Public risk disclosures
Search public Japanese government disclosures that name companies or operators even when the record is not a standard administrative enforcement action. Coverage includes labor standards violation disclosures, FSA warnings for unregistered financial operators, and travel agency sanctions.
Total
3,143
Labor
1,923
FSA warnings
1,158
Travel
62
3,143 public records(page 135 of 158)
1 Nov 2014
アジアンアセットマネジメントジャパン株式会社Government disclosure record
An entity sent solicitation materials and handled the募集 or private placement of a fund (overseas apartments business). The name of the representative is unknown. It has been reported that the entity received documents titled [Concierge Apartments] and [Investment Limited Partnership Agreement (Document provided at the time of contract conclusion)] from the entity.
1 Nov 2014
ソーシャルネット株式会社Government disclosure record
The entity sent solicitation materials and handled the offering or private placement of corporate bonds. The name of the representative is unknown. There is information that the entity received materials related to another company titled [Notice [New Share Subscription Rights Corporate Bonds Investment]]. The solicitation materials are similar to those used by Mitsuba Shokai Co., Ltd., which was warned on October 22, 2014.
1 Nov 2014
Express Services Limited.Government disclosure record
Engaged in soliciting over the internet for over-the-counter derivative transactions. The name of the representative is unknown. The services provided by the operator are named OPTION WINNER, High Binary, MiracleOption, FINEOPTION, and BINARY30.
1 Nov 2014
日本マネージメントGovernment disclosure record
The entity sent solicitation materials and handled the offering or private placement of foreign stocks. The name of the representative is unknown. After receiving a call from someone claiming to be from a securities company, information was received that the entity sent materials related to Vietnamese stocks. The solicitation materials are similar to those of Million Japan, which was warned on September 3, 2014.
1 Nov 2014
独立行政法人シルバーサービス振興会 理事長 AGovernment disclosure record
The entity sent solicitation materials and conducted fund-raising or private placement for a fund related to the development of caregiving robots. It was reported that the entity received a document titled 'Heisei 26 Fiscal Year Independent Administrative Agency Silver Service Promotion Association Guide' from this entity. The entity is using a trade name similar to the actual 'General Incorporated Association Silver Service Promotion Association' but is not related to the actual organization.
1 Oct 2014
プロジェクトワン投資顧問株式会社 代表取締役社長 A（B）Government disclosure record
The company sent solicitation materials and engaged in inducements to purchase corporate bonds, claiming to conduct investment advisory, agency, and investment management services in its company profile. They received telephone solicitations from the company to buy bonds and unlisted stocks in exchange for purchasing stocks of other companies, and they received documents titled 'Basic Sales Contract (Bond Transactions)' and 'Stock Evaluation Report,' as well as a company profile indicating investment management and advisory services.
1 Oct 2014
Quick Million LimitedGovernment disclosure record
Used solicitation materials to mediate over-the-counter derivative transactions. The name of the representative is unknown. There is information that the business or its agents held seminars and solicited FX trading with overseas FX companies or using FX trading for investment.
1 Oct 2014
三ツ葉商会株式会社Government disclosure record
Sent solicitation materials and handled the offering or private placement of corporate bonds. The name of the representative is unknown. There is information that materials related to another company titled [Notice of Investment in Bonds with Stock Acquisition Rights] were sent by the same entity.
1 Sept 2014
株式会社ネクストライン 代表取締役会長兼社長 AGovernment disclosure record
The company displayed and sent a business profile claiming to be engaged in financial instruments business. The profile included a registration number similar to a Financial Services Agency registration number and falsely claimed to be a registered financial instruments business operator. The company also used a trade name, address, and representative's name similar to the real company Next Co., Ltd., but is not related to the actual company.
1 Sept 2014
株式会社三和トレードGovernment disclosure record
A business solicited purchases of unlisted stocks by sending promotional materials, including postcards claiming to take over unwanted claims, falsely claiming a registration number similar to that of the Financial Services Agency, and stating that trading of non-performing loans would cease on September 30, 2014, under the Act against Unjustifiable Premiums and Misleading Representations, which is false. The promotional materials resemble those of previously warned companies, including Mitsubishi Corporation, Urban Consulting, and Daiwa Consulting, and the company name is the same as Sanwa Trade, warned on October 16, 2013.
