Enforcement record
Issuance of Warning Letter disclosure naming MRF-Fund 運営責任者（運用責任者） A
This page records one action from a Japanese government disclosure, including the published name, governing law, authority, action details, and official source.
Action type
Issuance of Warning Letter
Law
Financial Instruments and Exchange Act
Authority
Financial Services Agency and Local Finance Bureaus
Action date
1 September 2014
Current page: Enforcement record
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- Publishing authority
- Financial Services Agency and Local Finance Bureaus
- Official source URL
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- Captured: May 16, 2026, 03:30 AM JST
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Action summary
- Company
- MRF-Fund 運営責任者（運用責任者） AJapanese onlyOriginal: MRF-Fund 運営責任者（運用責任者） A
- Governing law
- Financial Instruments and Exchange Act金融商品取引法
- Action type
- Issuance of Warning Letter警告書発出
- Action date
- 1 September 2014
- Issuing authority
- Financial Services Agency and Local Finance Bureaus金融庁・財務局
- Industry context
- 無登録金融商品取引業者（国内）
Violation
The entity was engaged in soliciting or handling investment trusts through the internet. Their website featured a fund description titled [MRF Fund], and there are reports that they sent an [MRF-Baby Fund Trading Application Form]. The content on their website is similar to that of [L. M MONEY POOL FUND], which was warned on October 19, 2012.
Show original Japanese text
インターネットを通じて、投資信託の募集若しくは私募又はその取扱いを行っていたもの。 ウェブサイトに「MRFファンド」と題するファンドの説明を掲載し、また、当該業者から「MRF-ベビーファンド取引申込書」が送付されたとの情報が寄せられている。 当該業者のウェブサイトの記載内容は、平成24年10月19日付で警告を行った「L．M MONEY POOL FUND」と類似している。
Compliance context
Context neededThis is a public Japanese regulatory disclosure. The exact legal effect depends on the cited source and regulator.
Financial markets law covering securities, investment services, disclosure, and market conduct.
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Language
日本語版を見る (Japanese)About this recordAggregated and translated from public Japanese government disclosures. The English text is for reference only — authoritative content is the linked Japanese source.