1 Jul 2014
ジャパンネクスト株式会社 代表取締役社長 AGovernment disclosure record
FSA unregistered operator warningsWarning issued
The entity sent solicitation materials and conducted fundraising or private placement for a fund (regional energy business). The solicitation materials from the entity stated that it was a Type II Financial Instruments Business Operator and falsely claimed to be registered as a financial instruments business operator with registration number Kanto Finance Bureau Director (Kinsho) No. 1927, under the name Ohisama Energy Fund Co., Ltd.
1 Jul 2014
合同会社アイエムエムGovernment disclosure record
FSA unregistered operator warningsWarning issued
The entity sent solicitation materials and conducted the solicitation or private placement of a fund (diversified investment-type securities). The name of the representative was unknown. The entity falsely claimed to be a registered qualified institutional investor special case business operator.
1 Jul 2014
Fairness LimitedGovernment disclosure record
FSA unregistered operator warningsWarning issued
An entity solicited customers via the internet to enter into contracts to entrust investment decisions for over-the-counter derivatives and to operate funds, claiming to manage customer funds through automated trading systems and discretionary trading. FXDD Malta Limited was warned by the Financial Services Agency on December 22, 2010, for conducting financial instruments business without registration.
1 Jul 2014
Techlog Capital Markets ltd（株式会社Techlog Capital Markets） 代表者 AGovernment disclosure record
FSA unregistered operator warningsWarning issued
The entity was soliciting over the internet for over-the-counter derivative transactions. The service offered by the entity is called [Opteck-jp], which is the same as that provided by [Bnet online LTD.], which was warned on February 3, 2014.
1 Jul 2014
SEVEN STAR LimitedGovernment disclosure record
FSA unregistered operator warningsWarning issued
Engaged in solicitation of over-the-counter derivative transactions via the internet. The name of the representative is unknown. The service provided by the operator is called 'Option Ring.' The operator previously listed its company name as 'SEVEN STAR MANAGEMENT Limited' on its website.
1 Jul 2014
Novox Capital Ltd.Government disclosure record
FSA unregistered operator warningsWarning issued
Engaged in solicitation of over-the-counter derivative transactions via the internet. The name of the representative is unknown. The service provided by the operator is called OptionBit. The operator also provides another service called OptionXP. (Added on October 22, 2014)
1 Jun 2014
株式会社EAアーキテクツ 代表取締役 AGovernment disclosure record
FSA unregistered operator warningsWarning issued
The company, Chart Master Inc., was found to have used its name to conduct investment advisory activities based on investment advisory contracts.
1 Jun 2014
アジア総研株式会社 代表取締役 AGovernment disclosure record
FSA unregistered operator warningsWarning issued
A company solicited stock purchases after sending promotional materials, claiming to facilitate the purchase of shares of Ashikaga Holdings Co., Ltd. The company received a call from the business, which solicited proxy purchase applications for the shares, assuming the purchase. Subsequently, a document titled 'Purchase Guarantee Certificate' was sent. The company falsely claimed to be Japan Asia Securities Co., Ltd., registered with the Kanto Finance Bureau (Registration No. 134), and impersonated Japan Asia General Research Institute Co., Ltd., which is a real company. A warning was issued to the same-named company on November 9, 2012.
1 Jun 2014
株式会社ワールドヴューコミュニケーション 代表取締役社長 AGovernment disclosure record
FSA unregistered operator warningsWarning issued
Asumiru Corporation was involved in mediating securities transactions by sending contracts titled 'Securities Sale and Purchase Agreement' for a fund it organized. The Kanto Local Finance Bureau issued a warning to Asumiru Corporation on June 27, 2014, for conducting financial instruments business without registration.
1 Jun 2014
株式会社クラーチ・フォルスト 代表取締役 AGovernment disclosure record
FSA unregistered operator warningsWarning issued
Engaged in private offering and investment management of a fund (foreign exchange margin trading type).
1 Jun 2014
RODELER LIMITEDGovernment disclosure record
FSA unregistered operator warningsWarning issued
An entity engaged in soliciting over the internet for over-the-counter derivative transactions. The name of the representative is unknown. The service operated by the entity is called 24option.com (24option), which is the same as 247 Holdings Group Ltd., warned on June 14, 2012. The entity conducts telephone solicitations claiming to provide 'special information' in addition to its Japanese website, and there are reports that clients are forced to open accounts at seminars hosted by other operators, and that after opening accounts, withdrawals are refused without basis.