1 Sept 2014
ミリオンジャパンGovernment disclosure record
The entity sent solicitation materials and handled the offering or private placement of foreign stocks. The name of the representative is unknown. There is information that the entity received a solicitation to purchase Vietnamese stocks.
1 Sept 2014
MRF-Fund 運営責任者（運用責任者） AGovernment disclosure record
The entity was engaged in soliciting or handling investment trusts through the internet, including private placements. Their website featured a fund description titled [MRF Fund], and there are reports that they sent an [MRF-Baby Fund Trading Application Form]. The content on their website is similar to that of [L. M MONEY POOL FUND], which was warned on October 19, 2012.
1 Sept 2014
株式会社テクノ 代表取締役社長 AGovernment disclosure record
The entity sent solicitation materials and solicited the purchase of unlisted stocks. Information has been received that solicitation materials regarding the purchase of unlisted stocks were sent by the entity.
1 Sept 2014
デューンリアルエステートパートナーズ合同会社（DUNE REAL ESTATE PARTNERS III, LLC） 代表取締役 AGovernment disclosure record
The company displayed and sent a statement indicating it conducts Qualified Institutional Investor Special Business. It falsely claimed to be Dune Real Estate Partners III LLC, a registered Qualified Institutional Investor Special Business operator, including its name and address. There is information that the company received a solicitation from this entity via telephone to recover damages from unlisted stocks.
1 Sept 2014
Realtime Capital Markets Pty. Ltd.Government disclosure record
Engaged in solicitation of over-the-counter derivative transactions via the internet. The name of the representative is unknown. The service provided by the operator is called HIGHLOW Binary Option.
1 Sept 2014
株式会社カウンティライン 代表 AGovernment disclosure record
The entity sent solicitation materials and conducted募集 or private placement of a fund related to medical and welfare businesses. There were reports of a yellow envelope from the entity arriving at another company's premises and a subsequent phone call promising to buy back investments at a higher price after investment. Later, the entity sent a document titled [Fund Prospectus] concerning the County Premium No. 1 Anonymous Partnership. The entity falsely claimed to be a registered qualified institutional investor business operator.
1 Sept 2014
株式会社トップス 代表取締役社長 AGovernment disclosure record
An entity sent solicitation materials and engaged in soliciting stock brokerage services. They received a phone call from the entity offering to buy new IPO stocks with the promise of a 5 to 10 times increase in value, and sent the purchase price, but the stocks were not delivered and contact was lost.
1 Sept 2014
リーガルメディエイション株式会社 代表取締役社長 AGovernment disclosure record
The entity was engaged in soliciting or private placement of funds (such as FX and stocks) via the internet. There are reports that the entity contacted individuals by phone to promote the fund and directed them to its website. The entity was accepting applications for a fund called [Legal Mediation Fund Investment Business Limited Liability Partnership] on its website.
1 Sept 2014
Optionrally Financial Services LtdGovernment disclosure record
Engaged in solicitation of over-the-counter derivative transactions via the internet. The name of the representative is unknown. The service provided by the business is called OPTIONRALLY.
1 Sept 2014
株式会社ESPLUS 代表清算人 AことBGovernment disclosure record
The company solicited many individual investors to acquire rights related to funds. Additionally, A instructed unregistered agents to conduct these solicitations. The agents were subject to a petition filed by the Securities and Exchange Surveillance Commission on September 12, 2014, seeking a court order to prohibit and cease violations of the Financial Instruments and Exchange Act, specifically operating without registration to solicit fund subscriptions or handle private placements.
