Enforcement record
Issuance of Warning Letter disclosure naming 株式会社at.dear 代表取締役 A
This page records one action from a Japanese government disclosure, including the published name, governing law, authority, action details, and official source.
Action type
Issuance of Warning Letter
Law
Financial Instruments and Exchange Act
Authority
Financial Services Agency and Local Finance Bureaus
Action date
1 August 2017
Current page: Enforcement record
This screen focuses on one disclosed action: the published name, governing law, authority, facts, source status, and review evidence.
Source verification
Public-source and preservation status
- Publishing authority
- Financial Services Agency and Local Finance Bureaus
- Official source URL
- Recorded by RegBase
- Entity match
- Not confirmed; shown under the published name
- Kiroku preservation
- Saved content requires review
- Captured: May 16, 2026, 03:30 AM JST
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Action summary
- Company
- 株式会社at.dear 代表取締役 AJapanese onlyOriginal: 株式会社at.dear 代表取締役 A
- Governing law
- Financial Instruments and Exchange Act金融商品取引法
- Action type
- Issuance of Warning Letter警告書発出
- Action date
- 1 August 2017
- Issuing authority
- Financial Services Agency and Local Finance Bureaus金融庁・財務局
- Industry context
- 無登録金融商品取引業者（国内）
Violation
A company engaged in securities trading and investment management was reported to have solicited investments in stocks and requested the submission of a document titled [Money Deposit Certificate] to entrust investment decisions to the company. Promotional materials were confirmed indicating addresses at [264 Motohama-cho, Naka-ku, Hamamatsu City, Shizuoka Prefecture] and [Room 902, Ichijo Residence Hamamatsu, 853-10 Terashima-cho, Naka-ku, Hamamatsu City, Shizuoka Prefecture].
Show original Japanese text
有価証券の売買等の投資判断を一任される契約を締結し、金銭の運用を行っていたもの 当該業者から、株式による金銭の運用を行うとの勧誘を受け、当該業者に投資判断を一任する旨の「金銭預かり証書」と題する書面の提出を求められたとの情報が寄せられている。 所在地について、「静岡県浜松市中区元浜町264番地」、「静岡県浜松市中区寺島町853-10一条レジデンス浜松902号室」と記載がある勧誘資料等が確認されている。
Public documents and saved materials
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Compliance context
Context neededThis is a public Japanese regulatory disclosure. The exact legal effect depends on the cited source and regulator.
Financial markets law covering securities, investment services, disclosure, and market conduct.
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Language
日本語版を見る (Japanese)About this recordAggregated and translated from public Japanese government disclosures. The English text is for reference only — authoritative content is the linked Japanese source.