Enforcement record
Issuance of Warning Letter disclosure naming アジアンアセットマネジメントジャパン株式会社
This page records one action from a Japanese government disclosure, including the published name, governing law, authority, action details, and official source.
Action type
Issuance of Warning Letter
Law
Financial Instruments and Exchange Act
Authority
Financial Services Agency and Local Finance Bureaus
Action date
1 November 2014
Current page: Enforcement record
This screen focuses on one disclosed action: the published name, governing law, authority, facts, source status, and review evidence.
Source verification
Public-source and preservation status
- Publishing authority
- Financial Services Agency and Local Finance Bureaus
- Official source URL
- Recorded by RegBase
- Entity match
- Not confirmed; shown under the published name
- Kiroku preservation
- Saved content requires review
- Captured: May 16, 2026, 03:30 AM JST
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Action summary
- Company
- アジアンアセットマネジメントジャパン株式会社Japanese onlyOriginal: アジアンアセットマネジメントジャパン株式会社
- Governing law
- Financial Instruments and Exchange Act金融商品取引法
- Action type
- Issuance of Warning Letter警告書発出
- Action date
- 1 November 2014
- Issuing authority
- Financial Services Agency and Local Finance Bureaus金融庁・財務局
- Industry context
- 無登録金融商品取引業者（国内）
Violation
An entity sent solicitation materials and handled the募集 or private placement of a fund (overseas apartments business). The name of the representative is unknown. It has been reported that the entity received documents titled [Concierge Apartments] and [Investment Limited Partnership Agreement (Document provided at the time of contract conclusion)] from the entity.
Show original Japanese text
勧誘資料等を送付したうえで、ファンド（海外アパートメンツ事業）の募集又は私募の取扱いを行っていたもの。 代表者等の氏名は「不明」。 当該業者から「Concierge Apartments」、「投資有限責任組合契約書（契約締結時の交付書面）」と題する書面が送られてきたとの情報が寄せられている。
Public documents and saved materials
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Compliance context
Context neededThis is a public Japanese regulatory disclosure. The exact legal effect depends on the cited source and regulator.
Financial markets law covering securities, investment services, disclosure, and market conduct.
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Language
日本語版を見る (Japanese)About this recordAggregated and translated from public Japanese government disclosures. The English text is for reference only — authoritative content is the linked Japanese source.