Possible 警告書発出 against 光栄企画株式会社(KoueiKikaku Co.,Ltd.) 代表取締役社長 A
Action summary
- Company
- 光栄企画株式会社(KoueiKikaku Co.,Ltd.) 代表取締役社長 AJapanese onlyOriginal: 光栄企画株式会社(KoueiKikaku Co.,Ltd.) 代表取締役社長 A
- Entity match
- Possible entity match60/100Machine extractedCompany name extracted from the Japanese public disclosure
- Governing law
- Financial Instruments and Exchange Act金融商品取引法
- Action type
- 警告書発出警告書発出
- Action date
- 1 November 2017
- Issuing authority
- 金融庁・財務局金融庁・財務局
Violation
Show original Japanese text
勧誘資料等を送付したうえで、ファンドの募集又は私募を行っていたもの 当該業者から「光栄投資事業有限責任組合 ご案内」と題する資料の送付を受けたとの情報が寄せられている。 所在地について、「東京都中央区新川2-24-2ビコービル5階」と記載がある勧誘資料等が確認されている。
Compliance context
Context neededThis is a public Japanese regulatory disclosure. The exact legal effect depends on the cited source and regulator.
Financial markets law covering securities, investment services, disclosure, and market conduct.
Review the original Japanese source and determine relevance to your counterparty-risk workflow.
This context is an operational aid for review workflows, not a credit opinion or legal conclusion.
Evidence pack
- Extracted at
- 2026-05-14T21:13:26.085+00:00
- Evidence checked
- Not recorded
- Archive captured
- Not archived
Show audit JSON
{
"record": {
"id": "b7494b49-ea47-43b6-ac93-f6e63255a714",
"url": "https://regbase.jp/en/enforcement/kinshoho-guang-rong-qi-hua-koueikikakucoltddai-biao-qu-di-yi-she-chang-a-20171101",
"company_name_original": "光栄企画株式会社(KoueiKikaku Co.,Ltd.) 代表取締役社長 A",
"company_name_registry": "光栄企画株式会社(KoueiKikaku Co.,Ltd.) 代表取締役社長 A",
"corporate_number": null,
"law": {
"ja": "金融商品取引法",
"en": "Financial Instruments and Exchange Act"
},
"action_type": {
"ja": "警告書発出",
"en": "警告書発出"
},
"authority": {
"ja": "金融庁・財務局",
"en": "金融庁・財務局"
}
},
"entity_match": {
"status": "possible",
"confidence": 60,
"method": "extracted_japanese_name",
"method_label": "Company name extracted from the Japanese public disclosure",
"notes": null
},
"review": {
"status": "unreviewed",
"label": "Machine extracted"
},
"compliance_context": {
"severity": "Context needed",
"actionMeaning": "This is a public Japanese regulatory disclosure. The exact legal effect depends on the cited source and regulator.",
"practicalNote": "Review the original Japanese source and determine relevance to your counterparty-risk workflow.",
"lawContext": "Financial markets law covering securities, investment services, disclosure, and market conduct."
},
"evidence": {
"recordUrl": "https://regbase.jp/en/enforcement/kinshoho-guang-rong-qi-hua-koueikikakucoltddai-biao-qu-di-yi-she-chang-a-20171101",
"officialSourceUrl": "https://www.fsa.go.jp/ordinary/chuui/mutouroku.html",
"archiveUrl": null,
"archiveCapturedAt": null,
"extractedAt": "2026-05-14T21:13:26.085+00:00",
"translatedAt": null,
"evidenceCheckedAt": null,
"generatedAt": "2026-05-15T03:55:48.603Z"
},
"limitations": [
"RegBase aggregates public Japanese government disclosures and does not provide a credit opinion.",
"English summaries are provided for reference. The original Japanese source is authoritative.",
"Possible or unresolved entity matches should be manually verified before use in a decision."
]
}The original Japanese disclosure is the authoritative record. Use possible or unresolved matches only as leads for manual review.
Watch this company
Get an email when 光栄企画株式会社(KoueiKikaku Co.,Ltd.) 代表取締役社長 A has new enforcement actions or registry changes (representative, address, business status). Sign-in is via a one-time email link — no password.
Language
日本語版を見る (Japanese)Company info
- English name
- 光栄企画株式会社(KoueiKikaku Co.,Ltd.) 代表取締役社長 A Japanese only
- Japanese name
- 光栄企画株式会社(KoueiKikaku Co.,Ltd.) 代表取締役社長 A
About this recordAggregated and translated from public Japanese government disclosures. The English text is for reference only — authoritative content is the linked Japanese source.