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日本語

Possible 警告書発出 against コーディアル投資事業有限責任組合 無限責任組合員 A

コーディアル投資事業有限責任組合 無限責任組合員 A (Financial Instruments and Exchange Act)
Financial Instruments and Exchange Act金融庁・財務局Possible entity match1 July 2014
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/api/v1/enforcements?company=%E3%82%B3%E3%83%BC%E3%83%87%E3%82%A3%E3%82%A2%E3%83%AB%E6%8A%95%E8%B3%87%E4%BA%8B%E6%A5%AD%E6%9C%89%E9%99%90%E8%B2%AC%E4%BB%BB%E7%B5%84%E5%90%88%20%E7%84%A1%E9%99%90%E8%B2%AC%E4%BB%BB%E7%B5%84%E5%90%88%E5%93%A1%20A&limit=10
Open API responseAPI docs

Action summary

Company
コーディアル投資事業有限責任組合 無限責任組合員 AJapanese original
Original: コーディアル投資事業有限責任組合 無限責任組合員 A
Entity match
Possible entity match60/100Machine extracted
Company name extracted from the Japanese public disclosure
Governing law
Financial Instruments and Exchange Act
金融商品取引法
Action type
警告書発出
警告書発出
Action date
1 July 2014
Issuing authority
金融庁・財務局
金融庁・財務局

Violation

Show original Japanese text

勧誘資料等を送付したうえで、ファンドの募集又は私募を行っていたもの。 当該業者から、「コーディアルファンド匿名組合契約申込書」等が送られ、電話があり、ファンドへの出資の勧誘を受けたとの情報が寄せられている。 当該業者は、映画ファンドのウェブサイトで適格機関投資家等特例業務届出業者である旨を騙っていた。

Compliance context

Context needed

This is a public Japanese regulatory disclosure. The exact legal effect depends on the cited source and regulator.

Financial markets law covering securities, investment services, disclosure, and market conduct.

Review the original Japanese source and determine relevance to your counterparty-risk workflow.

This context is an operational aid for review workflows, not a credit opinion or legal conclusion.

Evidence pack

Original 金融庁・財務局 announcement (Japanese)Archived source snapshot
Extracted at
2026-05-14T21:13:26.086+00:00
Evidence checked
Not recorded
Archive captured
2026-05-19T12:30:53.69+00:00
Show audit JSON
{
  "record": {
    "id": "a4c189c3-8d05-4756-8fec-59bc2446c76a",
    "url": "https://regbase.jp/en/enforcement/kinshoho-kodeiarutou-zi-shi-ye-you-xian-ze-ren-zu-he-wu-xian-ze-ren-zu-he-yuan-a-20140701",
    "company_name_original": "コーディアル投資事業有限責任組合 無限責任組合員 A",
    "company_name_registry": "コーディアル投資事業有限責任組合 無限責任組合員 A",
    "corporate_number": null,
    "law": {
      "ja": "金融商品取引法",
      "en": "Financial Instruments and Exchange Act"
    },
    "action_type": {
      "ja": "警告書発出",
      "en": "警告書発出"
    },
    "authority": {
      "ja": "金融庁・財務局",
      "en": "金融庁・財務局"
    }
  },
  "entity_match": {
    "status": "possible",
    "confidence": 60,
    "method": "extracted_japanese_name",
    "method_label": "Company name extracted from the Japanese public disclosure",
    "notes": null
  },
  "review": {
    "status": "unreviewed",
    "label": "Machine extracted"
  },
  "compliance_context": {
    "severity": "Context needed",
    "actionMeaning": "This is a public Japanese regulatory disclosure. The exact legal effect depends on the cited source and regulator.",
    "practicalNote": "Review the original Japanese source and determine relevance to your counterparty-risk workflow.",
    "lawContext": "Financial markets law covering securities, investment services, disclosure, and market conduct."
  },
  "evidence": {
    "recordUrl": "https://regbase.jp/en/enforcement/kinshoho-kodeiarutou-zi-shi-ye-you-xian-ze-ren-zu-he-wu-xian-ze-ren-zu-he-yuan-a-20140701",
    "officialSourceUrl": "https://www.fsa.go.jp/ordinary/chuui/mutouroku.html",
    "archiveUrl": "https://kiroku.today/view/9fa660712e7967kc",
    "archiveCapturedAt": "2026-05-19T12:30:53.69+00:00",
    "extractedAt": "2026-05-14T21:13:26.086+00:00",
    "translatedAt": null,
    "evidenceCheckedAt": null,
    "generatedAt": "2026-05-21T00:01:55.952Z"
  },
  "limitations": [
    "RegBase aggregates public Japanese government disclosures and does not provide a credit opinion.",
    "English summaries are provided for reference. The original Japanese source is authoritative.",
    "Possible or unresolved entity matches should be manually verified before use in a decision."
  ]
}

The original Japanese disclosure is the authoritative record. Use possible or unresolved matches only as leads for manual review.

Language

日本語版を見る (Japanese)

Company info

English name
コーディアル投資事業有限責任組合 無限責任組合員 A Japanese original
Japanese name
コーディアル投資事業有限責任組合 無限責任組合員 A
See company profile →

About this recordAggregated and translated from public Japanese government disclosures. The English text is for reference only — authoritative content is the linked Japanese source.