1 Nov 2012
読売マーケットセンター株式会社 代表取締役 AGovernment disclosure record
FSA unregistered operator warningsWarning issued
Engaged in purchasing unlisted stocks after sending solicitation materials.
Public risk disclosures
Japan Public Risk Disclosures
Search public Japanese government disclosures that name companies or operators even when the record is not a standard administrative enforcement action. Coverage includes labor standards violation disclosures, FSA warnings for unregistered financial operators, and travel agency sanctions.
Total
3,143
Labor
1,923
FSA warnings
1,158
Travel
62
3,143 public records(page 150 of 158)
1 Nov 2012
株式会社プライベートバンクジャパンインベストメント 代表取締役 AGovernment disclosure record
FSA unregistered operator warningsWarning issued
Engaged in the sale and purchase of securities after sending solicitation materials.
1 Oct 2012
みずほ商事 株式会社 代表取締役社長 AGovernment disclosure record
FSA unregistered operator warningsWarning issued
Engaged in securities trading after sending solicitation materials, while falsely claiming to be registered under the registration number [Kanto Finance Bureau Director (Kinsho) No. 461].
1 Oct 2012
株式会社大東マネジメント 代表取締役 AGovernment disclosure record
FSA unregistered operator warningsWarning issued
Engaged in the purchase of unlisted stocks and corporate bonds after sending solicitation materials.
1 Oct 2012
株式会社リーディング投資顧問 代表取締役 AGovernment disclosure record
FSA unregistered operator warningsWarning issued
Sent solicitation materials and purchased unlisted shares.
1 Oct 2012
(詐称) 株式会社RISE 代表取締役 A ※備考欄のとおり、実在する業者の名前、代表者を騙っていたもの。Government disclosure record
FSA unregistered operator warningsWarning issued
Engaged in purchasing unlisted stocks after sending contracts, while falsely claiming to be registered financial instruments business operator [Kabushiki Kaisha RISE], including the name, representative, registration number [Kanto Finance Bureau Director (Kinsho) No. 1465], and former address.
1 Oct 2012
株式会社アーバン商事 代表者 AGovernment disclosure record
FSA unregistered operator warningsWarning issued
Engaged in securities trading after sending solicitation letters.
1 Oct 2012
株式会社TGC証券 代表取締役CEO AGovernment disclosure record
FSA unregistered operator warningsWarning issued
Engaged in the purchase of unlisted stocks and corporate bonds after sending solicitation materials.
1 Oct 2012
Clear Markets LTD (CashBackForex)Government disclosure record
FSA unregistered operator warningsWarning issued
Mediation of over-the-counter derivative transactions via the internet.
1 Oct 2012
アークエンジニアリング販売株式会社 代表取締役 AGovernment disclosure record
FSA unregistered operator warningsWarning issued
Sent solicitation materials and handled the offering or private placement of corporate bonds.
1 Oct 2012
(詐称) JPアセット証券株式会社 代表取締役 A ※備考欄のとおり、実在している業者の名前を騙っていたもの。Government disclosure record
FSA unregistered operator warningsWarning issued
Engaged in purchasing securities after sending a securities purchase commitment certificate. Impersonated the name, registration number, address, and representative of registered financial instruments business operator JP Asset Securities Co., Ltd., which closely resembled the actual registered information.
1 Oct 2012
株式会社高平 代表取締役 AGovernment disclosure record
FSA unregistered operator warningsWarning issued
Engaged in accepting funds from customers and conducting stock transactions.
1 Oct 2012
株式会社ニューライフ 代表取締役 AGovernment disclosure record
FSA unregistered operator warningsWarning issued
Handled LLC member rights after sending solicitation materials.
1 Oct 2012
L.M MONEY POOL FUND 運営責任者 AGovernment disclosure record
FSA unregistered operator warningsWarning issued
Engaged in soliciting investments for a fund via the internet.
1 Oct 2012
株式会社日光トレーディング 代表取締役 AGovernment disclosure record
FSA unregistered operator warningsWarning issued
Engaged in purchasing unlisted stocks and corporate bonds after sending solicitation materials.
1 Oct 2012
FinalCashBack, Inc. (FinalCashBack)Government disclosure record
FSA unregistered operator warningsWarning issued
Mediation of over-the-counter derivative transactions via the internet.
1 Sept 2012
株式会社リターンズ 代表取締役 AGovernment disclosure record
FSA unregistered operator warningsWarning issued
Engaged in the purchase of unlisted stocks and corporate bonds after sending solicitation materials.
1 Sept 2012
株式会社グリーンネットワーク 代表取締役 AGovernment disclosure record
FSA unregistered operator warningsWarning issued
Displayed and sent a company profile indicating that the company engages in financial instruments business.
1 Sept 2012
株式会社フロンティアGovernment disclosure record
FSA unregistered operator warningsWarning issued
Engaged in purchasing unlisted stocks through solicitation letters. The names of the representatives are unknown. Not related to the registered financial instruments business operator, Frontier Co., Ltd.
