Public risk disclosures

Japan Public Risk Disclosures

Search public Japanese government disclosures that name companies or operators even when the record is not a standard administrative enforcement action. Coverage includes labor standards violation disclosures, FSA warnings for unregistered financial operators, and travel agency sanctions.

Total

3,143

Labor

1,923

FSA warnings

1,158

Travel

62

3,143 public records(page 146 of 158)

1 Apr 2013

TREND OPTION LIMITED（Trend Option）

Government disclosure record

FSA unregistered operator warningsWarning issued

Engaging in over-the-counter derivative transactions via the internet. The name of the representative is unknown.

1 Apr 2013

Unique Success Investment Co.,Ltd.（Ride On Time）

Government disclosure record

FSA unregistered operator warningsWarning issued

Displayed that they conduct financial instruments business on their website. The name of the representative is unknown.

1 Apr 2013

スカイフロンティア株式会社代表取締役 A

Government disclosure record

FSA unregistered operator warningsWarning issued

Handled private placement of bonds for Every Corporation and received money from customers.

1 Apr 2013

株式会社フロンティア

Government disclosure record

FSA unregistered operator warningsWarning issued

Sent solicitation materials claiming to purchase corporate bonds, but the representative's name is unknown.

1 Apr 2013

住友マネジメント株式会社代表者 A

Government disclosure record

FSA unregistered operator warningsWarning issued

Sent solicitation materials and claimed to purchase corporate bonds.

1 Apr 2013

Offshore Intercorp, LLC （TRUSTEE FOREX）

Government disclosure record

FSA unregistered operator warningsWarning issued

Engaged in over-the-internet over-the-counter derivatives transactions. The name of the representative is unknown.

1 Apr 2013

株式会社日徳代表取締役 A

Government disclosure record

FSA unregistered operator warningsWarning issued

Sent solicitation materials and claimed to mediate or handle the solicitation of stock trading.

1 Apr 2013

株式会社グローバルサポート代表取締役 A

Government disclosure record

FSA unregistered operator warningsWarning issued

Engaged in mediating contracts for clients to delegate investment decisions on over-the-counter derivatives and similar transactions, using solicitation materials.

1 Apr 2013

株式会社ネクスト代表取締役 A

Government disclosure record

FSA unregistered operator warningsWarning issued

Sent solicitation materials and engaged in brokerage of stock transactions.

1 Apr 2013

Capital Works Investment Limited

Government disclosure record

FSA unregistered operator warningsWarning issued

A company entered into contracts with customers to manage investments in over-the-counter derivatives and similar financial products, with the customers entrusting investment decisions. The names of the representatives are unknown. The entities Global Support Co., Ltd. and a.b.c.market Co., Ltd., which mediated the contracts, were issued warning letters by the authorities for conducting financial instruments business without registration.

1 Apr 2013

ヘルスジャパン株式会社代表取締役 A

Government disclosure record

FSA unregistered operator warningsWarning issued

Sent solicitation materials and conducted fund (pharmaceutical business) recruitment or private placement.

1 Mar 2013

株式会社エコ・アジアジャパン

Government disclosure record

FSA unregistered operator warningsWarning issued

Sent solicitation materials claiming to purchase unlisted stocks, with the same address as Sankei Co., Ltd., which was issued a warning on February 15, 2013. The name of the representative is unknown.

1 Mar 2013

ドリームシティ株式会社代表 A

Government disclosure record

FSA unregistered operator warningsWarning issued

Displayed that they conduct financial instruments business on their website.

1 Mar 2013

IDSA Investment Ltd.

Government disclosure record

FSA unregistered operator warningsWarning issued

Used solicitation materials to accept investment decisions from customers for over-the-counter derivatives trading and conduct investment management. The names of the representatives are unknown. The warning business operator opened accounts with FXDD Malta Limited (FXDD), which had been warned in January 2011, and conducted investment management.

1 Mar 2013

株式会社TA Associates （英語表記（詐称） TA Associates US holding corp）代表者 A

Government disclosure record

FSA unregistered operator warningsWarning issued

The company displayed and sent a statement indicating that it conducts financial instruments business. It impersonated the name of [TA Associates US Holding Corp.], a registered qualified institutional investor special business operator.

1 Mar 2013

富士商株式会社代表取締役社長 A

Government disclosure record

FSA unregistered operator warningsWarning issued

Sent solicitation materials and engaged in the sale, purchase, or brokerage of shares.

1 Mar 2013

株式会社ネクサス

Government disclosure record

FSA unregistered operator warningsWarning issued

The entity sent solicitation materials and claimed to purchase unlisted stocks. The name of the representative is unknown. Its location is the same as that of Advance Corporation, which issued a warning letter on January 29, 2013, and Oriental Corporation, which issued a warning letter on February 15, 2013. There is also information that similar solicitation activities are being conducted under other trade names.

1 Mar 2013

北條BCシステム開発株式会社代表取締役社長 A

Government disclosure record

FSA unregistered operator warningsWarning issued

Engaged in intermediary activities for over-the-counter derivative transactions via the internet.

1 Mar 2013

MJホールディングス株式会社代表取締役 A

Government disclosure record

FSA unregistered operator warningsWarning issued

Handled private placement of funds through phone calls and interviews. Recognized through investigation by the Securities and Exchange Surveillance Commission.

