Public risk disclosures
Search public Japanese government disclosures that name companies or operators even when the record is not a standard administrative enforcement action. Coverage includes labor standards violation disclosures, FSA warnings for unregistered financial operators, and travel agency sanctions.
Total
3,143
Labor
1,923
FSA warnings
1,158
Travel
62
3,143 public records(page 128 of 158)
1 Oct 2015
Atlas Capital Financial Services LimitedGovernment disclosure record
Engaged in solicitation of over-the-counter derivative transactions via the internet. The name of the representative is unknown. The service provided by the business is called ACFX.
1 Oct 2015
ラッセル・インベスト株式会社（Russell Invest Japan CO.Ltd.） 代表取締役社長兼CEO AGovernment disclosure record
The company displayed and sent a statement claiming to conduct financial instruments business. The operator is falsely claiming to be a registered financial instruments business operator, similar in trade name to Russell Investment Co., Ltd., and is using the registration number Kanto Finance Bureau Director (Kinsho) No. 198.
1 Oct 2015
GDCL（ジーディーシーエル）Government disclosure record
Engaged in soliciting over the internet for over-the-counter derivative transactions. The name of the representative is unknown. The service provided by the operator is called [PRIVATE OPTION].
1 Sept 2015
PWS Service LTD.,Government disclosure record
Engaged in solicitation of over-the-counter derivative transactions via the internet. The name of the representative is unknown. The service provided by the business is called [OptionTrust].
1 Sept 2015
Capital Swift Investments Ltd.Government disclosure record
Engaged in soliciting over the internet for over-the-counter derivative transactions. The name of the representative is unknown. The service provided by the business is called [J.E.T OPTION].
1 Sept 2015
株式会社ドリームジャパン 代表取締役 A AGovernment disclosure record
An entity engaged in stock trading and brokerage of stock trading. On July 3, 2015, the Securities and Exchange Surveillance Commission filed a petition with the court to prohibit and cease the defendant's violation of the Financial Instruments and Exchange Act by conducting stock trading and brokerage without registration.
1 Sept 2015
919binary Administration OfficeGovernment disclosure record
Engaged in solicitation of over-the-counter derivative transactions via the internet. The name of the representative is unknown. The service provided by the operator is called 919binary (Quick Binary).
1 Aug 2015
Binary fx 運営事務局Government disclosure record
Engaged in soliciting over the internet for over-the-counter derivative transactions. The name of the representative is unknown. The service provided by the operator is called Binaryfx (Binary FX).
1 Aug 2015
A BGovernment disclosure record
Handled the solicitation or private placement of funds operated by J Co-rail Inc. (Registered as a Qualified Institutional Investor Special Business Operator). This was revealed as a result of an inspection of J Co-rail Inc. by the Kanto Local Finance Bureau.
1 Aug 2015
Hogg Capital Investments LtdGovernment disclosure record
Engaged in solicitation of over-the-counter derivatives trading via the internet. The name of the representative is unknown. The service provided by the business is called Tier1FX.
1 Aug 2015
FBS Markets Inc.Government disclosure record
The entity was soliciting over the internet for over-the-counter derivative transactions. The name of the representative is unknown. The service provided by the entity is called FBS.
1 Aug 2015
Titan FX LimitedGovernment disclosure record
The entity was soliciting over the internet for over-the-counter derivatives trading. The name of the representative is unknown. The service provided by the entity is called TITAN FX.
1 Aug 2015
TFO Administration OfficeGovernment disclosure record
Engaged in solicitation of over-the-counter derivative transactions via the internet. The name of the representative is unknown. The service provided by the business is called TFO.
1 Aug 2015
Optimus Financial Services,LtdGovernment disclosure record
Engaged in solicitation of over-the-counter derivative transactions via the internet. The name of the representative is unknown. The service provided by the business is called Bibitrade.
1 Aug 2015
Alfa Trade Solutions SVG LimitedGovernment disclosure record
Engaged in solicitation of over-the-counter derivative transactions via the internet. The name of the representative is unknown. The service provided by the business is called AlfaTrade.
1 Jul 2015
株式会社大和Government disclosure record
Sent solicitation materials and solicited the purchase of unlisted stocks. The name of the representative is unknown. It is reported that the company solicited purchasing gold, platinum, and diamonds with the promise of buying unlisted stocks, and sent a transaction confirmation document.
1 Jul 2015
有限会社オンライントレードシステムズ 代表取締役 AGovernment disclosure record
株式会社アドネット was found to be handling the solicitation for acquisition of investment interests and the management of invested funds for a fund, either through public offering or private placement, while acting as the operator.
1 Jul 2015
Binry-777 Service OfficeGovernment disclosure record
Engaged in solicitation of over-the-counter derivative transactions via the internet. The name of the representative is unknown. The service provided by the business is called Binary777.
1 Jul 2015
MAX GAIN LTD.Government disclosure record
Engaged in solicitation of over-the-counter derivative transactions via the internet. The name of the representative is unknown. The service provided by the business is called [100Options].
