Possible 警告書発出 against (zha Cheng) Dong Yang Kiyapitaru K.K. (dai Biao Qu Di Yi She Chang A) *bei Kao Lan Notoori,shi Zai Surushi Ge Ji Guan Tou Zi Jia Deng Te Li Ye Wu Jie Chu Ye Zhe Noming Cheng Ji Bidai Biao Zhe Ming Wopian Tuteitamono.

（詐称）東洋キャピタル株式会社 (代表取締役社長 A) ※備考欄のとおり、実在する適格機関投資家等特例業務届出業者の名称及び代表者名を騙っていたもの。 (Financial Instruments and Exchange Act)

Financial Instruments and Exchange Act金融庁・財務局Possible entity match1 May 2013

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/api/v1/enforcements?company=%EF%BC%88%E8%A9%90%E7%A7%B0%EF%BC%89%20%E6%9D%B1%E6%B4%8B%E3%82%AD%E3%83%A3%E3%83%94%E3%82%BF%E3%83%AB%E6%A0%AA%E5%BC%8F%E4%BC%9A%E7%A4%BE%20(%E4%BB%A3%E8%A1%A8%E5%8F%96%E7%B7%A0%E5%BD%B9%E7%A4%BE%E9%95%B7%20A)%20%E2%80%BB%E5%82%99%E8%80%83%E6%AC%84%E3%81%AE%E3%81%A8%E3%81%8A%E3%82%8A%E3%80%81%E5%AE%9F%E5%9C%A8%E3%81%99%E3%82%8B%E9%81%A9%E6%A0%BC%E6%A9%9F%E9%96%A2%E6%8A%95%E8%B3%87%E5%AE%B6%E7%AD%89%E7%89%B9%E4%BE%8B%E6%A5%AD%E5%8B%99%E5%B1%8A%E5%87%BA%E6%A5%AD%E8%80%85%E3%81%AE%E5%90%8D%E7%A7%B0%E5%8F%8A%E3%81%B3%E4%BB%A3%E8%A1%A8%E8%80%85%E5%90%8D%E3%82%92%E9%A8%99%E3%81%A3%E3%81%A6%E3%81%84%E3%81%9F%E3%82%82%E3%81%AE%E3%80%82&limit=10

Open JSON API docs

Action summary

Company: (zha Cheng) Dong Yang Kiyapitaru K.K. (dai Biao Qu Di Yi She Chang A) *bei Kao Lan Notoori,shi Zai Surushi Ge Ji Guan Tou Zi Jia Deng Te Li Ye Wu Jie Chu Ye Zhe Noming Cheng Ji Bidai Biao Zhe Ming Wopian Tuteitamono.Romanized
Original: （詐称）東洋キャピタル株式会社 (代表取締役社長 A) ※備考欄のとおり、実在する適格機関投資家等特例業務届出業者の名称及び代表者名を騙っていたもの。
Entity match: Possible entity match60/100Machine extracted
Company name extracted from the Japanese public disclosure
Governing law: Financial Instruments and Exchange Act
金融商品取引法
Action type: 警告書発出
警告書発出
Action date: 1 May 2013
Issuing authority: 金融庁・財務局
金融庁・財務局

Violation

Show original Japanese text

勧誘資料等を送付したうえで、未公開株等の買取りを行うとしていたもの。実在する適格機関投資家等特例業務届出業者である「東洋キャピタル株式会社」の名称、代表者名及び所在地を騙っていた。

Compliance context

Context needed

This is a public Japanese regulatory disclosure. The exact legal effect depends on the cited source and regulator.

Financial markets law covering securities, investment services, disclosure, and market conduct.

Review the original Japanese source and determine relevance to your counterparty-risk workflow.

This context is an operational aid for review workflows, not a credit opinion or legal conclusion.

Evidence pack

Original 金融庁・財務局 announcement (Japanese)

Extracted at: 2026-05-14T21:13:26.087+00:00
Evidence checked: Not recorded
Archive captured: Not archived

Show audit JSON

{
  "record": {
    "id": "58d861bd-b66b-47ba-be71-24ae5fa77399",
    "url": "https://regbase.jp/en/enforcement/kinshoho-zha-cheng-dong-yang-kiyapitarudai-biao-qu-di-yi-she-chang-abei-kao-lan-notoorish-20130501",
    "company_name_original": "（詐称） 東洋キャピタル株式会社 (代表取締役社長 A) ※備考欄のとおり、実在する適格機関投資家等特例業務届出業者の名称及び代表者名を騙っていたもの。",
    "company_name_registry": "（詐称） 東洋キャピタル株式会社 (代表取締役社長 A) ※備考欄のとおり、実在する適格機関投資家等特例業務届出業者の名称及び代表者名を騙っていたもの。",
    "corporate_number": null,
    "law": {
      "ja": "金融商品取引法",
      "en": "Financial Instruments and Exchange Act"
    },
    "action_type": {
      "ja": "警告書発出",
      "en": "警告書発出"
    },
    "authority": {
      "ja": "金融庁・財務局",
      "en": "金融庁・財務局"
    }
  },
  "entity_match": {
    "status": "possible",
    "confidence": 60,
    "method": "extracted_japanese_name",
    "method_label": "Company name extracted from the Japanese public disclosure",
    "notes": null
  },
  "review": {
    "status": "unreviewed",
    "label": "Machine extracted"
  },
  "compliance_context": {
    "severity": "Context needed",
    "actionMeaning": "This is a public Japanese regulatory disclosure. The exact legal effect depends on the cited source and regulator.",
    "practicalNote": "Review the original Japanese source and determine relevance to your counterparty-risk workflow.",
    "lawContext": "Financial markets law covering securities, investment services, disclosure, and market conduct."
  },
  "evidence": {
    "recordUrl": "https://regbase.jp/en/enforcement/kinshoho-zha-cheng-dong-yang-kiyapitarudai-biao-qu-di-yi-she-chang-abei-kao-lan-notoorish-20130501",
    "officialSourceUrl": "https://www.fsa.go.jp/ordinary/chuui/mutouroku.html",
    "archiveUrl": null,
    "archiveCapturedAt": null,
    "extractedAt": "2026-05-14T21:13:26.087+00:00",
    "translatedAt": null,
    "evidenceCheckedAt": null,
    "generatedAt": "2026-05-15T16:16:38.259Z"
  },
  "limitations": [
    "RegBase aggregates public Japanese government disclosures and does not provide a credit opinion.",
    "English summaries are provided for reference. The original Japanese source is authoritative.",
    "Possible or unresolved entity matches should be manually verified before use in a decision."
  ]
}

The original Japanese disclosure is the authoritative record. Use possible or unresolved matches only as leads for manual review.

Language

日本語版を見る (Japanese)

Company info

English name: (zha Cheng) Dong Yang Kiyapitaru K.K. (dai Biao Qu Di Yi She Chang A) *bei Kao Lan Notoori,shi Zai Surushi Ge Ji Guan Tou Zi Jia Deng Te Li Ye Wu Jie Chu Ye Zhe Noming Cheng Ji Bidai Biao Zhe Ming Wopian Tuteitamono. Romanized
Japanese name: （詐称）東洋キャピタル株式会社 (代表取締役社長 A) ※備考欄のとおり、実在する適格機関投資家等特例業務届出業者の名称及び代表者名を騙っていたもの。

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About this recordAggregated and translated from public Japanese government disclosures. The English text is for reference only — authoritative content is the linked Japanese source.