1 Sept 2012
三和ホールディングス株式会社 代表取締役 A ※備考欄のとおり、実在する業者の持株会社の名称に似た名称とその代表者を騙っているもの。Government disclosure record
FSA unregistered operator warningsWarning issued
Engaged in purchasing unlisted stocks and corporate bonds through solicitation letters. Impersonated the name of the holding company of registered financial instruments business operator Sanwa Estate Corporation, its representative (A), and used a similar registration number [Finance Bureau Office (Kinsyo) No. 88] and location.
| Date | Company / operator | Source | Type | Summary |
|---|---|---|---|---|
| 1 Nov 2012 | 読売マーケットセンター株式会社 代表取締役 A Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in purchasing unlisted stocks after sending solicitation materials. |
| 1 Nov 2012 | 株式会社プライベートバンクジャパンインベストメント 代表取締役 A Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in the sale and purchase of securities after sending solicitation materials. |
| 1 Oct 2012 | みずほ商事 株式会社 代表取締役社長 A Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in securities trading after sending solicitation materials, while falsely claiming to be registered under the registration number [Kanto Finance Bureau Director (Kinsho) No. 461]. |
| 1 Oct 2012 | 株式会社大東マネジメント 代表取締役 A Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in the purchase of unlisted stocks and corporate bonds after sending solicitation materials. |
| 1 Oct 2012 | 株式会社リーディング投資顧問 代表取締役 A Government disclosure record | FSA unregistered operator warnings | Warning issued | Sent solicitation materials and purchased unlisted shares. |
| 1 Oct 2012 | (詐称) 株式会社RISE 代表取締役 A ※備考欄のとおり、実在する業者の名前、代表者を騙っていたもの。 Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in purchasing unlisted stocks after sending contracts, while falsely claiming to be registered financial instruments business operator [Kabushiki Kaisha RISE], including the name, representative, registration number [Kanto Finance Bureau Director (Kinsho) No. 1465], and former address. |
| 1 Oct 2012 | 株式会社アーバン商事 代表者 A Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in securities trading after sending solicitation letters. |
| 1 Oct 2012 | 株式会社TGC証券 代表取締役CEO A Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in the purchase of unlisted stocks and corporate bonds after sending solicitation materials. |
| 1 Oct 2012 | Clear Markets LTD (CashBackForex) Government disclosure record | FSA unregistered operator warnings | Warning issued | Mediation of over-the-counter derivative transactions via the internet. |
| 1 Oct 2012 | アークエンジニアリング販売株式会社 代表取締役 A Government disclosure record | FSA unregistered operator warnings | Warning issued | Sent solicitation materials and handled the offering or private placement of corporate bonds. |
| 1 Oct 2012 | (詐称) JPアセット証券株式会社 代表取締役 A ※備考欄のとおり、実在している業者の名前を騙っていたもの。 Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in purchasing securities after sending a securities purchase commitment certificate. Impersonated the name, registration number, address, and representative of registered financial instruments business operator JP Asset Securities Co., Ltd., which closely resembled the actual registered information. |
| 1 Oct 2012 | 株式会社高平 代表取締役 A Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in accepting funds from customers and conducting stock transactions. |
| 1 Oct 2012 | 株式会社ニューライフ 代表取締役 A Government disclosure record | FSA unregistered operator warnings | Warning issued | Handled LLC member rights after sending solicitation materials. |
| 1 Oct 2012 | L.M MONEY POOL FUND 運営責任者 A Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in soliciting investments for a fund via the internet. |
| 1 Oct 2012 | 株式会社日光トレーディング 代表取締役 A Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in purchasing unlisted stocks and corporate bonds after sending solicitation materials. |
| 1 Oct 2012 | FinalCashBack, Inc. (FinalCashBack) Government disclosure record | FSA unregistered operator warnings | Warning issued | Mediation of over-the-counter derivative transactions via the internet. |
| 1 Sept 2012 | 株式会社リターンズ 代表取締役 A Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in the purchase of unlisted stocks and corporate bonds after sending solicitation materials. |
| 1 Sept 2012 | 株式会社グリーンネットワーク 代表取締役 A Government disclosure record | FSA unregistered operator warnings | Warning issued | Displayed and sent a company profile indicating that the company engages in financial instruments business. |
| 1 Sept 2012 | 株式会社フロンティア Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in purchasing unlisted stocks through solicitation letters. The names of the representatives are unknown. Not related to the registered financial instruments business operator, Frontier Co., Ltd. |
| 1 Sept 2012 | 三和ホールディングス株式会社 代表取締役 A ※備考欄のとおり、実在する業者の持株会社の名称に似た名称とその代表者を騙っているもの。 Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in purchasing unlisted stocks and corporate bonds through solicitation letters. Impersonated the name of the holding company of registered financial instruments business operator Sanwa Estate Corporation, its representative (A), and used a similar registration number [Finance Bureau Office (Kinsyo) No. 88] and location. |
Important context
This list aggregates public Japanese government disclosures. It is not a sanctions list, credit report, legal opinion, or procurement approval system. Verify material records against the linked original Japanese source before making any compliance, credit, or legal decision.