Possible 警告書発出 against 株式会社at.dear 代表取締役 A

株式会社at.dear 代表取締役 A (Financial Instruments and Exchange Act)
Financial Instruments and Exchange Act金融庁・財務局Possible entity match1 August 2017

Action summary

Company
Original: 株式会社at.dear 代表取締役 A
Entity match
Possible entity match60/100Machine extracted
Company name extracted from the Japanese public disclosure
Governing law
Financial Instruments and Exchange Act
金融商品取引法
Action type
警告書発出
警告書発出
Action date
1 August 2017
Issuing authority
金融庁・財務局
金融庁・財務局

Violation

Show original Japanese text

有価証券の売買等の投資判断を一任される契約を締結し、金銭の運用を行っていたもの 当該業者から、株式による金銭の運用を行うとの勧誘を受け、当該業者に投資判断を一任する旨の「金銭預かり証書」と題する書面の提出を求められたとの情報が寄せられている。 所在地について、「静岡県浜松市中区元浜町264番地」、「静岡県浜松市中区寺島町853-10一条レジデンス浜松902号室」と記載がある勧誘資料等が確認されている。

Compliance context

Context needed

This is a public Japanese regulatory disclosure. The exact legal effect depends on the cited source and regulator.

Financial markets law covering securities, investment services, disclosure, and market conduct.

Review the original Japanese source and determine relevance to your counterparty-risk workflow.

This context is an operational aid for review workflows, not a credit opinion or legal conclusion.

Evidence pack

Original 金融庁・財務局 announcement (Japanese)
Extracted at
2026-05-14T21:13:26.085+00:00
Evidence checked
Not recorded
Archive captured
Not archived
Show audit JSON
{
  "record": {
    "id": "e2fab1ca-19fd-40d8-96d3-6aa5c835be0a",
    "url": "https://regbase.jp/en/enforcement/kinshoho-atdeardai-biao-qu-di-yi-a-20170801",
    "company_name_original": "株式会社at.dear 代表取締役 A",
    "company_name_registry": "株式会社at.dear 代表取締役 A",
    "corporate_number": null,
    "law": {
      "ja": "金融商品取引法",
      "en": "Financial Instruments and Exchange Act"
    },
    "action_type": {
      "ja": "警告書発出",
      "en": "警告書発出"
    },
    "authority": {
      "ja": "金融庁・財務局",
      "en": "金融庁・財務局"
    }
  },
  "entity_match": {
    "status": "possible",
    "confidence": 60,
    "method": "extracted_japanese_name",
    "method_label": "Company name extracted from the Japanese public disclosure",
    "notes": null
  },
  "review": {
    "status": "unreviewed",
    "label": "Machine extracted"
  },
  "compliance_context": {
    "severity": "Context needed",
    "actionMeaning": "This is a public Japanese regulatory disclosure. The exact legal effect depends on the cited source and regulator.",
    "practicalNote": "Review the original Japanese source and determine relevance to your counterparty-risk workflow.",
    "lawContext": "Financial markets law covering securities, investment services, disclosure, and market conduct."
  },
  "evidence": {
    "recordUrl": "https://regbase.jp/en/enforcement/kinshoho-atdeardai-biao-qu-di-yi-a-20170801",
    "officialSourceUrl": "https://www.fsa.go.jp/ordinary/chuui/mutouroku.html",
    "archiveUrl": null,
    "archiveCapturedAt": null,
    "extractedAt": "2026-05-14T21:13:26.085+00:00",
    "translatedAt": null,
    "evidenceCheckedAt": null,
    "generatedAt": "2026-05-15T03:54:10.675Z"
  },
  "limitations": [
    "RegBase aggregates public Japanese government disclosures and does not provide a credit opinion.",
    "English summaries are provided for reference. The original Japanese source is authoritative.",
    "Possible or unresolved entity matches should be manually verified before use in a decision."
  ]
}

The original Japanese disclosure is the authoritative record. Use possible or unresolved matches only as leads for manual review.

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Company info

English name
株式会社at.dear 代表取締役 A Japanese only
Japanese name
株式会社at.dear 代表取締役 A
See company profile →

About this recordAggregated and translated from public Japanese government disclosures. The English text is for reference only — authoritative content is the linked Japanese source.