1 Feb 2014
FPコーポレーション株式会社 代表取締役社長 A （B）Government disclosure record
FSA unregistered operator warningsWarning issued
Sent solicitation materials and claimed to purchase unlisted stocks, etc.
Public risk disclosures
Japan Public Risk Disclosures
Search public Japanese government disclosures that name companies or operators even when the record is not a standard administrative enforcement action. Coverage includes labor standards violation disclosures, FSA warnings for unregistered financial operators, and travel agency sanctions.
Total
3,047
Labor
1,837
FSA warnings
1,148
Travel
62
3,047 public records(page 136 of 153)
1 Feb 2014
株式会社アドベントインターナショナル（又は、アドベント・インターナショナル株式会社） CEO AGovernment disclosure record
FSA unregistered operator warningsWarning issued
The company displayed and sent a business overview claiming to conduct special operations for qualified institutional investors. It impersonated a real company, Advent International Corporation, with a similar trade name. The authority sent a request to stop the use of personal information, and subsequently, information was received that the company recovered damages via phone and was solicited for fund investments as a condition.
1 Feb 2014
株式会社イメージ 代表取締役 AGovernment disclosure record
FSA unregistered operator warningsWarning issued
A company was conducting investment advisory business under the name of Travis Consulting Inc. without registration. An inspection by the Kanto Local Finance Bureau revealed that the company was performing investment advisory activities without proper registration.
1 Feb 2014
株式会社朝日サポート 代表者 AGovernment disclosure record
FSA unregistered operator warningsWarning issued
Sent solicitation materials claiming affiliation with the Securities and Exchange Surveillance Commission and impersonating a financial bureau registration number, offering to buy unlisted stocks. The materials are similar to those issued as warnings to Nikisho Trade Co., Ltd. and Nikisho Fund Management Co., Ltd.
1 Feb 2014
TD Direct Investing証券株式会社 代表取締役社長 AGovernment disclosure record
FSA unregistered operator warningsWarning issued
Sent solicitation materials claiming to facilitate trading of unlisted stocks, while impersonating the registration number of the Kanto Finance Bureau. Used the word 'Securities' in the name but is not a registered securities company under the Financial Instruments and Exchange Act.
1 Feb 2014
株式会社ひまわりネット 代表取締役社長 AGovernment disclosure record
FSA unregistered operator warningsWarning issued
Sent solicitation materials and handled the offering or private placement of shares. The solicitation materials are similar to those of Business Gate Corporation, which issued a warning on February 25, 2013, and Nadeshiko Group Corporation, which issued a warning on January 22, 2014.
1 Jan 2014
株式会社大和サポート 代表取締役 AGovernment disclosure record
FSA unregistered operator warningsWarning issued
A company displayed and sent information indicating it conducts Type 1 or Type 2 Financial Instruments Business and Investment Management Business. Subsequently, a document titled [Application for Payment of Damage Recovery Distribution Money] was sent from the company, and there was information that the company later solicited damage recovery over the phone.
1 Jan 2014
株式会社スマートインベストメント 代表取締役 AGovernment disclosure record
FSA unregistered operator warningsWarning issued
Sent solicitation materials and engaged in the buying and selling of unlisted stocks, and also provided advice based on an investment advisory contract.
1 Jan 2014
株式会社ライフサイクル 代表取締役 AGovernment disclosure record
FSA unregistered operator warningsWarning issued
Sent solicitation materials and conducted募集 or private placement for a fund (solar power generation project).
1 Jan 2014
グローバルライン株式会社 代表取締役社長(兼会長) AGovernment disclosure record
FSA unregistered operator warningsWarning issued
Sent solicitation materials claiming to handle bond offerings or private placements and indicating investment management services, while impersonating Nomura Real Estate Investment Advisors with registration number Kanto Finance Bureau Director (Kinsho) No. 374.
1 Jan 2014
株式会社リメイクアース 代表取締役 AGovernment disclosure record
FSA unregistered operator warningsWarning issued
Sent solicitation materials and conducted fund (renewable energy project) recruitment or private placement.
1 Jan 2014
株式会社新生信販 代表取締役社長 AGovernment disclosure record
FSA unregistered operator warningsWarning issued
Sent solicitation materials and handled the offering or private placement of beneficiary securities, and indicated in the company profile that the company engaged in Type II Financial Instruments Business, Investment Advisory and Agency Business, and Qualified Institutional Investor Special Business.
