1 Apr 2010
株式会社 T・A・PGovernment disclosure record
FSA unregistered operator warningsWarning issued
Public notice issued for engaging in financial instruments business without registration.
Public risk disclosures
Japan Public Risk Disclosures
Search public Japanese government disclosures that name companies or operators even when the record is not a standard administrative enforcement action. Coverage includes labor standards violation disclosures, FSA warnings for unregistered financial operators, and travel agency sanctions.
Total
3,044
Labor
1,834
FSA warnings
1,148
Travel
62
3,044 public records(page 152 of 153)
1 Apr 2010
株式会社アクセスプランGovernment disclosure record
FSA unregistered operator warningsWarning issued
Public notice issued regarding an entity that was warned for conducting financial instruments business without registration.
1 Apr 2010
株式会社MITGovernment disclosure record
FSA unregistered operator warningsWarning issued
Public notice issued for engaging in financial instruments business without registration.
1 Apr 2010
株式会社グローバルインベスターズジャパンGovernment disclosure record
FSA unregistered operator warningsWarning issued
Public notice issued for engaging in financial instruments business without registration.
1 Apr 2010
ソーシャルキャピタル投資事業有限責任組合Government disclosure record
FSA unregistered operator warningsWarning issued
Public notice issued for engaging in financial instruments business without registration.
1 Apr 2010
東和トレーディングGovernment disclosure record
FSA unregistered operator warningsWarning issued
Public notice issued for engaging in financial instruments business without registration.
1 Apr 2010
株式会社夢屋Government disclosure record
FSA unregistered operator warningsWarning issued
Public notice issued for engaging in financial instruments business without registration.
1 Apr 2010
株式会社インタベストGovernment disclosure record
FSA unregistered operator warningsWarning issued
Public notice issued for engaging in financial instruments business without registration.
1 Apr 2010
株式会社よつばコンサルタントGovernment disclosure record
FSA unregistered operator warningsWarning issued
Public notice issued for engaging in financial instruments business without registration.
1 Apr 2010
株式会社ゲートオープンGovernment disclosure record
FSA unregistered operator warningsWarning issued
Public notice issued for engaging in financial instruments business without registration.
1 Apr 2010
クラフト証券Government disclosure record
FSA unregistered operator warningsWarning issued
Public notice issued for engaging in financial instruments business without registration.
1 Apr 2010
株式会社内田・内田投資事業組合Government disclosure record
FSA unregistered operator warningsWarning issued
Public notice issued for engaging in financial instruments business without registration.
1 Apr 2010
株式会社アセットリンクGovernment disclosure record
FSA unregistered operator warningsWarning issued
Public notice issued regarding an entity that was warned for conducting financial instruments business without registration.
1 Apr 2010
株式会社メディカルプライムGovernment disclosure record
FSA unregistered operator warningsWarning issued
Public notice issued for engaging in financial instruments business without registration.
1 Apr 2010
株式会社大経Government disclosure record
FSA unregistered operator warningsWarning issued
The respondent is the entity that, on November 18, 2010, filed a petition with the Securities and Exchange Surveillance Commission to prohibit and cease violations of the Financial Instruments and Exchange Act, specifically for engaging in securities transactions, brokerage, agency, or solicitation activities without registration.
1 Apr 2010
光信託株式会社Government disclosure record
FSA unregistered operator warningsWarning issued
The business name includes the characters [信託], but the company is not licensed or registered under the Trust Business Act.
1 Apr 2010
株式会社メジャーマネージメントGovernment disclosure record
FSA unregistered operator warningsWarning issued
Public notice issued regarding an entity conducting financial instruments business without registration.
1 Apr 2010
ノーブルアセットマネジメント株式会社Government disclosure record
FSA unregistered operator warningsWarning issued
Public notice issued for engaging in financial instruments business without registration.
1 Apr 2010
クレア・インベストメント株式会社Government disclosure record
FSA unregistered operator warningsWarning issued
Public notice issued for engaging in financial instruments business without registration.
