Possible 警告書発出 against 株式会社グランター代表取締役 A B

株式会社グランター代表取締役 A B (Financial Instruments and Exchange Act)

Financial Instruments and Exchange Act金融庁・財務局Possible entity match1 August 2014

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/api/v1/enforcements?company=%E6%A0%AA%E5%BC%8F%E4%BC%9A%E7%A4%BE%E3%82%B0%E3%83%A9%E3%83%B3%E3%82%BF%E3%83%BC%20%E4%BB%A3%E8%A1%A8%E5%8F%96%E7%B7%A0%E5%BD%B9%20A%20B&limit=10

Open API response API docs

Action summary

Company: 株式会社グランター代表取締役 A BJapanese original
Original: 株式会社グランター代表取締役 A B
Entity match: Possible entity match60/100Machine extracted
Company name extracted from the Japanese public disclosure
Governing law: Financial Instruments and Exchange Act
金融商品取引法
Action type: 警告書発出
警告書発出
Action date: 1 August 2014
Issuing authority: 金融庁・財務局
金融庁・財務局

Violation

Show original Japanese text

株式会社グランター代表取締役A及び当社職員Bは、当社関連会社が運用を行うとするラップ口座の開設の勧誘を行い、多数の一般投資家と当社関連会社との間で、投資一任契約を締結させたもの。また、Aらは、多数の一般投資家に対し、別の当社関連会社の社員権のほか、海外ファンドの取得勧誘を行っていたもの。（※）当該業者は、証券取引等監視委員会において、平成26年8月6日、裁判所への金融商品取引法違反行為（無登録で、ファンドの募集又は私募の取扱いを行うこと）の禁止及び停止を命ずるよう申立てを行った被申立人である。

Compliance context

Context needed

This is a public Japanese regulatory disclosure. The exact legal effect depends on the cited source and regulator.

Financial markets law covering securities, investment services, disclosure, and market conduct.

Review the original Japanese source and determine relevance to your counterparty-risk workflow.

This context is an operational aid for review workflows, not a credit opinion or legal conclusion.

Evidence pack

Original 金融庁・財務局 announcement (Japanese)Archived source snapshot

Extracted at: 2026-05-14T21:13:26.086+00:00
Evidence checked: Not recorded
Archive captured: 2026-05-19T12:30:37.813+00:00

Show audit JSON

{
  "record": {
    "id": "e9ea6225-642e-49b3-88fb-648922928887",
    "url": "https://regbase.jp/en/enforcement/kinshoho-gurantadai-biao-qu-di-yi-ab-20140801",
    "company_name_original": "株式会社グランター 代表取締役 A B",
    "company_name_registry": "株式会社グランター 代表取締役 A B",
    "corporate_number": null,
    "law": {
      "ja": "金融商品取引法",
      "en": "Financial Instruments and Exchange Act"
    },
    "action_type": {
      "ja": "警告書発出",
      "en": "警告書発出"
    },
    "authority": {
      "ja": "金融庁・財務局",
      "en": "金融庁・財務局"
    }
  },
  "entity_match": {
    "status": "possible",
    "confidence": 60,
    "method": "extracted_japanese_name",
    "method_label": "Company name extracted from the Japanese public disclosure",
    "notes": null
  },
  "review": {
    "status": "unreviewed",
    "label": "Machine extracted"
  },
  "compliance_context": {
    "severity": "Context needed",
    "actionMeaning": "This is a public Japanese regulatory disclosure. The exact legal effect depends on the cited source and regulator.",
    "practicalNote": "Review the original Japanese source and determine relevance to your counterparty-risk workflow.",
    "lawContext": "Financial markets law covering securities, investment services, disclosure, and market conduct."
  },
  "evidence": {
    "recordUrl": "https://regbase.jp/en/enforcement/kinshoho-gurantadai-biao-qu-di-yi-ab-20140801",
    "officialSourceUrl": "https://www.fsa.go.jp/ordinary/chuui/mutouroku.html",
    "archiveUrl": "https://kiroku.today/view/9fa660712e7967kc",
    "archiveCapturedAt": "2026-05-19T12:30:37.813+00:00",
    "extractedAt": "2026-05-14T21:13:26.086+00:00",
    "translatedAt": null,
    "evidenceCheckedAt": null,
    "generatedAt": "2026-05-20T10:10:17.391Z"
  },
  "limitations": [
    "RegBase aggregates public Japanese government disclosures and does not provide a credit opinion.",
    "English summaries are provided for reference. The original Japanese source is authoritative.",
    "Possible or unresolved entity matches should be manually verified before use in a decision."
  ]
}

The original Japanese disclosure is the authoritative record. Use possible or unresolved matches only as leads for manual review.

Language

日本語版を見る (Japanese)

Company info

English name: 株式会社グランター代表取締役 A B Japanese original
Japanese name: 株式会社グランター代表取締役 A B

See company profile →

About this recordAggregated and translated from public Japanese government disclosures. The English text is for reference only — authoritative content is the linked Japanese source.

Possible 警告書発出 against 株式会社グランター 代表取締役 A B