Possible 警告書発出 against (zha Cheng) Mizuhozheng Quan K.K. *bei Kao Lan Notoori,deng Lu Woshou Ketajin Rong Shang Pin Qu Yin Ye Zhe Noming Cheng Wopian Tuteitamono.
Use this data via API
Fetch this company's enforcement records
/api/v1/enforcements?company=(%E8%A9%90%E7%A7%B0)%20%E3%81%BF%E3%81%9A%E3%81%BB%E8%A8%BC%E5%88%B8%E6%A0%AA%E5%BC%8F%E4%BC%9A%E7%A4%BE%20%E2%80%BB%E5%82%99%E8%80%83%E6%AC%84%E3%81%AE%E3%81%A8%E3%81%8A%E3%82%8A%E3%80%81%E7%99%BB%E9%8C%B2%E3%82%92%E5%8F%97%E3%81%91%E3%81%9F%E9%87%91%E8%9E%8D%E5%95%86%E5%93%81%E5%8F%96%E5%BC%95%E6%A5%AD%E8%80%85%E3%81%AE%E5%90%8D%E7%A7%B0%E3%82%92%E9%A8%99%E3%81%A3%E3%81%A6%E3%81%84%E3%81%9F%E3%82%82%E3%81%AE%E3%80%82&limit=10Action summary
- Company
- Original: (詐称) みずほ証券株式会社 ※備考欄のとおり、登録を受けた金融商品取引業者の名称を騙っていたもの。
- Entity match
- Possible entity match60/100Machine extractedCompany name extracted from the Japanese public disclosure
- Governing law
- Financial Instruments and Exchange Act金融商品取引法
- Action type
- 警告書発出警告書発出
- Action date
- 1 June 2013
- Issuing authority
- 金融庁・財務局金融庁・財務局
Violation
Show original Japanese text
勧誘資料等を送付したうえで、未公開株等の売買又はその媒介等を行うとしていたもの。 代表者等の氏名は「不明」。 登録を受けた金融商品取引業者の商号である「みずほ証券株式会社」の名称、所在地及びその登録番号に類似した「関東財務局（金商）第94号」を騙っていた。 勧誘資料は、平成25年5月22日付で詐称業者として名称等を公表した「東洋キャピタル株式会社（詐称）」及び本日付で同じく公表した「株式会社丸三証券（詐称）」と酷似している。
Compliance context
Context neededThis is a public Japanese regulatory disclosure. The exact legal effect depends on the cited source and regulator.
Financial markets law covering securities, investment services, disclosure, and market conduct.
Review the original Japanese source and determine relevance to your counterparty-risk workflow.
This context is an operational aid for review workflows, not a credit opinion or legal conclusion.
Evidence pack
- Extracted at
- 2026-05-14T21:13:26.087+00:00
- Evidence checked
- Not recorded
- Archive captured
- Not archived
Show audit JSON
{
"record": {
"id": "bb9cf3cc-c28f-4923-8c33-689b550271f3",
"url": "https://regbase.jp/en/enforcement/kinshoho-zha-cheng-mizuhozheng-quanbei-kao-lan-notoorideng-lu-woshou-ketajin-rong-shang-p-20130601",
"company_name_original": "(詐称) みずほ証券株式会社 ※備考欄のとおり、登録を受けた金融商品取引業者の名称を騙っていたもの。",
"company_name_registry": "(詐称) みずほ証券株式会社 ※備考欄のとおり、登録を受けた金融商品取引業者の名称を騙っていたもの。",
"corporate_number": null,
"law": {
"ja": "金融商品取引法",
"en": "Financial Instruments and Exchange Act"
},
"action_type": {
"ja": "警告書発出",
"en": "警告書発出"
},
"authority": {
"ja": "金融庁・財務局",
"en": "金融庁・財務局"
}
},
"entity_match": {
"status": "possible",
"confidence": 60,
"method": "extracted_japanese_name",
"method_label": "Company name extracted from the Japanese public disclosure",
"notes": null
},
"review": {
"status": "unreviewed",
"label": "Machine extracted"
},
"compliance_context": {
"severity": "Context needed",
"actionMeaning": "This is a public Japanese regulatory disclosure. The exact legal effect depends on the cited source and regulator.",
"practicalNote": "Review the original Japanese source and determine relevance to your counterparty-risk workflow.",
"lawContext": "Financial markets law covering securities, investment services, disclosure, and market conduct."
},
"evidence": {
"recordUrl": "https://regbase.jp/en/enforcement/kinshoho-zha-cheng-mizuhozheng-quanbei-kao-lan-notoorideng-lu-woshou-ketajin-rong-shang-p-20130601",
"officialSourceUrl": "https://www.fsa.go.jp/ordinary/chuui/mutouroku.html",
"archiveUrl": null,
"archiveCapturedAt": null,
"extractedAt": "2026-05-14T21:13:26.087+00:00",
"translatedAt": null,
"evidenceCheckedAt": null,
"generatedAt": "2026-05-15T16:16:58.946Z"
},
"limitations": [
"RegBase aggregates public Japanese government disclosures and does not provide a credit opinion.",
"English summaries are provided for reference. The original Japanese source is authoritative.",
"Possible or unresolved entity matches should be manually verified before use in a decision."
]
}The original Japanese disclosure is the authoritative record. Use possible or unresolved matches only as leads for manual review.
Language
日本語版を見る (Japanese)Company info
- English name
- (zha Cheng) Mizuhozheng Quan K.K. *bei Kao Lan Notoori,deng Lu Woshou Ketajin Rong Shang Pin Qu Yin Ye Zhe Noming Cheng Wopian Tuteitamono. Romanized
- Japanese name
- (詐称) みずほ証券株式会社 ※備考欄のとおり、登録を受けた金融商品取引業者の名称を騙っていたもの。
About this recordAggregated and translated from public Japanese government disclosures. The English text is for reference only — authoritative content is the linked Japanese source.