1 Apr 2010
株式会社DANKGovernment disclosure record
FSA unregistered operator warningsWarning issued
Public notice issued for engaging in financial instruments business without registration.
| Date | Company / operator | Source | Type | Summary |
|---|---|---|---|---|
| 1 Apr 2010 | 株式会社 T・A・P Government disclosure record | FSA unregistered operator warnings | Warning issued | Public notice issued for engaging in financial instruments business without registration. |
| 1 Apr 2010 | 株式会社アクセスプラン Government disclosure record | FSA unregistered operator warnings | Warning issued | Public notice issued regarding an entity that was warned for conducting financial instruments business without registration. |
| 1 Apr 2010 | 株式会社MIT Government disclosure record | FSA unregistered operator warnings | Warning issued | Public notice issued for engaging in financial instruments business without registration. |
| 1 Apr 2010 | 株式会社グローバルインベスターズジャパン Government disclosure record | FSA unregistered operator warnings | Warning issued | Public notice issued for engaging in financial instruments business without registration. |
| 1 Apr 2010 | ソーシャルキャピタル投資事業有限責任組合 Government disclosure record | FSA unregistered operator warnings | Warning issued | Public notice issued for engaging in financial instruments business without registration. |
| 1 Apr 2010 | 東和トレーディング Government disclosure record | FSA unregistered operator warnings | Warning issued | Public notice issued for engaging in financial instruments business without registration. |
| 1 Apr 2010 | 株式会社夢屋 Government disclosure record | FSA unregistered operator warnings | Warning issued | Public notice issued for engaging in financial instruments business without registration. |
| 1 Apr 2010 | 株式会社インタベスト Government disclosure record | FSA unregistered operator warnings | Warning issued | Public notice issued for engaging in financial instruments business without registration. |
| 1 Apr 2010 | 株式会社よつばコンサルタント Government disclosure record | FSA unregistered operator warnings | Warning issued | Public notice issued for engaging in financial instruments business without registration. |
| 1 Apr 2010 | 株式会社ゲートオープン Government disclosure record | FSA unregistered operator warnings | Warning issued | Public notice issued for engaging in financial instruments business without registration. |
| 1 Apr 2010 | クラフト証券 Government disclosure record | FSA unregistered operator warnings | Warning issued | Public notice issued for engaging in financial instruments business without registration. |
| 1 Apr 2010 | 株式会社内田・内田投資事業組合 Government disclosure record | FSA unregistered operator warnings | Warning issued | Public notice issued for engaging in financial instruments business without registration. |
| 1 Apr 2010 | 株式会社アセットリンク Government disclosure record | FSA unregistered operator warnings | Warning issued | Public notice issued regarding an entity that was warned for conducting financial instruments business without registration. |
| 1 Apr 2010 | 株式会社メディカルプライム Government disclosure record | FSA unregistered operator warnings | Warning issued | Public notice issued for engaging in financial instruments business without registration. |
| 1 Apr 2010 | 株式会社大経 Government disclosure record | FSA unregistered operator warnings | Warning issued | The respondent is the entity that, on November 18, 2010, filed a petition with the Securities and Exchange Surveillance Commission to prohibit and cease violations of the Financial Instruments and Exchange Act, specifically for engaging in securities transactions, brokerage, agency, or solicitation activities without registration. |
| 1 Apr 2010 | 光信託株式会社 Government disclosure record | FSA unregistered operator warnings | Warning issued | The business name includes the characters [信託], but the company is not licensed or registered under the Trust Business Act. |
| 1 Apr 2010 | 株式会社メジャーマネージメント Government disclosure record | FSA unregistered operator warnings | Warning issued | Public notice issued regarding an entity conducting financial instruments business without registration. |
| 1 Apr 2010 | ノーブルアセットマネジメント株式会社 Government disclosure record | FSA unregistered operator warnings | Warning issued | Public notice issued for engaging in financial instruments business without registration. |
| 1 Apr 2010 | クレア・インベストメント株式会社 Government disclosure record | FSA unregistered operator warnings | Warning issued | Public notice issued for engaging in financial instruments business without registration. |
| 1 Apr 2010 | 株式会社DANK Government disclosure record | FSA unregistered operator warnings | Warning issued | Public notice issued for engaging in financial instruments business without registration. |
Important context
This list aggregates public Japanese government disclosures. It is not a sanctions list, credit report, legal opinion, or procurement approval system. Verify material records against the linked original Japanese source before making any compliance, credit, or legal decision.