Possible 警告書発出 against Uorusutoritokuraburi Ben Zhi Dian Dai Biao Qu Di Yi She Chang A

ウォールストリートクラブ日本支店 代表取締役社長 A (Financial Instruments and Exchange Act)
Financial Instruments and Exchange Act金融庁・財務局Possible entity match1 March 2017

Action summary

Company
Original: ウォールストリートクラブ日本支店 代表取締役社長 A
Entity match
Possible entity match60/100Machine extracted
Company name extracted from the Japanese public disclosure
Governing law
Financial Instruments and Exchange Act
金融商品取引法
Action type
警告書発出
警告書発出
Action date
1 March 2017
Issuing authority
金融庁・財務局
金融庁・財務局

Violation

Show original Japanese text

勧誘資料等を送付したうえで、投資信託の募集又は私募を行っていたもの。 他の会社が運営するメールマガジンにより当該業者を紹介され、「ウォールストリートクラブ(新規モニター様向けプラン)」等の申込みをしたところ、「運用証明書」と題する資料等の送付を受けたとの情報が寄せられている。 当該業者は、自社のウェブサイトにおいて、自社を「Wall Street Club Inc.」の日本支店であると記載している。

Compliance context

Context needed

This is a public Japanese regulatory disclosure. The exact legal effect depends on the cited source and regulator.

Financial markets law covering securities, investment services, disclosure, and market conduct.

Review the original Japanese source and determine relevance to your counterparty-risk workflow.

This context is an operational aid for review workflows, not a credit opinion or legal conclusion.

Evidence pack

Original 金融庁・財務局 announcement (Japanese)
Extracted at
2026-05-14T21:13:26.085+00:00
Evidence checked
Not recorded
Archive captured
Not archived
Show audit JSON
{
  "record": {
    "id": "20d16fc7-2398-4cac-8bae-9f4637dcfe45",
    "url": "https://regbase.jp/en/enforcement/kinshoho-uorusutoritokuraburi-ben-zhi-dian-dai-biao-qu-di-yi-she-chang-a-20170301",
    "company_name_original": "ウォールストリートクラブ日本支店 代表取締役社長 A",
    "company_name_registry": "ウォールストリートクラブ日本支店 代表取締役社長 A",
    "corporate_number": null,
    "law": {
      "ja": "金融商品取引法",
      "en": "Financial Instruments and Exchange Act"
    },
    "action_type": {
      "ja": "警告書発出",
      "en": "警告書発出"
    },
    "authority": {
      "ja": "金融庁・財務局",
      "en": "金融庁・財務局"
    }
  },
  "entity_match": {
    "status": "possible",
    "confidence": 60,
    "method": "extracted_japanese_name",
    "method_label": "Company name extracted from the Japanese public disclosure",
    "notes": null
  },
  "review": {
    "status": "unreviewed",
    "label": "Machine extracted"
  },
  "compliance_context": {
    "severity": "Context needed",
    "actionMeaning": "This is a public Japanese regulatory disclosure. The exact legal effect depends on the cited source and regulator.",
    "practicalNote": "Review the original Japanese source and determine relevance to your counterparty-risk workflow.",
    "lawContext": "Financial markets law covering securities, investment services, disclosure, and market conduct."
  },
  "evidence": {
    "recordUrl": "https://regbase.jp/en/enforcement/kinshoho-uorusutoritokuraburi-ben-zhi-dian-dai-biao-qu-di-yi-she-chang-a-20170301",
    "officialSourceUrl": "https://www.fsa.go.jp/ordinary/chuui/mutouroku.html",
    "archiveUrl": null,
    "archiveCapturedAt": null,
    "extractedAt": "2026-05-14T21:13:26.085+00:00",
    "translatedAt": null,
    "evidenceCheckedAt": null,
    "generatedAt": "2026-05-15T03:55:51.266Z"
  },
  "limitations": [
    "RegBase aggregates public Japanese government disclosures and does not provide a credit opinion.",
    "English summaries are provided for reference. The original Japanese source is authoritative.",
    "Possible or unresolved entity matches should be manually verified before use in a decision."
  ]
}

The original Japanese disclosure is the authoritative record. Use possible or unresolved matches only as leads for manual review.

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Company info

English name
Uorusutoritokuraburi Ben Zhi Dian Dai Biao Qu Di Yi She Chang A Romanized
Japanese name
ウォールストリートクラブ日本支店 代表取締役社長 A
See company profile →

About this recordAggregated and translated from public Japanese government disclosures. The English text is for reference only — authoritative content is the linked Japanese source.