1 Jun 2014
株式会社オリンピア 代表取締役 AGovernment disclosure record
FSA unregistered operator warningsWarning issued
The entity sent solicitation materials and conducted the募集 or private placement of a fund (diversified investment type of securities). There was a report that after another company received a document from this entity, they called to request contact if the document was received, and subsequently, the entity sent a document titled [Olympia Platinum No. 1 Anonymous Partnership【Anonymous Partnership Contract (Pre-Contract Delivery Document)】]. The entity falsely claimed to be a qualified institutional investor exception business operator. The solicitation materials are similar to those of [Asumiru Corporation], which was warned on the same day.
1 Jun 2014
株式会社福祉ヘルパーネット 代表取締役 AGovernment disclosure record
FSA unregistered operator warningsWarning issued
The operator sent solicitation materials and conducted stock purchases. They received a call from the operator offering to buy unlisted stocks, and agreed to sell their stocks. Subsequently, they received a document titled [Ringi-sho and Kessai-sho]. Additionally, a forged document resembling materials published on a caregiving welfare organization's website was also sent.
1 Jun 2014
FUTURE CAPITAL MARKETSGovernment disclosure record
FSA unregistered operator warningsWarning issued
Engaged in solicitation of over-the-counter derivative transactions via the internet. The name of the representative is unknown. There are reports that users are forced to open accounts with the operator to use FX automated trading software sold by other companies, and that the operator cannot be contacted, preventing withdrawals despite having account balances.
1 Jun 2014
TT Web Services Ltd.Government disclosure record
FSA unregistered operator warningsWarning issued
A company solicited over the internet for over-the-counter derivative trading mediation under the service name [Overseas FX CASHBACK-Victory], despite being warned by authorities for unregistered financial instruments business, referencing multiple entities previously warned.
1 Jun 2014
FxNet Ltd（FXNET LIMITED）Government disclosure record
FSA unregistered operator warningsWarning issued
Engaged in solicitation of over-the-counter derivative transactions via the internet. The name of the representative is unknown.
1 Jun 2014
北野建設株式会社 代表者 AGovernment disclosure record
FSA unregistered operator warningsWarning issued
The entity sent solicitation materials and conducted the offering or private placement of investment trusts. It falsely claimed to be the real Kitano Kensetsu Co., Ltd., which is not related to the actual company. There is information that materials titled 'Information on Trust Beneficiary Rights' related to the Tokyo Olympics were sent by this entity.
1 Jun 2014
株式会社日商コンサルティング 代表取締役 A（B）Government disclosure record
FSA unregistered operator warningsWarning issued
The entity sent solicitation materials and solicited the purchase of unlisted stocks. It is reported that the entity called and solicited the purchase of unlisted stocks, and subsequently sent solicitation materials related to the purchase. Additionally, the entity is reported to have recommended applying for exchange acquisition of unlisted stocks from other companies, claiming that the costs for acquisition conditions would be borne by the entity.
1 Jun 2014
株式会社アスミル 代表取締役 AGovernment disclosure record
FSA unregistered operator warningsWarning issued
The entity was engaged in soliciting investments through the mailing of promotional materials for a fund (a type of securities with diversified investments) and was soliciting or privately offering the fund. It was reported that, after being introduced as a means of recovering damages by another company, inquiries to the entity resulted in the receipt of a document titled [Asumiru Premium No. 3 Anonymous Partnership [Anonymous Partnership Contract (Pre-Contract Delivery Document)]]. The entity falsely claimed to be a qualified institutional investor exception business operator. The solicitation materials are similar to those of [Olympia Co., Ltd.], which was warned on the same day.
1 Jun 2014
古河財貨管理株式会社 代表取締役 AGovernment disclosure record
FSA unregistered operator warningsWarning issued
The company displayed and sent a notice claiming to be a registered financial instruments business operator, specifically [Yugen Kaisha Ever Rich Asset Management] with registration number [Kanto Finance Bureau Director (Kinsho) No. 623], and falsely used this registration. The company sent solicitation materials related to cryptocurrencies, which included descriptions of [Type 1 Financial Instruments Business (Foreign Exchange Margin Trading)] and [Type 2 Financial Instruments Business (Commodity Funds)]. There was also information indicating that another company had called requesting to acquire these solicitation materials.