. The English text is for reference only — authoritative content is the linked Japanese source.