Public risk disclosures
Search public Japanese government disclosures that name companies or operators even when the record is not a standard administrative enforcement action. Coverage includes labor standards violation disclosures, FSA warnings for unregistered financial operators, and travel agency sanctions.
Total
3,047
Labor
1,837
FSA warnings
1,148
Travel
62
3,047 public records(page 126 of 153)
1 May 2015
Majestic Market Limited 代表者 AGovernment disclosure record
Engaged in soliciting advice based on investment advisory contracts via the internet. The service provided by the company is called [Ryuko Kabushiki Toshi Kai].
1 May 2015
Land Prime Ltd.Government disclosure record
Engaged in soliciting over the internet for over-the-counter derivative transactions. The name of the representative is unknown. The service provided by the operator is called LAND-FX. The operator's location is the same as that of Deal Matrix Limited, which was issued a warning on December 5, 2013.
1 May 2015
Angel Partners LimitedGovernment disclosure record
Engaged in soliciting over the internet for over-the-counter derivative transactions. The name of the representative is unknown. The service provided by the business is called [1-OptionLogic].
1 May 2015
Seven Oceans Trading Limited 代表者 AGovernment disclosure record
Engaged in soliciting advice based on investment advisory contracts via the internet. The service provided by the entity is called [SPEEDMARKET].
1 May 2015
株式会社東京財務センターGovernment disclosure record
The entity sent solicitation materials and handled the offering or sale of shares. The name of the representative is unknown. There is information that the entity received a notice about an IPO (initial public offering).
1 Apr 2015
Win-trade Secretary OfficeGovernment disclosure record
Engaged in solicitation of over-the-counter derivative transactions via the internet. The name of the representative is unknown. The service provided by the business is called [Win Trade].
1 Apr 2015
Up ＆ Down Marketing LimitedGovernment disclosure record
The entity was soliciting over the internet for over-the-counter derivative transactions. The name of the representative is unknown. The service provided by the entity is called OneTwoTrade.
1 Apr 2015
株式会社NEXT 運営責任者 AGovernment disclosure record
Engaged in soliciting advice based on investment advisory contracts via the internet. The service provided by the entity is called [GSP (Global Stock Partners)].
1 Apr 2015
兜町相場研究会 販売責任者 AGovernment disclosure record
Engaged in solicitation of advice based on an investment advisory contract via the internet.
1 Apr 2015
安田マテリアル株式会社（英文名：Yasuda Material Co.,Ltd.） 代表取締役 AGovernment disclosure record
The company displayed and sent a company profile claiming to conduct Type 1 and Type 2 Financial Instruments Business. The profile related to pure gold included descriptions of Type 1 (foreign exchange margin trading) and Type 2 (banking and commodity fund operations) financial businesses. The profile was similar to that of the Shibusawa Gold Foundation, which was warned on the same day.
1 Apr 2015
Next Word Technology（ネクストワードテクノロジー） 運営代表者 A（B）Government disclosure record
Engaged in soliciting advice based on investment advisory contracts via the internet. The service provided by the company is called [Next Word Technology Trade].
1 Apr 2015
ADVANCE G Advertising ServicesGovernment disclosure record
The entity was soliciting over the internet for over-the-counter derivative transactions. The name of the representative is unknown. The service provided by the entity is called [OPTION-FREE].
1 Apr 2015
Bank Start Limited Director AGovernment disclosure record
The solicitation materials indicated that the business engaged in financial instruments business (investment management). The business described in a document titled [Limited Power Of Attorney] that it would manage investments based on delegated investment decisions. N Brothers Co., Ltd., which mediated the conclusion of the investment delegation contract with this business, was issued a warning on the same day.
1 Apr 2015
エヌ・ブラザーズ株式会社Government disclosure record
The entity sent solicitation materials and mediated the conclusion of a contract whereby a customer entrusted the investment decision for over-the-counter derivatives to the entity and contracted for the management of funds. The name of the representative is unknown. The entity mediated the conclusion of an investment discretionary contract with Bank Start Limited, which was issued a warning on the same day.