| Date | Company / operator | Source | Type | Summary |
|---|---|---|---|---|
| 1 Nov 2014 | アジアンアセットマネジメントジャパン株式会社 Government disclosure record | FSA unregistered operator warnings | Warning issued | An entity sent solicitation materials and handled the募集 or private placement of a fund (overseas apartments business). The name of the representative is unknown. It has been reported that the entity received documents titled [Concierge Apartments] and [Investment Limited Partnership Agreement (Document provided at the time of contract conclusion)] from the entity. |
| 1 Nov 2014 | ソーシャルネット株式会社 Government disclosure record | FSA unregistered operator warnings | Warning issued | The entity sent solicitation materials and handled the offering or private placement of corporate bonds. The name of the representative is unknown. There is information that the entity received materials related to another company titled [Notice [New Share Subscription Rights Corporate Bonds Investment]]. The solicitation materials are similar to those used by Mitsuba Shokai Co., Ltd., which was warned on October 22, 2014. |
| 1 Nov 2014 | Express Services Limited. Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in soliciting over the internet for over-the-counter derivative transactions. The name of the representative is unknown. The services provided by the operator are named OPTION WINNER, High Binary, MiracleOption, FINEOPTION, and BINARY30. |
| 1 Nov 2014 | 日本マネージメント Government disclosure record | FSA unregistered operator warnings | Warning issued | The entity sent solicitation materials and handled the offering or private placement of foreign stocks. The name of the representative is unknown. After receiving a call from someone claiming to be from a securities company, information was received that the entity sent materials related to Vietnamese stocks. The solicitation materials are similar to those of Million Japan, which was warned on September 3, 2014. |
| 1 Nov 2014 | 独立行政法人シルバーサービス振興会 理事長 A Government disclosure record | FSA unregistered operator warnings | Warning issued | The entity sent solicitation materials and conducted fund-raising or private placement for a fund related to the development of caregiving robots. It was reported that the entity received a document titled 'Heisei 26 Fiscal Year Independent Administrative Agency Silver Service Promotion Association Guide' from this entity. The entity is using a trade name similar to the actual 'General Incorporated Association Silver Service Promotion Association' but is not related to the actual organization. |
| 1 Oct 2014 | プロジェクトワン投資顧問株式会社 代表取締役社長 A（B） Government disclosure record | FSA unregistered operator warnings | Warning issued | The company sent solicitation materials and engaged in inducements to purchase corporate bonds, claiming to conduct investment advisory, agency, and investment management services in its company profile. They received telephone solicitations from the company to buy bonds and unlisted stocks in exchange for purchasing stocks of other companies, and they received documents titled 'Basic Sales Contract (Bond Transactions)' and 'Stock Evaluation Report,' as well as a company profile indicating investment management and advisory services. |
| 1 Oct 2014 | Quick Million Limited Government disclosure record | FSA unregistered operator warnings | Warning issued | Used solicitation materials to mediate over-the-counter derivative transactions. The name of the representative is unknown. There is information that the business or its agents held seminars and solicited FX trading with overseas FX companies or using FX trading for investment. |
| 1 Oct 2014 | 三ツ葉商会株式会社 Government disclosure record | FSA unregistered operator warnings | Warning issued | Sent solicitation materials and handled the offering or private placement of corporate bonds. The name of the representative is unknown. There is information that materials related to another company titled [Notice of Investment in Bonds with Stock Acquisition Rights] were sent by the same entity. |
| 1 Sept 2014 | 株式会社ネクストライン 代表取締役会長兼社長 A Government disclosure record | FSA unregistered operator warnings | Warning issued | The company displayed and sent a business profile claiming to be engaged in financial instruments business. The profile included a registration number similar to a Financial Services Agency registration number and falsely claimed to be a registered financial instruments business operator. The company also used a trade name, address, and representative's name similar to the real company Next Co., Ltd., but is not related to the actual company. |
| 1 Sept 2014 | 株式会社三和トレード Government disclosure record | FSA unregistered operator warnings | Warning issued | A business solicited purchases of unlisted stocks by sending promotional materials, including postcards claiming to take over unwanted claims, falsely claiming a registration number similar to that of the Financial Services Agency, and stating that trading of non-performing loans would cease on September 30, 2014, under the Act against Unjustifiable Premiums and Misleading Representations, which is false. The promotional materials resemble those of previously warned companies, including Mitsubishi Corporation, Urban Consulting, and Daiwa Consulting, and the company name is the same as Sanwa Trade, warned on October 16, 2013. |
