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Possible 警告書発出 against プロジェクトワン投資顧問株式会社 代表取締役社長 A（B）

プロジェクトワン投資顧問株式会社 代表取締役社長 A（B） (Financial Instruments and Exchange Act)
Financial Instruments and Exchange Act金融庁・財務局Possible entity match1 October 2014
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/api/v1/enforcements?company=%E3%83%97%E3%83%AD%E3%82%B8%E3%82%A7%E3%82%AF%E3%83%88%E3%83%AF%E3%83%B3%E6%8A%95%E8%B3%87%E9%A1%A7%E5%95%8F%E6%A0%AA%E5%BC%8F%E4%BC%9A%E7%A4%BE%20%E4%BB%A3%E8%A1%A8%E5%8F%96%E7%B7%A0%E5%BD%B9%E7%A4%BE%E9%95%B7%20A%EF%BC%88B%EF%BC%89&limit=10
Open API responseAPI docs

Action summary

Company
プロジェクトワン投資顧問株式会社 代表取締役社長 A（B）Japanese original
Original: プロジェクトワン投資顧問株式会社 代表取締役社長 A（B）
Entity match
Possible entity match60/100Machine extracted
Company name extracted from the Japanese public disclosure
Governing law
Financial Instruments and Exchange Act
金融商品取引法
Action type
警告書発出
警告書発出
Action date
1 October 2014
Issuing authority
金融庁・財務局
金融庁・財務局

Violation

Show original Japanese text

勧誘資料等を送付したうえで、社債の買取りの勧誘を行っていたほか、会社概要に投資助言・代理業及び投資運用業を行う旨表示していたもの。 当該業者から「社債等を買い取る。」や「未公開株を買い取るかわりに他の会社の株式を購入してほしい。」との電話勧誘を受け、「売買基本契約書(債券取引)」や「銘柄査定書」と題する書面、事業内容欄に「投資運用業(投資信託委託業務、投資一任業)」、「投資助言、代理業」と記載した会社概要が送られてきたとの情報が寄せられている。

Compliance context

Context needed

This is a public Japanese regulatory disclosure. The exact legal effect depends on the cited source and regulator.

Financial markets law covering securities, investment services, disclosure, and market conduct.

Review the original Japanese source and determine relevance to your counterparty-risk workflow.

This context is an operational aid for review workflows, not a credit opinion or legal conclusion.

Evidence pack

Original 金融庁・財務局 announcement (Japanese)Archived source snapshot
Extracted at
2026-05-14T21:13:26.086+00:00
Evidence checked
Not recorded
Archive captured
2026-05-19T12:30:39.166+00:00
Show audit JSON
{
  "record": {
    "id": "6c5999f3-ebf1-439f-a50a-f9a1a8365e69",
    "url": "https://regbase.jp/en/enforcement/kinshoho-puroziekutowantou-zi-gu-wen-dai-biao-qu-di-yi-she-chang-ab-20141001",
    "company_name_original": "プロジェクトワン投資顧問株式会社 代表取締役社長 A（B）",
    "company_name_registry": "プロジェクトワン投資顧問株式会社 代表取締役社長 A（B）",
    "corporate_number": null,
    "law": {
      "ja": "金融商品取引法",
      "en": "Financial Instruments and Exchange Act"
    },
    "action_type": {
      "ja": "警告書発出",
      "en": "警告書発出"
    },
    "authority": {
      "ja": "金融庁・財務局",
      "en": "金融庁・財務局"
    }
  },
  "entity_match": {
    "status": "possible",
    "confidence": 60,
    "method": "extracted_japanese_name",
    "method_label": "Company name extracted from the Japanese public disclosure",
    "notes": null
  },
  "review": {
    "status": "unreviewed",
    "label": "Machine extracted"
  },
  "compliance_context": {
    "severity": "Context needed",
    "actionMeaning": "This is a public Japanese regulatory disclosure. The exact legal effect depends on the cited source and regulator.",
    "practicalNote": "Review the original Japanese source and determine relevance to your counterparty-risk workflow.",
    "lawContext": "Financial markets law covering securities, investment services, disclosure, and market conduct."
  },
  "evidence": {
    "recordUrl": "https://regbase.jp/en/enforcement/kinshoho-puroziekutowantou-zi-gu-wen-dai-biao-qu-di-yi-she-chang-ab-20141001",
    "officialSourceUrl": "https://www.fsa.go.jp/ordinary/chuui/mutouroku.html",
    "archiveUrl": "https://kiroku.today/view/9fa660712e7967kc",
    "archiveCapturedAt": "2026-05-19T12:30:39.166+00:00",
    "extractedAt": "2026-05-14T21:13:26.086+00:00",
    "translatedAt": null,
    "evidenceCheckedAt": null,
    "generatedAt": "2026-05-20T10:10:59.229Z"
  },
  "limitations": [
    "RegBase aggregates public Japanese government disclosures and does not provide a credit opinion.",
    "English summaries are provided for reference. The original Japanese source is authoritative.",
    "Possible or unresolved entity matches should be manually verified before use in a decision."
  ]
}

The original Japanese disclosure is the authoritative record. Use possible or unresolved matches only as leads for manual review.

Language

日本語版を見る (Japanese)

Company info

English name
プロジェクトワン投資顧問株式会社 代表取締役社長 A（B） Japanese original
Japanese name
プロジェクトワン投資顧問株式会社 代表取締役社長 A（B）
See company profile →

About this recordAggregated and translated from public Japanese government disclosures. The English text is for reference only — authoritative content is the linked Japanese source.