1 Apr 2015
財団法人渋沢貴金属 代表 AGovernment disclosure record
The company displayed and sent a company profile stating it conducts financial instruments business (Type 1 and Type 2 Financial Instruments Business). The profile related to pure gold included descriptions of Type 1 Financial Instruments Business (foreign exchange margin trading) and Type 2 Financial Instruments Business (banking and commodity fund operations). The profile is similar to that of Yasuda Material Co., Ltd., which was warned on the same day.
1 Apr 2015
ナショナルホールディングス株式会社Government disclosure record
An entity entered into a contract to be entrusted with investment decisions for market derivatives trading and managed funds accordingly. The name of the representative is unknown. It is reported that the entity was solicited by the operator to purchase an automatic trading software for Nikkei 225 options trading, and after purchasing, was instructed by a securities company to open an account and was asked to notify the operator of the account ID and password.
1 Mar 2015
Option-Winner Administrator OfficeGovernment disclosure record
Engaged in soliciting over the internet for over-the-counter derivatives trading. The name of the representative is unknown. The service provided by the operator is called [OPTION WINNER], which is the same as the service provided by [Express Services Limited.] that was warned on November 12, 2014.
1 Mar 2015
株式会社リーブラ（LIBRA） 代表取締役社長 AGovernment disclosure record
The entity sent solicitation materials and mediated the commission of stock trading. They received a phone solicitation from the entity regarding the purchase of listed stocks, and after transferring funds to an account designated by the entity, they received a document titled [Trade Report] that listed the stocks involved.
1 Mar 2015
A B C グローバルエコシス株式会社 代表取締役 DGovernment disclosure record
Quest Capital Management Limited (Registered as a Qualified Institutional Investor Special Business Operator) was handling the solicitation or private placement of funds for which it manages or operates assets. This was revealed as a result of an inspection by the Securities and Exchange Surveillance Commission.
1 Mar 2015
株式会社メルシー 代表取締役 AGovernment disclosure record
An entity sent solicitation materials and mediated the委託 of stock trading. They received a telephone solicitation regarding IPOs (initial public offerings), after which materials including company overview were sent. Additionally, there is information that they concluded an investment business partnership agreement with the entity.
| Date | Company / operator | Source | Type | Summary |
|---|---|---|---|---|
| 1 May 2015 | Majestic Market Limited 代表者 A Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in soliciting advice based on investment advisory contracts via the internet. The service provided by the company is called [Ryuko Kabushiki Toshi Kai]. |
| 1 May 2015 | Land Prime Ltd. Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in soliciting over the internet for over-the-counter derivative transactions. The name of the representative is unknown. The service provided by the operator is called LAND-FX. The operator's location is the same as that of Deal Matrix Limited, which was issued a warning on December 5, 2013. |
| 1 May 2015 | Angel Partners Limited Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in soliciting over the internet for over-the-counter derivative transactions. The name of the representative is unknown. The service provided by the business is called [1-OptionLogic]. |
| 1 May 2015 | Seven Oceans Trading Limited 代表者 A Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in soliciting advice based on investment advisory contracts via the internet. The service provided by the entity is called [SPEEDMARKET]. |
| 1 May 2015 | 株式会社東京財務センター Government disclosure record | FSA unregistered operator warnings | Warning issued | The entity sent solicitation materials and handled the offering or sale of shares. The name of the representative is unknown. There is information that the entity received a notice about an IPO (initial public offering). |
| 1 Apr 2015 | Win-trade Secretary Office Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in solicitation of over-the-counter derivative transactions via the internet. The name of the representative is unknown. The service provided by the business is called [Win Trade]. |
| 1 Apr 2015 | Up ＆ Down Marketing Limited Government disclosure record | FSA unregistered operator warnings | Warning issued | The entity was soliciting over the internet for over-the-counter derivative transactions. The name of the representative is unknown. The service provided by the entity is called OneTwoTrade. |
| 1 Apr 2015 | 株式会社NEXT 運営責任者 A Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in soliciting advice based on investment advisory contracts via the internet. The service provided by the entity is called [GSP (Global Stock Partners)]. |
| 1 Apr 2015 | 兜町相場研究会 販売責任者 A Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in solicitation of advice based on an investment advisory contract via the internet. |