1 Jan 2014
株式会社ソーラーエナジーグループ 代表取締役 AGovernment disclosure record
FSA unregistered operator warningsWarning issued
Sent solicitation materials and conducted募集 or private placement for a fund (solar power generation project).
1 Jan 2014
WIZ Financial Solutions LIMITED 運営責任者 AGovernment disclosure record
FSA unregistered operator warningsWarning issued
Engaging in advice based on investment advisory contracts via the internet. The website operated by the relevant business is [Premium Market Management (P.M.M)].
1 Jan 2014
株式会社シスコム 代表取締役 AGovernment disclosure record
FSA unregistered operator warningsWarning issued
Sent solicitation materials claiming to purchase unlisted stocks, similar to those of Craft Co., Ltd., which had previously been issued a warning on September 24, 2013.
1 Jan 2014
アシダGovernment disclosure record
FSA unregistered operator warningsWarning issued
Sent solicitation materials and handled the offering or private placement of corporate bonds. The name of the representative was unknown. The bond materials falsely claimed a connection with the Ministry of the Environment, using its logo and related photographs.
1 Jan 2014
株式会社なでしこグループ 代表取締役社長 AGovernment disclosure record
FSA unregistered operator warningsWarning issued
Sent solicitation materials and handled the offering or private placement of shares. The solicitation materials are similar to those of Business Gate Corporation, which was issued a warning on February 25, 2013. The materials state that a post-purchase briefing session for shareholders is conducted under the instructions of the Financial Services Agency.
1 Jan 2014
株式会社大和貿易開発 代表取締役 AGovernment disclosure record
FSA unregistered operator warningsWarning issued
Sent solicitation materials and conducted募集 or private placement of a fund (Indonesian stocks). Pretended to be a registered qualified institutional investor exception business operator.
1 Dec 2013
アルマリクジャパン株式会社Government disclosure record
FSA unregistered operator warningsWarning issued
The entity sent solicitation materials and mediated over-the-counter derivative transactions. The name of the representative is unknown. The entity mediated over-the-counter derivatives for Fox World Market, which was warned by the Kanto Financial Bureau for conducting unregistered financial instruments business through the Arumarikku Program on the same day.
1 Dec 2013
Deal Matrix LimitedGovernment disclosure record
FSA unregistered operator warningsWarning issued
Engaging in over-the-counter derivative transactions via the internet. The name of the representative is unknown.
| Date | Company / operator | Source | Type | Summary |
|---|---|---|---|---|
| 1 Feb 2014 | FPコーポレーション株式会社 代表取締役社長 A （B） Government disclosure record | FSA unregistered operator warnings | Warning issued | Sent solicitation materials and claimed to purchase unlisted stocks, etc. |
| 1 Feb 2014 | 株式会社アドベントインターナショナル（又は、アドベント・インターナショナル株式会社） CEO A Government disclosure record | FSA unregistered operator warnings | Warning issued | The company displayed and sent a business overview claiming to conduct special operations for qualified institutional investors. It impersonated a real company, Advent International Corporation, with a similar trade name. The authority sent a request to stop the use of personal information, and subsequently, information was received that the company recovered damages via phone and was solicited for fund investments as a condition. |
| 1 Feb 2014 | 株式会社イメージ 代表取締役 A Government disclosure record | FSA unregistered operator warnings | Warning issued | A company was conducting investment advisory business under the name of Travis Consulting Inc. without registration. An inspection by the Kanto Local Finance Bureau revealed that the company was performing investment advisory activities without proper registration. |
| 1 Feb 2014 | 株式会社朝日サポート 代表者 A Government disclosure record | FSA unregistered operator warnings | Warning issued | Sent solicitation materials claiming affiliation with the Securities and Exchange Surveillance Commission and impersonating a financial bureau registration number, offering to buy unlisted stocks. The materials are similar to those issued as warnings to Nikisho Trade Co., Ltd. and Nikisho Fund Management Co., Ltd. |
| 1 Feb 2014 | TD Direct Investing証券株式会社 代表取締役社長 A Government disclosure record | FSA unregistered operator warnings | Warning issued | Sent solicitation materials claiming to facilitate trading of unlisted stocks, while impersonating the registration number of the Kanto Finance Bureau. Used the word 'Securities' in the name but is not a registered securities company under the Financial Instruments and Exchange Act. |
| 1 Feb 2014 | 株式会社ひまわりネット 代表取締役社長 A Government disclosure record | FSA unregistered operator warnings | Warning issued | Sent solicitation materials and handled the offering or private placement of shares. The solicitation materials are similar to those of Business Gate Corporation, which issued a warning on February 25, 2013, and Nadeshiko Group Corporation, which issued a warning on January 22, 2014. |
