Possible 警告書発出 against 安田マテリアル株式会社(英文名:Yasuda Material Co.,Ltd.) 代表取締役 A
For developers: integration details
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/api/v1/enforcements?company=%E5%AE%89%E7%94%B0%E3%83%9E%E3%83%86%E3%83%AA%E3%82%A2%E3%83%AB%E6%A0%AA%E5%BC%8F%E4%BC%9A%E7%A4%BE%EF%BC%88%E8%8B%B1%E6%96%87%E5%90%8D%EF%BC%9AYasuda%20Material%20Co.%2CLtd.%EF%BC%89%20%E4%BB%A3%E8%A1%A8%E5%8F%96%E7%B7%A0%E5%BD%B9%20A&limit=10Action summary
- Company
- 安田マテリアル株式会社(英文名:Yasuda Material Co.,Ltd.) 代表取締役 AJapanese originalOriginal: 安田マテリアル株式会社(英文名:Yasuda Material Co.,Ltd.) 代表取締役 A
- Entity match
- Possible entity match60/100Machine extractedCompany name extracted from the Japanese public disclosure
- Governing law
- Financial Instruments and Exchange Act金融商品取引法
- Action type
- 警告書発出警告書発出
- Action date
- 1 April 2015
- Issuing authority
- 金融庁・財務局金融庁・財務局
Violation
Show original Japanese text
会社概要に金融商品取引業(第一種金融商品取引業、第二種金融商品取引業)を行う旨を表示し送付したもの。 当該業者は、純金に関する会社概要を送付しており、当該会社概要には「第一種金融商品取引業(外国為替証拠金取引業務)」、「第二種金融商品取引業(銀行業務、商品ファンド業務)」が記載されていた。 会社概要は、同日付で警告を行った「財団法人渋沢貴金属」と類似している。
Compliance context
Context neededThis is a public Japanese regulatory disclosure. The exact legal effect depends on the cited source and regulator.
Financial markets law covering securities, investment services, disclosure, and market conduct.
Review the original Japanese source and determine relevance to your counterparty-risk workflow.
This context is an operational aid for review workflows, not a credit opinion or legal conclusion.
Evidence pack
- Extracted at
- 2026-05-14T21:13:26.086+00:00
- Evidence checked
- Not recorded
- Archive captured
- 2026-05-21T06:30:22.48+00:00
Show audit JSON
{
"record": {
"id": "0bb98d76-683b-4011-be15-b509e0a1d99f",
"url": "https://regbase.jp/en/enforcement/kinshoho-an-tian-materiaruying-wen-mingyasudamaterialcoltddai-biao-qu-di-yi-a-20150401",
"company_name_original": "安田マテリアル株式会社(英文名:Yasuda Material Co.,Ltd.) 代表取締役 A",
"company_name_registry": "安田マテリアル株式会社(英文名:Yasuda Material Co.,Ltd.) 代表取締役 A",
"corporate_number": null,
"law": {
"ja": "金融商品取引法",
"en": "Financial Instruments and Exchange Act"
},
"action_type": {
"ja": "警告書発出",
"en": "警告書発出"
},
"authority": {
"ja": "金融庁・財務局",
"en": "金融庁・財務局"
}
},
"entity_match": {
"status": "possible",
"confidence": 60,
"method": "extracted_japanese_name",
"method_label": "Company name extracted from the Japanese public disclosure",
"notes": null
},
"review": {
"status": "unreviewed",
"label": "Machine extracted"
},
"compliance_context": {
"severity": "Context needed",
"actionMeaning": "This is a public Japanese regulatory disclosure. The exact legal effect depends on the cited source and regulator.",
"practicalNote": "Review the original Japanese source and determine relevance to your counterparty-risk workflow.",
"lawContext": "Financial markets law covering securities, investment services, disclosure, and market conduct."
},
"evidence": {
"recordUrl": "https://regbase.jp/en/enforcement/kinshoho-an-tian-materiaruying-wen-mingyasudamaterialcoltddai-biao-qu-di-yi-a-20150401",
"officialSourceUrl": "https://www.fsa.go.jp/ordinary/chuui/mutouroku.html",
"archiveUrl": "https://kiroku.today/view/9fa660712e7967kc",
"archiveCapturedAt": "2026-05-21T06:30:22.48+00:00",
"extractedAt": "2026-05-14T21:13:26.086+00:00",
"translatedAt": null,
"evidenceCheckedAt": null,
"generatedAt": "2026-05-21T07:27:02.438Z"
},
"limitations": [
"RegBase aggregates public Japanese government disclosures and does not provide a credit opinion.",
"English summaries are provided for reference. The original Japanese source is authoritative.",
"Possible or unresolved entity matches should be manually verified before use in a decision."
]
}The original Japanese disclosure is the authoritative record. Use possible or unresolved matches only as leads for manual review.
Language
日本語版を見る (Japanese)Company info
- English name
- 安田マテリアル株式会社(英文名:Yasuda Material Co.,Ltd.) 代表取締役 A Japanese original
- Japanese name
- 安田マテリアル株式会社(英文名:Yasuda Material Co.,Ltd.) 代表取締役 A
About this recordAggregated and translated from public Japanese government disclosures. The English text is for reference only — authoritative content is the linked Japanese source.