1 Jul 2015
HITACHI IDI Holding株式会社 代表取締役 AGovernment disclosure record
The entity displayed and sent solicitation materials indicating they conduct financial instruments business, including Type II Financial Instruments Business, Investment Advisory and Agency Business, and Qualified Institutional Investor Special Business. They sent solicitation materials titled 'Performance Distribution Fixed Yield Foreign Exchange Operation' and provided information about the 'Capital Loss Compensation System' as a scheme to cover losses with compensation funds.
| Date | Company / operator | Source | Type | Summary |
|---|---|---|---|---|
| 1 Oct 2015 | Atlas Capital Financial Services Limited Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in solicitation of over-the-counter derivative transactions via the internet. The name of the representative is unknown. The service provided by the business is called ACFX. |
| 1 Oct 2015 | ラッセル・インベスト株式会社（Russell Invest Japan CO.Ltd.） 代表取締役社長兼CEO A Government disclosure record | FSA unregistered operator warnings | Warning issued | The company displayed and sent a statement claiming to conduct financial instruments business. The operator is falsely claiming to be a registered financial instruments business operator, similar in trade name to Russell Investment Co., Ltd., and is using the registration number Kanto Finance Bureau Director (Kinsho) No. 198. |
| 1 Oct 2015 | GDCL（ジーディーシーエル） Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in soliciting over the internet for over-the-counter derivative transactions. The name of the representative is unknown. The service provided by the operator is called [PRIVATE OPTION]. |
| 1 Sept 2015 | PWS Service LTD., Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in solicitation of over-the-counter derivative transactions via the internet. The name of the representative is unknown. The service provided by the business is called [OptionTrust]. |
| 1 Sept 2015 | Capital Swift Investments Ltd. Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in soliciting over the internet for over-the-counter derivative transactions. The name of the representative is unknown. The service provided by the business is called [J.E.T OPTION]. |
| 1 Sept 2015 | 株式会社ドリームジャパン 代表取締役 A A Government disclosure record | FSA unregistered operator warnings | Warning issued | An entity engaged in stock trading and brokerage of stock trading. On July 3, 2015, the Securities and Exchange Surveillance Commission filed a petition with the court to prohibit and cease the defendant's violation of the Financial Instruments and Exchange Act by conducting stock trading and brokerage without registration. |
| 1 Sept 2015 | 919binary Administration Office Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in solicitation of over-the-counter derivative transactions via the internet. The name of the representative is unknown. The service provided by the operator is called 919binary (Quick Binary). |
| 1 Aug 2015 | Binary fx 運営事務局 Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in soliciting over the internet for over-the-counter derivative transactions. The name of the representative is unknown. The service provided by the operator is called Binaryfx (Binary FX). |
| 1 Aug 2015 | A B Government disclosure record | FSA unregistered operator warnings | Warning issued | Handled the solicitation or private placement of funds operated by J Co-rail Inc. (Registered as a Qualified Institutional Investor Special Business Operator). This was revealed as a result of an inspection of J Co-rail Inc. by the Kanto Local Finance Bureau. |
| 1 Aug 2015 | Hogg Capital Investments Ltd Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in solicitation of over-the-counter derivatives trading via the internet. The name of the representative is unknown. The service provided by the business is called Tier1FX. |
| 1 Aug 2015 | FBS Markets Inc. Government disclosure record | FSA unregistered operator warnings | Warning issued | The entity was soliciting over the internet for over-the-counter derivative transactions. The name of the representative is unknown. The service provided by the entity is called FBS. |
| 1 Aug 2015 | Titan FX Limited Government disclosure record | FSA unregistered operator warnings | Warning issued | The entity was soliciting over the internet for over-the-counter derivatives trading. The name of the representative is unknown. The service provided by the entity is called TITAN FX. |
| 1 Aug 2015 | TFO Administration Office Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in solicitation of over-the-counter derivative transactions via the internet. The name of the representative is unknown. The service provided by the business is called TFO. |
| 1 Aug 2015 | Optimus Financial Services,Ltd Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in solicitation of over-the-counter derivative transactions via the internet. The name of the representative is unknown. The service provided by the business is called Bibitrade. |
| 1 Aug 2015 | Alfa Trade Solutions SVG Limited Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in solicitation of over-the-counter derivative transactions via the internet. The name of the representative is unknown. The service provided by the business is called AlfaTrade. |
| 1 Jul 2015 | 株式会社大和 Government disclosure record | FSA unregistered operator warnings | Warning issued | Sent solicitation materials and solicited the purchase of unlisted stocks. The name of the representative is unknown. It is reported that the company solicited purchasing gold, platinum, and diamonds with the promise of buying unlisted stocks, and sent a transaction confirmation document. |
| 1 Jul 2015 | 有限会社オンライントレードシステムズ 代表取締役 A Government disclosure record | FSA unregistered operator warnings | Warning issued | 株式会社アドネット was found to be handling the solicitation for acquisition of investment interests and the management of invested funds for a fund, either through public offering or private placement, while acting as the operator. |
| 1 Jul 2015 | Binry-777 Service Office Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in solicitation of over-the-counter derivative transactions via the internet. The name of the representative is unknown. The service provided by the business is called Binary777. |
| 1 Jul 2015 | MAX GAIN LTD. Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in solicitation of over-the-counter derivative transactions via the internet. The name of the representative is unknown. The service provided by the business is called [100Options]. |
| 1 Jul 2015 | HITACHI IDI Holding株式会社 代表取締役 A Government disclosure record | FSA unregistered operator warnings | Warning issued | The entity displayed and sent solicitation materials indicating they conduct financial instruments business, including Type II Financial Instruments Business, Investment Advisory and Agency Business, and Qualified Institutional Investor Special Business. They sent solicitation materials titled 'Performance Distribution Fixed Yield Foreign Exchange Operation' and provided information about the 'Capital Loss Compensation System' as a scheme to cover losses with compensation funds. |
Important context
This list aggregates public Japanese government disclosures. It is not a sanctions list, credit report, legal opinion, or procurement approval system. Verify material records against the linked original Japanese source before making any compliance, credit, or legal decision.