Enforcement record

Issuance of Warning Letter disclosure naming Fairness Limited

Fairness Limited (Financial Instruments and Exchange Act)

This page records one action from a Japanese government disclosure, including the published name, governing law, authority, action details, and official source.

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Financial Instruments and Exchange ActFinancial Services Agency and Local Finance BureausGovernment disclosure1 July 2014

Action type

Issuance of Warning Letter

Law

Financial Instruments and Exchange Act

Authority

Financial Services Agency and Local Finance Bureaus

Action date

1 July 2014

Current page: Enforcement record

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Public-source and preservation status

Publishing authority
Financial Services Agency and Local Finance Bureaus
Official source URL
Recorded by RegBase
Entity match
Not confirmed; shown under the published name
Kiroku preservation
Saved content requires review
Captured: May 16, 2026, 03:30 AM JST

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Action summary

Company
Fairness LimitedJapanese only
Original: Fairness Limited
Governing law
Financial Instruments and Exchange Act
金融商品取引法
Action type
Issuance of Warning Letter
警告書発出
Action date
1 July 2014
Issuing authority
Financial Services Agency and Local Finance Bureaus
金融庁・財務局
Industry context
無登録金融商品取引業者（海外）

Violation

Machine-translated summary — verify against original

Through the internet, the entity solicited customers to enter into contracts to entrust investment decisions for over-the-counter derivatives and to operate funds. The name of the representative is unknown. The company's website stated that the managed account (PAMM) provided by Fairness is different from a self-managed account, and that funds deposited into FXDD's account (in the customer's name) are operated by the company on behalf of the customer through an automated trading system (EA) or discretionary trading. FXDD Malta Limited was warned by the Financial Services Agency on December 22, 2010, for conducting financial instruments business without registration.

Show original Japanese text

インターネットを通じて、顧客から店頭デリバティブ取引等の投資判断を一任され、金銭等の運用をする旨の契約の締結を勧誘していたもの。 代表者等の氏名は「不明」。 当該業者のウェブサイトにおいて、「Fairnessが提供するマネージドアカウント（PAMM＝（Percent Allocation Management Module）口座）は、お客様ご自身が運用する形態とは異なり、FXDD社口座（自分名義）に入金した資金をオートトレードシステム（EA）や自由裁量取引によって皆様に代わって、お客様の資金を弊社が運用致します。」と記載していた。 FXDD Malta Limited（FXDD）は、無登録で金融商品取引業を行う者として、平成22年12月22日付で金融庁が警告を行っている。

Compliance context

Context needed

This is a public Japanese regulatory disclosure. The exact legal effect depends on the cited source and regulator.

Financial markets law covering securities, investment services, disclosure, and market conduct.

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Language

日本語版を見る (Japanese)

About this recordAggregated and translated from public Japanese government disclosures. The English text is for reference only — authoritative content is the linked Japanese source.