Possible 警告書発出 against Hiyumantorasutoasetuto(human Trust Asset) Dai Biao Qu Di Yi A
Action summary
- Company
- Original: ヒューマントラストアセット(Human Trust Asset) 代表取締役 A
- Entity match
- Possible entity match60/100Machine extractedCompany name extracted from the Japanese public disclosure
- Governing law
- Financial Instruments and Exchange Act金融商品取引法
- Action type
- 警告書発出警告書発出
- Action date
- 1 December 2017
- Issuing authority
- 金融庁・財務局金融庁・財務局
Violation
Show original Japanese text
勧誘資料等を送付したうえで、投資信託の募集又は私募を行っていたもの 当該業者は、「交付目論見書」と題する資料を送付しており、当該交付目論見書には、「金融商品取引業者」と記載し、登録を受けた金融商品取引業者である「ゴールドマン・サックス・アセット・マネジメント株式会社」の登録番号である「関東財務局長(金商)第325号」等を騙っていた。 このほか、当該業者から仮想通貨への投資を勧誘されたとの情報も寄せられている。
Compliance context
Context neededThis is a public Japanese regulatory disclosure. The exact legal effect depends on the cited source and regulator.
Financial markets law covering securities, investment services, disclosure, and market conduct.
Review the original Japanese source and determine relevance to your counterparty-risk workflow.
This context is an operational aid for review workflows, not a credit opinion or legal conclusion.
Evidence pack
- Extracted at
- 2026-05-14T21:13:26.085+00:00
- Evidence checked
- Not recorded
- Archive captured
- Not archived
Show audit JSON
{
"record": {
"id": "767b9ee1-1e1c-4761-beb9-6deade0e1007",
"url": "https://regbase.jp/en/enforcement/kinshoho-hiyumantorasutoasetutohumantrustassetdai-biao-qu-di-yi-a-20171201",
"company_name_original": "ヒューマントラストアセット(Human Trust Asset) 代表取締役 A",
"company_name_registry": "ヒューマントラストアセット(Human Trust Asset) 代表取締役 A",
"corporate_number": null,
"law": {
"ja": "金融商品取引法",
"en": "Financial Instruments and Exchange Act"
},
"action_type": {
"ja": "警告書発出",
"en": "警告書発出"
},
"authority": {
"ja": "金融庁・財務局",
"en": "金融庁・財務局"
}
},
"entity_match": {
"status": "possible",
"confidence": 60,
"method": "extracted_japanese_name",
"method_label": "Company name extracted from the Japanese public disclosure",
"notes": null
},
"review": {
"status": "unreviewed",
"label": "Machine extracted"
},
"compliance_context": {
"severity": "Context needed",
"actionMeaning": "This is a public Japanese regulatory disclosure. The exact legal effect depends on the cited source and regulator.",
"practicalNote": "Review the original Japanese source and determine relevance to your counterparty-risk workflow.",
"lawContext": "Financial markets law covering securities, investment services, disclosure, and market conduct."
},
"evidence": {
"recordUrl": "https://regbase.jp/en/enforcement/kinshoho-hiyumantorasutoasetutohumantrustassetdai-biao-qu-di-yi-a-20171201",
"officialSourceUrl": "https://www.fsa.go.jp/ordinary/chuui/mutouroku.html",
"archiveUrl": null,
"archiveCapturedAt": null,
"extractedAt": "2026-05-14T21:13:26.085+00:00",
"translatedAt": null,
"evidenceCheckedAt": null,
"generatedAt": "2026-05-15T03:55:00.820Z"
},
"limitations": [
"RegBase aggregates public Japanese government disclosures and does not provide a credit opinion.",
"English summaries are provided for reference. The original Japanese source is authoritative.",
"Possible or unresolved entity matches should be manually verified before use in a decision."
]
}The original Japanese disclosure is the authoritative record. Use possible or unresolved matches only as leads for manual review.
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Language
日本語版を見る (Japanese)Company info
- English name
- Hiyumantorasutoasetuto(human Trust Asset) Dai Biao Qu Di Yi A Romanized
- Japanese name
- ヒューマントラストアセット(Human Trust Asset) 代表取締役 A
About this recordAggregated and translated from public Japanese government disclosures. The English text is for reference only — authoritative content is the linked Japanese source.