1 Jun 2012
日本橋総研株式会社 代表取締役 AGovernment disclosure record
Financial Services Agency and Local Finance Bureaus
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Browse public risk disclosures10,132 actions(page 500 of 507)
1 Jun 2012
日本橋総研株式会社 代表取締役 AGovernment disclosure record
Financial Services Agency and Local Finance Bureaus
1 Jun 2012
Pepperstone Financial Pty Ltd (Pepperstone)Government disclosure record
Financial Services Agency and Local Finance Bureaus
1 Apr 2012
株式会社東京年金経済研究所 代表取締役 AGovernment disclosure record
Financial Services Agency and Local Finance Bureaus
1 Mar 2012
株式会社ホンダ商事Government disclosure record
Financial Services Agency and Local Finance Bureaus
1 Mar 2012
株式会社きんきプラント 代表取締役 A 営業統括者 BGovernment disclosure record
Financial Services Agency and Local Finance Bureaus
1 Mar 2012
東証プロフィットGovernment disclosure record
Financial Services Agency and Local Finance Bureaus
1 Mar 2012
株式会社トラストホールディングスGovernment disclosure record
Financial Services Agency and Local Finance Bureaus
1 Feb 2012
株式会社ソネットコーポレーションGovernment disclosure record
Financial Services Agency and Local Finance Bureaus
1 Feb 2012
ダイワ商事株式会社Government disclosure record
Financial Services Agency and Local Finance Bureaus
1 Feb 2012
株式会社朝日商事Government disclosure record
Financial Services Agency and Local Finance Bureaus
1 Feb 2012
株式会社福富Government disclosure record
Financial Services Agency and Local Finance Bureaus
1 Feb 2012
株式会社シーシーエス証券Government disclosure record
Financial Services Agency and Local Finance Bureaus
1 Feb 2012
シグマリゾート株式会社Government disclosure record
Financial Services Agency and Local Finance Bureaus
1 Feb 2012
株式会社ウィンテストGovernment disclosure record
Financial Services Agency and Local Finance Bureaus
1 Feb 2012
株式会社ユニバースマネージメントGovernment disclosure record
Financial Services Agency and Local Finance Bureaus
1 Feb 2012
日本ライフ証券株式会社Government disclosure record
Financial Services Agency and Local Finance Bureaus
1 Feb 2012
新栄證券株式会社Government disclosure record
Financial Services Agency and Local Finance Bureaus
1 Jan 2012
SHINSEI証券Government disclosure record
Financial Services Agency and Local Finance Bureaus
1 Jan 2012
株式会社浅野商事Government disclosure record
Financial Services Agency and Local Finance Bureaus
1 Jan 2012
株式会社日出商事Government disclosure record
Financial Services Agency and Local Finance Bureaus
| Date | Company | Law | Action | Penalty | Authority |
|---|---|---|---|---|---|
| 1 Jun 2012 | 日本橋総研株式会社 代表取締役 A Government disclosure record | FIEA | Issuance of Warning Letter | - | Financial Services Agency and Local Finance Bureaus |
| 1 Jun 2012 | Pepperstone Financial Pty Ltd (Pepperstone) Government disclosure record | FIEA | Issuance of Warning Letter | - | Financial Services Agency and Local Finance Bureaus |
| 1 Apr 2012 | 株式会社東京年金経済研究所 代表取締役 A Government disclosure record | FIEA | Issuance of Warning Letter | - | Financial Services Agency and Local Finance Bureaus |
| 1 Mar 2012 | 株式会社ホンダ商事 Government disclosure record | FIEA | Issuance of Warning Letter | - | Financial Services Agency and Local Finance Bureaus |
| 1 Mar 2012 | 株式会社きんきプラント 代表取締役 A 営業統括者 B Government disclosure record | FIEA | Issuance of Warning Letter | - | Financial Services Agency and Local Finance Bureaus |
| 1 Mar 2012 | 東証プロフィット Government disclosure record | FIEA | Issuance of Warning Letter | - | Financial Services Agency and Local Finance Bureaus |
| 1 Mar 2012 | 株式会社トラストホールディングス Government disclosure record | FIEA | Issuance of Warning Letter | - | Financial Services Agency and Local Finance Bureaus |
| 1 Feb 2012 | 株式会社ソネットコーポレーション Government disclosure record | FIEA | Issuance of Warning Letter | - | Financial Services Agency and Local Finance Bureaus |
| 1 Feb 2012 | ダイワ商事株式会社 Government disclosure record | FIEA | Issuance of Warning Letter | - | Financial Services Agency and Local Finance Bureaus |
| 1 Feb 2012 | 株式会社朝日商事 Government disclosure record | FIEA | Issuance of Warning Letter | - | Financial Services Agency and Local Finance Bureaus |
| 1 Feb 2012 | 株式会社福富 Government disclosure record | FIEA | Issuance of Warning Letter | - | Financial Services Agency and Local Finance Bureaus |
| 1 Feb 2012 | 株式会社シーシーエス証券 Government disclosure record | FIEA | Issuance of Warning Letter | - | Financial Services Agency and Local Finance Bureaus |
| 1 Feb 2012 | シグマリゾート株式会社 Government disclosure record | FIEA | Issuance of Warning Letter | - | Financial Services Agency and Local Finance Bureaus |
| 1 Feb 2012 | 株式会社ウィンテスト Government disclosure record | FIEA | Issuance of Warning Letter | - | Financial Services Agency and Local Finance Bureaus |
| 1 Feb 2012 | 株式会社ユニバースマネージメント Government disclosure record | FIEA | Issuance of Warning Letter | - | Financial Services Agency and Local Finance Bureaus |
| 1 Feb 2012 | 日本ライフ証券株式会社 Government disclosure record | FIEA | Issuance of Warning Letter | - | Financial Services Agency and Local Finance Bureaus |
| 1 Feb 2012 | 新栄證券株式会社 Government disclosure record | FIEA | Issuance of Warning Letter | - | Financial Services Agency and Local Finance Bureaus |
| 1 Jan 2012 | SHINSEI証券 Government disclosure record | FIEA | Issuance of Warning Letter | - | Financial Services Agency and Local Finance Bureaus |
| 1 Jan 2012 | 株式会社浅野商事 Government disclosure record | FIEA | Issuance of Warning Letter | - | Financial Services Agency and Local Finance Bureaus |
| 1 Jan 2012 | 株式会社日出商事 Government disclosure record | FIEA | Issuance of Warning Letter | - | Financial Services Agency and Local Finance Bureaus |
Disclaimer
English company names are shown only when an official or verified official-source record exists. Law names and action types are reference translations. The authoritative record is the original Japanese government source linked on each detail page. Always verify against the original before making any compliance, credit, or legal decision.