| 1 Sept 2014 | ミリオンジャパン Government disclosure record | FSA unregistered operator warnings | Warning issued | The entity sent solicitation materials and handled the offering or private placement of foreign stocks. The name of the representative is unknown. There is information that the entity received a solicitation to purchase Vietnamese stocks. |
| 1 Sept 2014 | MRF-Fund 運営責任者（運用責任者） A Government disclosure record | FSA unregistered operator warnings | Warning issued | The entity was engaged in soliciting or handling investment trusts through the internet, including private placements. Their website featured a fund description titled [MRF Fund], and there are reports that they sent an [MRF-Baby Fund Trading Application Form]. The content on their website is similar to that of [L. M MONEY POOL FUND], which was warned on October 19, 2012. |
| 1 Sept 2014 | 株式会社テクノ 代表取締役社長 A Government disclosure record | FSA unregistered operator warnings | Warning issued | The entity sent solicitation materials and solicited the purchase of unlisted stocks. Information has been received that solicitation materials regarding the purchase of unlisted stocks were sent by the entity. |
| 1 Sept 2014 | デューンリアルエステートパートナーズ合同会社（DUNE REAL ESTATE PARTNERS III, LLC） 代表取締役 A Government disclosure record | FSA unregistered operator warnings | Warning issued | The company displayed and sent a statement indicating it conducts Qualified Institutional Investor Special Business. It falsely claimed to be Dune Real Estate Partners III LLC, a registered Qualified Institutional Investor Special Business operator, including its name and address. There is information that the company received a solicitation from this entity via telephone to recover damages from unlisted stocks. |
| 1 Sept 2014 | Realtime Capital Markets Pty. Ltd. Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in solicitation of over-the-counter derivative transactions via the internet. The name of the representative is unknown. The service provided by the operator is called HIGHLOW Binary Option. |
| 1 Sept 2014 | 株式会社カウンティライン 代表 A Government disclosure record | FSA unregistered operator warnings | Warning issued | The entity sent solicitation materials and conducted募集 or private placement of a fund related to medical and welfare businesses. There were reports of a yellow envelope from the entity arriving at another company's premises and a subsequent phone call promising to buy back investments at a higher price after investment. Later, the entity sent a document titled [Fund Prospectus] concerning the County Premium No. 1 Anonymous Partnership. The entity falsely claimed to be a registered qualified institutional investor business operator. |
| 1 Sept 2014 | 株式会社トップス 代表取締役社長 A Government disclosure record | FSA unregistered operator warnings | Warning issued | An entity sent solicitation materials and engaged in soliciting stock brokerage services. They received a phone call from the entity offering to buy new IPO stocks with the promise of a 5 to 10 times increase in value, and sent the purchase price, but the stocks were not delivered and contact was lost. |
| 1 Sept 2014 | リーガルメディエイション株式会社 代表取締役社長 A Government disclosure record | FSA unregistered operator warnings | Warning issued | The entity was engaged in soliciting or private placement of funds (such as FX and stocks) via the internet. There are reports that the entity contacted individuals by phone to promote the fund and directed them to its website. The entity was accepting applications for a fund called [Legal Mediation Fund Investment Business Limited Liability Partnership] on its website. |
| 1 Sept 2014 | Optionrally Financial Services Ltd Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in solicitation of over-the-counter derivative transactions via the internet. The name of the representative is unknown. The service provided by the business is called OPTIONRALLY. |
| 1 Sept 2014 | 株式会社ESPLUS 代表清算人 AことB Government disclosure record | FSA unregistered operator warnings | Warning issued | The company solicited many individual investors to acquire rights related to funds. Additionally, A instructed unregistered agents to conduct these solicitations. The agents were subject to a petition filed by the Securities and Exchange Surveillance Commission on September 12, 2014, seeking a court order to prohibit and cease violations of the Financial Instruments and Exchange Act, specifically operating without registration to solicit fund subscriptions or handle private placements. |
Important context
This list aggregates public Japanese government disclosures. It is not a sanctions list, credit report, legal opinion, or procurement approval system. Verify material records against the linked original Japanese source before making any compliance, credit, or legal decision.