Enforcement record
Issuance of Warning Letter disclosure naming Bank Start Limited Director A
This page records one action from a Japanese government disclosure, including the published name, governing law, authority, action details, and official source.
Action type
Issuance of Warning Letter
Law
Financial Instruments and Exchange Act
Authority
Financial Services Agency and Local Finance Bureaus
Action date
1 April 2015
Current page: Enforcement record
This screen focuses on one disclosed action: the published name, governing law, authority, facts, source status, and review evidence.
Source verification
Public-source and preservation status
- Publishing authority
- Financial Services Agency and Local Finance Bureaus
- Official source URL
- Recorded by RegBase
- Entity match
- Not confirmed; shown under the published name
- Kiroku preservation
- Saved content requires review
- Captured: May 16, 2026, 03:30 AM JST
“Confirmed” means that RegBase matched this record to the cited public disclosure or entity under the stated checks. It does not verify the truth of the disclosure or guarantee the entity’s current status, creditworthiness, or any legal conclusion.
Available sources and saved files are listed in the public documents section below.
Direct inquiry
Ask about this enforcement record
Ask us to explain the record, verify the named legal entity, or scope a documented review.
English public-record screening
Need a documented check for Bank Start Limited Director A?
Get a structured English summary of the company identity and public records collected by RegBase, with source links, confirmation dates, and a clearly stated scope.
- ✓ English and Japanese company identity
- ✓ Enforcement and public-record summary
- ✓ Official-source URLs and confirmation dates
- ✓ PDF or CSV for an internal review file
This is not a credit report, safety guarantee, sanctions conclusion, legal opinion, or full due-diligence investigation.
No account required. The report opens immediately after Stripe confirms payment.
See sample screeningView pricingAsk a Japan-based researcherPublic documents and saved materials
View the original publications, see what was preserved, or download each file below.
Loading materials…
Need help interpreting these materials or confirming which legal entity they belong to? Ask RegBase about this company.
Action summary
- Company
- Bank Start Limited Director AJapanese onlyOriginal: Bank Start Limited Director A
- Governing law
- Financial Instruments and Exchange Act金融商品取引法
- Action type
- Issuance of Warning Letter警告書発出
- Action date
- 1 April 2015
- Issuing authority
- Financial Services Agency and Local Finance Bureaus金融庁・財務局
- Industry context
- 無登録金融商品取引業者（海外）
Violation
The solicitation materials indicated that the business engaged in financial instruments business (investment management). The business described in a document titled [Limited Power Of Attorney] that it would manage investments based on delegated investment decisions. N Brothers Co., Ltd., which mediated the conclusion of the investment delegation contract with this business, was issued a warning on the same day.
Show original Japanese text
勧誘資料等に金融商品取引業（投資運用業）を行う旨を表示していたもの。 当該業者は、「Limited Power Of Attorney」と題する書面において、投資判断の一任を受け運用する旨を記載していた。 当該業者の投資一任契約の締結の媒介を行っていた「エヌ・ブラザーズ株式会社」については、同日付で警告を行っている。
Compliance context
Context neededThis is a public Japanese regulatory disclosure. The exact legal effect depends on the cited source and regulator.
Financial markets law covering securities, investment services, disclosure, and market conduct.
Review the original Japanese source and determine relevance to your counterparty-risk workflow.
This context is an operational aid for review workflows, not a credit opinion or legal conclusion.
Language
日本語版を見る (Japanese)About this recordAggregated and translated from public Japanese government disclosures. The English text is for reference only — authoritative content is the linked Japanese source.