1 Mar 2015
株式会社ジャパンテクノロジーシステムズ 代表取締役 AGovernment disclosure record
FSA unregistered operator warningsWarning issued
A company mediated the conclusion of contracts through the internet, whereby customers entrusted investment decisions for over-the-counter derivatives and the management of funds. After being solicited and purchasing FX automated trading software from the company, customers were instructed to open accounts with FFCN.Ltd., and after account opening, they were asked to submit a document titled [LIMITED POWER OF ATTORNEY], which states that they entrust investment decisions to another company. FFCN.Ltd. was warned on November 12, 2014, for conducting financial instruments business without registration.
1 Mar 2015
マネックス証券株式会社（詐称）Government disclosure record
FSA unregistered operator warningsWarning issued
The individual engaged in soliciting and handling the offering or private placement of stocks after sending solicitation materials. They falsely claimed to be affiliated with Monex Securities Inc., a registered financial instruments business operator, by impersonating its trade name and address. After sending application forms for a lottery sale of IPO stocks titled 'IPO Stocks Limited Access!!', they received reports of calls from other companies requesting to borrow the account name, claiming that envelopes had been received. The IPO Stocks Planning and Sales Department does not actually exist within Monex Securities Inc.
1 Mar 2015
Gridley Enterprises SAGovernment disclosure record
FSA unregistered operator warningsWarning issued
Engaged in solicitation of over-the-counter derivative transactions via the internet. The name of the representative is unknown. The service provided by the business is called FOREX BROKER INC.
1 Mar 2015
Thrive Mode LimitedGovernment disclosure record
FSA unregistered operator warningsWarning issued
Engaged in soliciting over the internet for over-the-counter derivatives trading. The name of the representative is unknown. The service provided by the operator is called 'Thrive mode'. The operator's location is the same as that of FinalCashBank, Inc., which was issued a warning on October 12, 2012.
1 Mar 2015
MHGG Tech Solutions Ltd.Government disclosure record
FSA unregistered operator warningsWarning issued
Engaged in solicitation of over-the-counter derivative transactions via the internet. The name of the representative is unknown. The service offered by the operator is called NRGbinary, which is the same as the service provided by NRG Capital (Cyprus) Limited, which was warned on March 31, 2014.
1 Mar 2015
株式会社クラウド 代表取締役社長 AGovernment disclosure record
FSA unregistered operator warningsWarning issued
Engaged in soliciting advice based on investment advisory contracts via the internet. The service provided by the entity is called [Japan Stock Group].
1 Mar 2015
東邦アセットマネジメント株式会社 代表取締役社長 AGovernment disclosure record
FSA unregistered operator warningsWarning issued
The entity sent solicitation materials and solicited the purchase of unlisted shares, while also indicating that it conducts Type 1 and Type 2 Financial Instruments Business, Investment Advisory, Agency, and Investment Management Business. It is reported that the entity provided documents such as a Securities Transfer Agreement and a Stock Appraisal Report indicating the appraisal value of the unlisted shares.
1 Mar 2015
CapWay Markets LimitedGovernment disclosure record
FSA unregistered operator warningsWarning issued
Engaged in soliciting over the internet for over-the-counter derivative transactions. The name of the representative is unknown. The services provided are called [BinaryserviceProvider], which is the same as the service name offered by [BinaryOptions Service Provider Ltd.] that was warned on December 25, 2014, and [FOREX IN].
1 Mar 2015
株式会社FPコンシェルジュサーチ 代表取締役 AGovernment disclosure record
FSA unregistered operator warningsWarning issued
The entity sent solicitation materials and solicited the purchase of unlisted stocks. It is reported that, in addition to the Securities Transfer Agreement, the entity received documents such as a Stock Quotation Price Assessment indicating estimated prices for unlisted stocks.
1 Mar 2015
2Selections Secretarial OfficeGovernment disclosure record
FSA unregistered operator warningsWarning issued
Engaged in solicitation of over-the-counter derivative transactions via the internet. The name of the representative is unknown. The service provided by the operator is called [2Selections], which is the same as the service offered by [Outback Consulting Group Limited], which was issued a warning on November 12, 2014.
