Enforcement record

Issuance of Warning Letter disclosure naming 株式会社ネクストライン代表取締役会長兼社長 A

株式会社ネクストライン代表取締役会長兼社長 A (Financial Instruments and Exchange Act)

This page records one action from a Japanese government disclosure, including the published name, governing law, authority, action details, and official source.

Financial Instruments and Exchange ActFinancial Services Agency and Local Finance BureausGovernment disclosure1 September 2014

Action type

Issuance of Warning Letter

Law

Financial Instruments and Exchange Act

Authority

Financial Services Agency and Local Finance Bureaus

Action date

1 September 2014

RegBase evidence report

Japanese public-record enforcement check

Saveable record of the published action, regulator source, source status, and review notes for internal compliance files.

Report ID: RB-EN-ENFORCEMENT-KINSHOHO-NEKUSUTO-202607271157
Generated at: 27 July 2026 at 20:57
Record URL: https://regbase.jp/en/enforcement/kinshoho-nekusutoraindai-biao-qu-di-yi-hui-chang-jian-she-chang-a-20140901

1. Review Summary

Disclosure name	株式会社ネクストライン代表取締役会長兼社長 A	Corporate Number	Not stated in the disclosure
Enforcement record	1 record	Other confirmed records for this company	Outside this report's scope
Action date	1 September 2014	Authority	Financial Services Agency and Local Finance Bureaus
Law	Financial Instruments and Exchange Act	Action type	Issuance of Warning Letter
Source status	Preserved public-source archive recorded

This report summarizes public Japanese government disclosure data held by RegBase. It is not a credit score, sanctions conclusion, legal opinion, or adverse-media determination. Confirm important decisions against the linked official Japanese source.

2. Published Information

Published name	株式会社ネクストライン代表取締役会長兼社長 A

3. Enforcement Record

Target name in disclosure	株式会社ネクストライン代表取締役会長兼社長 A
Authority	Financial Services Agency and Local Finance Bureaus (金融庁・財務局)
Law / action type	Financial Instruments and Exchange Act / Issuance of Warning Letter
Action / announcement date	Action: 1 September 2014 / Announcement: 1 September 2014
English summary	The company displayed and sent a business profile claiming to be engaged in financial instruments business. The profile included a registration number similar to a Financial Services Agency registration number and falsely claimed to be a registered financial instruments business operator. The company also used a trade name, address, and representative's name similar to the real company Next Co., Ltd., but is not related to the actual company.
Original Japanese text	会社概要に金融商品取引業を行う旨を表示し送付したもの。当該業者は、外国通貨に関する会社概要を送付しており、当該会社概要には、「金融商品取引業者」と記載し、財務局の登録番号に類似した「財務局長（金商）第1639号」を騙っていた。また、当該業者は実在する「株式会社ネクスト」に類似した商号、所在地及び代表者名を騙っているが、実在する会社とは関係がない。
Official source	https://www.fsa.go.jp/ordinary/chuui/mutouroku.html
Source archive	https://kiroku.today/a/9fa660712e7967kc
Extraction / evidence timestamps	Extracted: 15 May 2026 at 06:13 / Evidence checked: 27 July 2026 at 15:05 / Archive captured: 16 May 2026 at 03:30

4. Business Location and Permit Details

No additional structured business-location or permit fields are recorded for this disclosure.

5. Other Confirmed Records for This Company

This report covers the single government disclosure shown on this page.

Reviewer Notes

Reviewer		Team / company
Review purpose
Additional notes

□ Official source URL or archived source was checked.
□ Corporate Number, address, or other identifiers were reviewed to avoid confusing similarly named entities.
□ This document is understood as a public-record evidence file, not a credit decision or legal opinion.

Current page: Enforcement record

This screen focuses on one disclosed action: the published name, governing law, authority, facts, source status, and review evidence.

Free report

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Includes the published name, regulator, governing law, source links, archive status, and reviewer note fields for internal due-diligence files.

Preserved evidence by Kiroku

Review the preserved source for 株式会社ネクストライン代表取締役会長兼社長 A

Open the preserved public source with its capture time, original artifact, available verification data, and downloadable evidence pack.

Open preserved source and evidence pack

For developers: JSON integration details

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/api/v1/enforcements?company=%E6%A0%AA%E5%BC%8F%E4%BC%9A%E7%A4%BE%E3%83%8D%E3%82%AF%E3%82%B9%E3%83%88%E3%83%A9%E3%82%A4%E3%83%B3%20%E4%BB%A3%E8%A1%A8%E5%8F%96%E7%B7%A0%E5%BD%B9%E4%BC%9A%E9%95%B7%E5%85%BC%E7%A4%BE%E9%95%B7%20A&limit=10

Open JSON Specs

Action summary

Company: 株式会社ネクストライン代表取締役会長兼社長 AJapanese only
Original: 株式会社ネクストライン代表取締役会長兼社長 A
Governing law: Financial Instruments and Exchange Act
金融商品取引法
Action type: Issuance of Warning Letter
警告書発出
Action date: 1 September 2014
Issuing authority: Financial Services Agency and Local Finance Bureaus
金融庁・財務局
Industry context: 無登録金融商品取引業者（国内）

Violation

Machine-translated summary — verify against original

The company displayed and sent a business profile claiming to be engaged in financial instruments business. The profile included a registration number similar to a Financial Services Agency registration number and falsely claimed to be a registered financial instruments business operator. The company also used a trade name, address, and representative's name similar to the real company Next Co., Ltd., but is not related to the actual company.

