Possible 警告書発出 against Fairness Limited

Fairness Limited (Financial Instruments and Exchange Act)
Financial Instruments and Exchange Act金融庁・財務局Possible entity match1 July 2014
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/api/v1/enforcements?company=Fairness%20Limited&limit=10

Action summary

Company
Fairness LimitedJapanese original
Original: Fairness Limited
Entity match
Possible entity match60/100Machine extracted
Company name extracted from the Japanese public disclosure
Governing law
Financial Instruments and Exchange Act
金融商品取引法
Action type
警告書発出
警告書発出
Action date
1 July 2014
Issuing authority
金融庁・財務局
金融庁・財務局

Violation

Show original Japanese text

インターネットを通じて、顧客から店頭デリバティブ取引等の投資判断を一任され、金銭等の運用をする旨の契約の締結を勧誘していたもの。 代表者等の氏名は「不明」。 当該業者のウェブサイトにおいて、「Fairnessが提供するマネージドアカウント(PAMM=(Percent Allocation Management Module)口座)は、お客様ご自身が運用する形態とは異なり、FXDD社口座(自分名義)に入金した資金をオートトレードシステム(EA)や自由裁量取引によって皆様に代わって、お客様の資金を弊社が運用致します。」と記載していた。 FXDD Malta Limited(FXDD)は、無登録で金融商品取引業を行う者として、平成22年12月22日付で金融庁が警告を行っている。

Compliance context

Context needed

This is a public Japanese regulatory disclosure. The exact legal effect depends on the cited source and regulator.

Financial markets law covering securities, investment services, disclosure, and market conduct.

Review the original Japanese source and determine relevance to your counterparty-risk workflow.

This context is an operational aid for review workflows, not a credit opinion or legal conclusion.

Evidence pack

Original 金融庁・財務局 announcement (Japanese)Archived source snapshot
Extracted at
2026-05-14T21:13:26.086+00:00
Evidence checked
Not recorded
Archive captured
2026-05-19T06:30:52.168+00:00
Show audit JSON
{
  "record": {
    "id": "88e864df-792b-45fb-9fa0-1b0f05d374c1",
    "url": "https://regbase.jp/en/enforcement/kinshoho-fairnesslimited-20140701",
    "company_name_original": "Fairness Limited",
    "company_name_registry": "Fairness Limited",
    "corporate_number": null,
    "law": {
      "ja": "金融商品取引法",
      "en": "Financial Instruments and Exchange Act"
    },
    "action_type": {
      "ja": "警告書発出",
      "en": "警告書発出"
    },
    "authority": {
      "ja": "金融庁・財務局",
      "en": "金融庁・財務局"
    }
  },
  "entity_match": {
    "status": "possible",
    "confidence": 60,
    "method": "extracted_japanese_name",
    "method_label": "Company name extracted from the Japanese public disclosure",
    "notes": null
  },
  "review": {
    "status": "unreviewed",
    "label": "Machine extracted"
  },
  "compliance_context": {
    "severity": "Context needed",
    "actionMeaning": "This is a public Japanese regulatory disclosure. The exact legal effect depends on the cited source and regulator.",
    "practicalNote": "Review the original Japanese source and determine relevance to your counterparty-risk workflow.",
    "lawContext": "Financial markets law covering securities, investment services, disclosure, and market conduct."
  },
  "evidence": {
    "recordUrl": "https://regbase.jp/en/enforcement/kinshoho-fairnesslimited-20140701",
    "officialSourceUrl": "https://www.fsa.go.jp/ordinary/chuui/mutouroku.html",
    "archiveUrl": "https://kiroku.today/view/9fa660712e7967kc",
    "archiveCapturedAt": "2026-05-19T06:30:52.168+00:00",
    "extractedAt": "2026-05-14T21:13:26.086+00:00",
    "translatedAt": null,
    "evidenceCheckedAt": null,
    "generatedAt": "2026-05-20T23:59:39.756Z"
  },
  "limitations": [
    "RegBase aggregates public Japanese government disclosures and does not provide a credit opinion.",
    "English summaries are provided for reference. The original Japanese source is authoritative.",
    "Possible or unresolved entity matches should be manually verified before use in a decision."
  ]
}

The original Japanese disclosure is the authoritative record. Use possible or unresolved matches only as leads for manual review.

Company info

English name
Fairness Limited Japanese original
Japanese name
Fairness Limited
See company profile →

About this recordAggregated and translated from public Japanese government disclosures. The English text is for reference only — authoritative content is the linked Japanese source.