1 Sept 2012
株式会社キタ・エンタープライズ 代表取締役 AGovernment disclosure record
FSA unregistered operator warningsWarning issued
Engaged in soliciting funds or private placements after sending solicitation materials.
Public risk disclosures
Japan Public Risk Disclosures
Search public Japanese government disclosures that name companies or operators even when the record is not a standard administrative enforcement action. Coverage includes labor standards violation disclosures, FSA warnings for unregistered financial operators, and travel agency sanctions.
Total
3,143
Labor
1,923
FSA warnings
1,158
Travel
62
3,143 public records(page 151 of 158)
1 Sept 2012
株式会社コスモ商事 代表取締役 AGovernment disclosure record
FSA unregistered operator warningsWarning issued
Engaged in purchasing unlisted stocks after sending solicitation letters.
1 Sept 2012
株式会社明桜ビジネス 代表者 AGovernment disclosure record
FSA unregistered operator warningsWarning issued
Displayed that they conduct financial instruments business (investment advisory and agency services) in solicitation materials and solicited the conclusion of financial instruments transactions.
1 Sept 2012
ChargeXP Investment Ltd. (SmartOption)Government disclosure record
FSA unregistered operator warningsWarning issued
Over-the-counter derivatives trading conducted via the internet.
1 Sept 2012
(詐称) 株式会社クローバー 代表取締役社長 A ※備考欄のとおり、実在する業者の名前を騙っていたもの。Government disclosure record
FSA unregistered operator warningsWarning issued
The company displayed and sent a statement indicating it conducts designated institutional investor special business, and falsely used the name of the registered designated institutional investor special business operator, [Kabushiki Kaisha Clover].
1 Sept 2012
株式会社コリンズインベストメント 代表取締役社長 AGovernment disclosure record
FSA unregistered operator warningsWarning issued
Engaged in the purchase of securities through the sending of solicitation materials.
1 Sept 2012
アクア投資事業組合Government disclosure record
FSA unregistered operator warningsWarning issued
Engaged in handling the solicitation of corporate bonds through the sending of solicitation materials. The name of the representative, etc., is unknown.
1 Sept 2012
東明商事株式会社 代表取締役社長 A ※備考欄のとおり、代表者の名前は実在する金融商品仲介業者を騙っていたもの（2012/1019日追記）。Government disclosure record
FSA unregistered operator warningsWarning issued
Engaged in the sale or brokerage of securities after sending transaction guidance documents. The representative's name was used to impersonate an existing financial instruments intermediary [A].
1 Aug 2012
株式会社コスモパートナーズGovernment disclosure record
FSA unregistered operator warningsWarning issued
Engaged in the purchase of unlisted stocks and corporate bonds through solicitation letters. The name of the representative is unknown.
1 Aug 2012
VLT INVESTMENT LTD (VLT-FX)Government disclosure record
FSA unregistered operator warningsWarning issued
Over-the-counter derivatives trading conducted via the internet.
1 Aug 2012
株式会社鳳商事 代表者 AGovernment disclosure record
FSA unregistered operator warningsWarning issued
Engaged in the purchase of unlisted stocks and corporate bonds through solicitation letters.
1 Aug 2012
株式会社i-best FinancialGovernment disclosure record
FSA unregistered operator warningsWarning issued
Engaged in soliciting and handling the offering or private placement of corporate bonds through the sending of solicitation materials. The name of the representative is unknown. The business operator with the same trade name and address had ceased financial instruments business as of August 1, 2011.
1 Aug 2012
株式会社クリーン販売 代表取締役 AGovernment disclosure record
FSA unregistered operator warningsWarning issued
Engaged in the solicitation of corporate bonds through the sending of promotional materials.
1 Aug 2012
株式会社富士商事 代表取締役 AGovernment disclosure record
FSA unregistered operator warningsWarning issued
Engaged in the purchase of unlisted stocks and corporate bonds through solicitation letters.
1 Aug 2012
ダイエーコンサルティング株式会社 代表取締役 AGovernment disclosure record
FSA unregistered operator warningsWarning issued
Engaged in the purchase of unlisted stocks and corporate bonds through solicitation letters.
1 Aug 2012
BENTLEY ASSOCIATES LTD. (Bentley Associates Ltd.)Government disclosure record
FSA unregistered operator warningsWarning issued
Mediation of over-the-counter derivative transactions via the internet.
1 Aug 2012
(詐称) 株式会社リオ・コンサルティング 代表取締役 A ※備考欄のとおり、実在する業者の名前、代表者を騙っているもの。Government disclosure record
FSA unregistered operator warningsWarning issued
Engaged in purchasing unlisted stocks and corporate bonds through solicitation materials. Falsely claimed to be the registered financial instruments business operator [Rio Consulting Co., Ltd.], including its name, representative, registration number [Kanto Finance Bureau Director (Kinsho) No. 2020], and location.
1 Aug 2012
株式会社クイックジャパンGovernment disclosure record
FSA unregistered operator warningsWarning issued
Engaged in the purchase of unlisted stocks and corporate bonds through solicitation letters. The name of the representative is unknown.