Show original Japanese text

会社概要に金融商品取引業を行う旨を表示し送付したもの。当該業者は、外国通貨に関する会社概要を送付しており、当該会社概要には、「金融商品取引業者」と記載し、財務局の登録番号に類似した「財務局長（金商）第1639号」を騙っていた。また、当該業者は実在する「株式会社ネクスト」に類似した商号、所在地及び代表者名を騙っているが、実在する会社とは関係がない。

Compliance context

Context needed

This is a public Japanese regulatory disclosure. The exact legal effect depends on the cited source and regulator.

Financial markets law covering securities, investment services, disclosure, and market conduct.

Review the original Japanese source and determine relevance to your counterparty-risk workflow.

This context is an operational aid for review workflows, not a credit opinion or legal conclusion.

Evidence pack

Original Financial Services Agency and Local Finance Bureaus source (Japanese)Open preserved source and evidence pack

Extracted at: 2026-05-14T21:13:26.086+00:00
Evidence checked: 2026-07-27T06:05:55.794+00:00
Archive captured: 2026-05-15T18:30:47.935052+00:00

Show audit JSON

{
  "record": {
    "id": "bb7e89e7-58d2-42f5-a7d5-eece8f8d3b86",
    "url": "https://regbase.jp/en/enforcement/kinshoho-nekusutoraindai-biao-qu-di-yi-hui-chang-jian-she-chang-a-20140901",
    "company_name_original": "株式会社ネクストライン 代表取締役会長兼社長 A",
    "company_name_registry": null,
    "corporate_number": null,
    "law": {
      "ja": "金融商品取引法",
      "en": "Financial Instruments and Exchange Act"
    },
    "action_type": {
      "ja": "警告書発出",
      "en": "Issuance of Warning Letter"
    },
    "authority": {
      "ja": "金融庁・財務局",
      "en": "Financial Services Agency and Local Finance Bureaus"
    }
  },
  "entity_match": {
    "status": "unresolved",
    "confidence": 60,
    "method": "source_name_only_no_registry_match",
    "method_label": "source_name_only_no_registry_match",
    "notes": "公表資料の名称は収録しましたが、法人番号へ安全に結び付ける独立証拠が不足しています。"
  },
  "review": {
    "status": "needs_review",
    "label": "Needs review"
  },
  "compliance_context": {
    "severity": "Context needed",
    "actionMeaning": "This is a public Japanese regulatory disclosure. The exact legal effect depends on the cited source and regulator.",
    "practicalNote": "Review the original Japanese source and determine relevance to your counterparty-risk workflow.",
    "lawContext": "Financial markets law covering securities, investment services, disclosure, and market conduct."
  },
  "evidence": {
    "recordUrl": "https://regbase.jp/en/enforcement/kinshoho-nekusutoraindai-biao-qu-di-yi-hui-chang-jian-she-chang-a-20140901",
    "officialSourceUrl": "https://www.fsa.go.jp/ordinary/chuui/mutouroku.html",
    "officialDocumentUrl": null,
    "archiveUrl": "https://kiroku.today/a/9fa660712e7967kc",
    "archivedSourceUrl": "https://www.fsa.go.jp/ordinary/chuui/mutouroku.html",
    "archiveCapturedAt": "2026-05-15T18:30:47.935052+00:00",
    "extractedAt": "2026-05-14T21:13:26.086+00:00",
    "translatedAt": "2026-07-06T04:20:55.682+00:00",
    "evidenceCheckedAt": "2026-07-27T06:05:55.794+00:00",
    "generatedAt": "2026-07-27T11:57:55.404Z"
  },
  "limitations": [
    "RegBase aggregates public Japanese government disclosures and does not provide a credit opinion.",
    "English summaries are provided for reference. The original Japanese source is authoritative.",
    "Possible or unresolved entity matches should be manually verified before use in a decision."
  ]
}

The original Japanese disclosure is the authoritative record. Use possible or unresolved matches only as leads for manual review.

Language

日本語版を見る (Japanese)

About this recordAggregated and translated from public Japanese government disclosures. The English text is for reference only — authoritative content is the linked Japanese source.

Issuance of Warning Letter disclosure naming 株式会社ネクストライン 代表取締役会長兼社長 A