1 Mar 2015
Binary-chart Administration OfficeGovernment disclosure record
FSA unregistered operator warningsWarning issued
Engaged in soliciting over the internet for over-the-counter derivative transactions. The name of the representative is unknown. The service offered is called [Binary Chart (binarychart)], which is the same as the service provided by [Neo Marketing and Holdings Ltd], which was issued a warning on November 12, 2014.
1 Mar 2015
Binary30 Management OfficeGovernment disclosure record
FSA unregistered operator warningsWarning issued
Engaged in soliciting over the internet for over-the-counter derivative transactions. The name of the representative is unknown. The service provided by the operator is called [BINARY30], which is the same as the service offered by [Express Services Limited.] that was warned on November 12, 2014.
1 Mar 2015
Binary-60 Secretary OfficeGovernment disclosure record
FSA unregistered operator warningsWarning issued
Engaged in soliciting over the internet for over-the-counter derivative transactions. The name of the representative is unknown. The service provided by the operator is called [binary60], which is the same as the service offered by [Neo Marketing and Holdings Ltd], which was issued a warning on November 12, 2014.
1 Mar 2015
Option99 Management Company.Government disclosure record
FSA unregistered operator warningsWarning issued
Engaged in soliciting over the internet for over-the-counter derivative transactions. The name of the representative is unknown. The service provided by the operator is called [option99.com], which is the same as the service offered by [ATM Holdings Limited], which was issued a warning on July 17, 2014.
1 Mar 2015
My Trades 運営事務局Government disclosure record
FSA unregistered operator warningsWarning issued
The entity solicited over-the-internet for over-the-counter derivative transactions. The name of the representative is unknown. The service offered is called [MY TRADE (my-trades, Maito-reedo)], which is the same as the service provided by [ATM Holdings Limited] and [WPS Marketing LTD], both of which were issued warnings on July 17, 2014, and February 12, 2015, respectively.
1 Mar 2015
株式会社HERITAGE 代表取締役 AGovernment disclosure record
FSA unregistered operator warningsWarning issued
A company mediated the conclusion of contracts where customers entrusted investment decisions for over-the-counter derivatives and money management via the internet. After being solicited and purchasing an FX automated trading software from the company, customers were instructed to open accounts with TRUST FF STATION and were asked to submit a document titled [LIMITED POWER OF ATTORNEY] authorizing investment decisions to another company after account opening. TRUST FF STATION was warned on July 17, 2014, for conducting financial instruments business without registration.
1 Mar 2015
Blue Dragon Global LimitedGovernment disclosure record
FSA unregistered operator warningsWarning issued
The entity was soliciting over the internet for over-the-counter derivative transactions. The name of the representative is unknown. The service provided by the entity is called Blue Ocean Forex.
1 Mar 2015
A1-op Management OfficeGovernment disclosure record
FSA unregistered operator warningsWarning issued
Engaged in solicitation of over-the-counter derivative transactions via the internet. The name of the representative is unknown. The service offered by the operator is called [A1 OPTION], which is the same as the service provided by [Neo Marketing and Holdings Ltd], which was issued a warning on November 12, 2014.
1 Mar 2015
FineOption Management & Secretary OfficeGovernment disclosure record
FSA unregistered operator warningsWarning issued
Engaged in soliciting over the internet for over-the-counter derivatives trading. The name of the representative is unknown. The service provided by the operator is called FINEOPTION (FinesOption), which is the same as the service offered by Express Services Limited., which was issued a warning on November 12, 2014.
1 Mar 2015
アンコラキャピタルパートナーズ有限責任組合 （Ancora Capital Partners Limited）Government disclosure record
FSA unregistered operator warningsWarning issued
The company displayed and sent a company profile indicating it engaged in financial instruments business (investment management). The name of the representative was unknown. The company impersonated Ancora Capital Partners Limited, which was registered as a qualified institutional investor special case business operator. There are reports that the company contacted individuals by phone, soliciting investments in other funds to recover past investment damages. The company profile is similar to those of Vanguard Capital Investment LLC, which was warned on August 30, 2013, and Arul Capital Partners LLC, warned on October 16, 2013.