1 Aug 2012
(詐称) 中央証券株式会社 代表取締役 A ※備考欄のとおり、実在する業者の名前、代表者を騙っているもの。Government disclosure record
FSA unregistered operator warningsWarning issued
Engaged in purchasing unlisted stocks and similar securities through the sending of solicitation materials. Impersonated the former trade name, representative, registration number, and location of the registered financial instruments business operator [Chuo Securities Co., Ltd.].
1 Aug 2012
株式会社メイケン企画Government disclosure record
FSA unregistered operator warningsWarning issued
Handled the solicitation of corporate bonds through the sending of solicitation materials. The name of the representative, etc., is unknown.
| Date | Company / operator | Source | Type | Summary |
|---|---|---|---|---|
| 1 Sept 2012 | 株式会社キタ・エンタープライズ 代表取締役 A Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in soliciting funds or private placements after sending solicitation materials. |
| 1 Sept 2012 | 株式会社コスモ商事 代表取締役 A Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in purchasing unlisted stocks after sending solicitation letters. |
| 1 Sept 2012 | 株式会社明桜ビジネス 代表者 A Government disclosure record | FSA unregistered operator warnings | Warning issued | Displayed that they conduct financial instruments business (investment advisory and agency services) in solicitation materials and solicited the conclusion of financial instruments transactions. |
| 1 Sept 2012 | ChargeXP Investment Ltd. (SmartOption) Government disclosure record | FSA unregistered operator warnings | Warning issued | Over-the-counter derivatives trading conducted via the internet. |
| 1 Sept 2012 | (詐称) 株式会社クローバー 代表取締役社長 A ※備考欄のとおり、実在する業者の名前を騙っていたもの。 Government disclosure record | FSA unregistered operator warnings | Warning issued | The company displayed and sent a statement indicating it conducts designated institutional investor special business, and falsely used the name of the registered designated institutional investor special business operator, [Kabushiki Kaisha Clover]. |
| 1 Sept 2012 | 株式会社コリンズインベストメント 代表取締役社長 A Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in the purchase of securities through the sending of solicitation materials. |
| 1 Sept 2012 | アクア投資事業組合 Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in handling the solicitation of corporate bonds through the sending of solicitation materials. The name of the representative, etc., is unknown. |
| 1 Sept 2012 | 東明商事株式会社 代表取締役社長 A ※備考欄のとおり、代表者の名前は実在する金融商品仲介業者を騙っていたもの（2012/1019日追記）。 Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in the sale or brokerage of securities after sending transaction guidance documents. The representative's name was used to impersonate an existing financial instruments intermediary [A]. |
| 1 Aug 2012 | 株式会社コスモパートナーズ Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in the purchase of unlisted stocks and corporate bonds through solicitation letters. The name of the representative is unknown. |
| 1 Aug 2012 | VLT INVESTMENT LTD (VLT-FX) Government disclosure record | FSA unregistered operator warnings | Warning issued | Over-the-counter derivatives trading conducted via the internet. |
| 1 Aug 2012 | 株式会社鳳商事 代表者 A Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in the purchase of unlisted stocks and corporate bonds through solicitation letters. |
| 1 Aug 2012 | 株式会社i-best Financial Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in soliciting and handling the offering or private placement of corporate bonds through the sending of solicitation materials. The name of the representative is unknown. The business operator with the same trade name and address had ceased financial instruments business as of August 1, 2011. |
| 1 Aug 2012 | 株式会社クリーン販売 代表取締役 A Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in the solicitation of corporate bonds through the sending of promotional materials. |
| 1 Aug 2012 | 株式会社富士商事 代表取締役 A Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in the purchase of unlisted stocks and corporate bonds through solicitation letters. |
| 1 Aug 2012 | ダイエーコンサルティング株式会社 代表取締役 A Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in the purchase of unlisted stocks and corporate bonds through solicitation letters. |
| 1 Aug 2012 | BENTLEY ASSOCIATES LTD. (Bentley Associates Ltd.) Government disclosure record | FSA unregistered operator warnings | Warning issued | Mediation of over-the-counter derivative transactions via the internet. |
| 1 Aug 2012 | (詐称) 株式会社リオ・コンサルティング 代表取締役 A ※備考欄のとおり、実在する業者の名前、代表者を騙っているもの。 Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in purchasing unlisted stocks and corporate bonds through solicitation materials. Falsely claimed to be the registered financial instruments business operator [Rio Consulting Co., Ltd.], including its name, representative, registration number [Kanto Finance Bureau Director (Kinsho) No. 2020], and location. |
| 1 Aug 2012 | 株式会社クイックジャパン Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in the purchase of unlisted stocks and corporate bonds through solicitation letters. The name of the representative is unknown. |
| 1 Aug 2012 | (詐称) 中央証券株式会社 代表取締役 A ※備考欄のとおり、実在する業者の名前、代表者を騙っているもの。 Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in purchasing unlisted stocks and similar securities through the sending of solicitation materials. Impersonated the former trade name, representative, registration number, and location of the registered financial instruments business operator [Chuo Securities Co., Ltd.]. |
| 1 Aug 2012 | 株式会社メイケン企画 Government disclosure record | FSA unregistered operator warnings | Warning issued | Handled the solicitation of corporate bonds through the sending of solicitation materials. The name of the representative, etc., is unknown. |
Important context
This list aggregates public Japanese government disclosures. It is not a sanctions list, credit report, legal opinion, or procurement approval system. Verify material records against the linked original Japanese source before making any compliance, credit, or legal decision.