| 1 Apr 2015 | 安田マテリアル株式会社（英文名：Yasuda Material Co.,Ltd.） 代表取締役 A Government disclosure record | FSA unregistered operator warnings | Warning issued | The company displayed and sent a company profile claiming to conduct Type 1 and Type 2 Financial Instruments Business. The profile related to pure gold included descriptions of Type 1 (foreign exchange margin trading) and Type 2 (banking and commodity fund operations) financial businesses. The profile was similar to that of the Shibusawa Gold Foundation, which was warned on the same day. |
| 1 Apr 2015 | Next Word Technology（ネクストワードテクノロジー） 運営代表者 A（B） Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in soliciting advice based on investment advisory contracts via the internet. The service provided by the company is called [Next Word Technology Trade]. |
| 1 Apr 2015 | ADVANCE G Advertising Services Government disclosure record | FSA unregistered operator warnings | Warning issued | The entity was soliciting over the internet for over-the-counter derivative transactions. The name of the representative is unknown. The service provided by the entity is called [OPTION-FREE]. |
| 1 Apr 2015 | Bank Start Limited Director A Government disclosure record | FSA unregistered operator warnings | Warning issued | The solicitation materials indicated that the business engaged in financial instruments business (investment management). The business described in a document titled [Limited Power Of Attorney] that it would manage investments based on delegated investment decisions. N Brothers Co., Ltd., which mediated the conclusion of the investment delegation contract with this business, was issued a warning on the same day. |
| 1 Apr 2015 | エヌ・ブラザーズ株式会社 Government disclosure record | FSA unregistered operator warnings | Warning issued | The entity sent solicitation materials and mediated the conclusion of a contract whereby a customer entrusted the investment decision for over-the-counter derivatives to the entity and contracted for the management of funds. The name of the representative is unknown. The entity mediated the conclusion of an investment discretionary contract with Bank Start Limited, which was issued a warning on the same day. |
| 1 Apr 2015 | 財団法人渋沢貴金属 代表 A Government disclosure record | FSA unregistered operator warnings | Warning issued | The company displayed and sent a company profile stating it conducts financial instruments business (Type 1 and Type 2 Financial Instruments Business). The profile related to pure gold included descriptions of Type 1 Financial Instruments Business (foreign exchange margin trading) and Type 2 Financial Instruments Business (banking and commodity fund operations). The profile is similar to that of Yasuda Material Co., Ltd., which was warned on the same day. |
| 1 Apr 2015 | ナショナルホールディングス株式会社 Government disclosure record | FSA unregistered operator warnings | Warning issued | An entity entered into a contract to be entrusted with investment decisions for market derivatives trading and managed funds accordingly. The name of the representative is unknown. It is reported that the entity was solicited by the operator to purchase an automatic trading software for Nikkei 225 options trading, and after purchasing, was instructed by a securities company to open an account and was asked to notify the operator of the account ID and password. |
| 1 Mar 2015 | Option-Winner Administrator Office Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in soliciting over the internet for over-the-counter derivatives trading. The name of the representative is unknown. The service provided by the operator is called [OPTION WINNER], which is the same as the service provided by [Express Services Limited.] that was warned on November 12, 2014. |
| 1 Mar 2015 | 株式会社リーブラ（LIBRA） 代表取締役社長 A Government disclosure record | FSA unregistered operator warnings | Warning issued | The entity sent solicitation materials and mediated the commission of stock trading. They received a phone solicitation from the entity regarding the purchase of listed stocks, and after transferring funds to an account designated by the entity, they received a document titled [Trade Report] that listed the stocks involved. |
| 1 Mar 2015 | A B C グローバルエコシス株式会社 代表取締役 D Government disclosure record | FSA unregistered operator warnings | Warning issued | Quest Capital Management Limited (Registered as a Qualified Institutional Investor Special Business Operator) was handling the solicitation or private placement of funds for which it manages or operates assets. This was revealed as a result of an inspection by the Securities and Exchange Surveillance Commission. |
| 1 Mar 2015 | 株式会社メルシー 代表取締役 A Government disclosure record | FSA unregistered operator warnings | Warning issued | An entity sent solicitation materials and mediated the委託 of stock trading. They received a telephone solicitation regarding IPOs (initial public offerings), after which materials including company overview were sent. Additionally, there is information that they concluded an investment business partnership agreement with the entity. |
Important context
This list aggregates public Japanese government disclosures. It is not a sanctions list, credit report, legal opinion, or procurement approval system. Verify material records against the linked original Japanese source before making any compliance, credit, or legal decision.