| 1 Jan 2014 | 株式会社大和サポート 代表取締役 A Government disclosure record | FSA unregistered operator warnings | Warning issued | A company displayed and sent information indicating it conducts Type 1 or Type 2 Financial Instruments Business and Investment Management Business. Subsequently, a document titled [Application for Payment of Damage Recovery Distribution Money] was sent from the company, and there was information that the company later solicited damage recovery over the phone. |
| 1 Jan 2014 | 株式会社スマートインベストメント 代表取締役 A Government disclosure record | FSA unregistered operator warnings | Warning issued | Sent solicitation materials and engaged in the buying and selling of unlisted stocks, and also provided advice based on an investment advisory contract. |
| 1 Jan 2014 | 株式会社ライフサイクル 代表取締役 A Government disclosure record | FSA unregistered operator warnings | Warning issued | Sent solicitation materials and conducted募集 or private placement for a fund (solar power generation project). |
| 1 Jan 2014 | グローバルライン株式会社 代表取締役社長(兼会長) A Government disclosure record | FSA unregistered operator warnings | Warning issued | Sent solicitation materials claiming to handle bond offerings or private placements and indicating investment management services, while impersonating Nomura Real Estate Investment Advisors with registration number Kanto Finance Bureau Director (Kinsho) No. 374. |
| 1 Jan 2014 | 株式会社リメイクアース 代表取締役 A Government disclosure record | FSA unregistered operator warnings | Warning issued | Sent solicitation materials and conducted fund (renewable energy project) recruitment or private placement. |
| 1 Jan 2014 | 株式会社新生信販 代表取締役社長 A Government disclosure record | FSA unregistered operator warnings | Warning issued | Sent solicitation materials and handled the offering or private placement of beneficiary securities, and indicated in the company profile that the company engaged in Type II Financial Instruments Business, Investment Advisory and Agency Business, and Qualified Institutional Investor Special Business. |
| 1 Jan 2014 | 株式会社ソーラーエナジーグループ 代表取締役 A Government disclosure record | FSA unregistered operator warnings | Warning issued | Sent solicitation materials and conducted募集 or private placement for a fund (solar power generation project). |
| 1 Jan 2014 | WIZ Financial Solutions LIMITED 運営責任者 A Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaging in advice based on investment advisory contracts via the internet. The website operated by the relevant business is [Premium Market Management (P.M.M)]. |
| 1 Jan 2014 | 株式会社シスコム 代表取締役 A Government disclosure record | FSA unregistered operator warnings | Warning issued | Sent solicitation materials claiming to purchase unlisted stocks, similar to those of Craft Co., Ltd., which had previously been issued a warning on September 24, 2013. |
| 1 Jan 2014 | アシダ Government disclosure record | FSA unregistered operator warnings | Warning issued | Sent solicitation materials and handled the offering or private placement of corporate bonds. The name of the representative was unknown. The bond materials falsely claimed a connection with the Ministry of the Environment, using its logo and related photographs. |
| 1 Jan 2014 | 株式会社なでしこグループ 代表取締役社長 A Government disclosure record | FSA unregistered operator warnings | Warning issued | Sent solicitation materials and handled the offering or private placement of shares. The solicitation materials are similar to those of Business Gate Corporation, which was issued a warning on February 25, 2013. The materials state that a post-purchase briefing session for shareholders is conducted under the instructions of the Financial Services Agency. |
| 1 Jan 2014 | 株式会社大和貿易開発 代表取締役 A Government disclosure record | FSA unregistered operator warnings | Warning issued | Sent solicitation materials and conducted募集 or private placement of a fund (Indonesian stocks). Pretended to be a registered qualified institutional investor exception business operator. |
| 1 Dec 2013 | アルマリクジャパン株式会社 Government disclosure record | FSA unregistered operator warnings | Warning issued | The entity sent solicitation materials and mediated over-the-counter derivative transactions. The name of the representative is unknown. The entity mediated over-the-counter derivatives for Fox World Market, which was warned by the Kanto Financial Bureau for conducting unregistered financial instruments business through the Arumarikku Program on the same day. |
| 1 Dec 2013 | Deal Matrix Limited Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaging in over-the-counter derivative transactions via the internet. The name of the representative is unknown. |
Important context
This list aggregates public Japanese government disclosures. It is not a sanctions list, credit report, legal opinion, or procurement approval system. Verify material records against the linked original Japanese source before making any compliance, credit, or legal decision.