1 Mar 2013

Government disclosure record

FSA unregistered operator warningsWarning issued

Engaged in over-the-counter derivative transactions via the internet. The name of the representative is unknown.

Date	Company / operator	Source	Type	Summary
1 Apr 2013	TREND OPTION LIMITED（Trend Option） Government disclosure record	FSA unregistered operator warnings	Warning issued	Engaging in over-the-counter derivative transactions via the internet. The name of the representative is unknown.
1 Apr 2013	Unique Success Investment Co.,Ltd.（Ride On Time） Government disclosure record	FSA unregistered operator warnings	Warning issued	Displayed that they conduct financial instruments business on their website. The name of the representative is unknown.
1 Apr 2013	スカイフロンティア株式会社代表取締役 A Government disclosure record	FSA unregistered operator warnings	Warning issued	Handled private placement of bonds for Every Corporation and received money from customers.
1 Apr 2013	株式会社フロンティア Government disclosure record	FSA unregistered operator warnings	Warning issued	Sent solicitation materials claiming to purchase corporate bonds, but the representative's name is unknown.
1 Apr 2013	住友マネジメント株式会社代表者 A Government disclosure record	FSA unregistered operator warnings	Warning issued	Sent solicitation materials and claimed to purchase corporate bonds.
1 Apr 2013	Offshore Intercorp, LLC （TRUSTEE FOREX） Government disclosure record	FSA unregistered operator warnings	Warning issued	Engaged in over-the-internet over-the-counter derivatives transactions. The name of the representative is unknown.
1 Apr 2013	株式会社日徳代表取締役 A Government disclosure record	FSA unregistered operator warnings	Warning issued	Sent solicitation materials and claimed to mediate or handle the solicitation of stock trading.
1 Apr 2013	株式会社グローバルサポート代表取締役 A Government disclosure record	FSA unregistered operator warnings	Warning issued	Engaged in mediating contracts for clients to delegate investment decisions on over-the-counter derivatives and similar transactions, using solicitation materials.
1 Apr 2013	株式会社ネクスト代表取締役 A Government disclosure record	FSA unregistered operator warnings	Warning issued	Sent solicitation materials and engaged in brokerage of stock transactions.
1 Apr 2013	Capital Works Investment Limited Government disclosure record	FSA unregistered operator warnings	Warning issued	A company entered into contracts with customers to manage investments in over-the-counter derivatives and similar financial products, with the customers entrusting investment decisions. The names of the representatives are unknown. The entities Global Support Co., Ltd. and a.b.c.market Co., Ltd., which mediated the contracts, were issued warning letters by the authorities for conducting financial instruments business without registration.
1 Apr 2013	ヘルスジャパン株式会社代表取締役 A Government disclosure record	FSA unregistered operator warnings	Warning issued	Sent solicitation materials and conducted fund (pharmaceutical business) recruitment or private placement.
1 Mar 2013	株式会社エコ・アジアジャパン Government disclosure record	FSA unregistered operator warnings	Warning issued	Sent solicitation materials claiming to purchase unlisted stocks, with the same address as Sankei Co., Ltd., which was issued a warning on February 15, 2013. The name of the representative is unknown.
1 Mar 2013	ドリームシティ株式会社代表 A Government disclosure record	FSA unregistered operator warnings	Warning issued	Displayed that they conduct financial instruments business on their website.
1 Mar 2013	IDSA Investment Ltd. Government disclosure record	FSA unregistered operator warnings	Warning issued	Used solicitation materials to accept investment decisions from customers for over-the-counter derivatives trading and conduct investment management. The names of the representatives are unknown. The warning business operator opened accounts with FXDD Malta Limited (FXDD), which had been warned in January 2011, and conducted investment management.
1 Mar 2013	株式会社TA Associates （英語表記（詐称） TA Associates US holding corp）代表者 A Government disclosure record	FSA unregistered operator warnings	Warning issued	The company displayed and sent a statement indicating that it conducts financial instruments business. It impersonated the name of [TA Associates US Holding Corp.], a registered qualified institutional investor special business operator.
1 Mar 2013	富士商株式会社代表取締役社長 A Government disclosure record	FSA unregistered operator warnings	Warning issued	Sent solicitation materials and engaged in the sale, purchase, or brokerage of shares.
1 Mar 2013	株式会社ネクサス Government disclosure record	FSA unregistered operator warnings	Warning issued	The entity sent solicitation materials and claimed to purchase unlisted stocks. The name of the representative is unknown. Its location is the same as that of Advance Corporation, which issued a warning letter on January 29, 2013, and Oriental Corporation, which issued a warning letter on February 15, 2013. There is also information that similar solicitation activities are being conducted under other trade names.
1 Mar 2013	北條BCシステム開発株式会社代表取締役社長 A Government disclosure record	FSA unregistered operator warnings	Warning issued	Engaged in intermediary activities for over-the-counter derivative transactions via the internet.
1 Mar 2013	MJホールディングス株式会社代表取締役 A Government disclosure record	FSA unregistered operator warnings	Warning issued	Handled private placement of funds through phone calls and interviews. Recognized through investigation by the Securities and Exchange Surveillance Commission.
1 Mar 2013	PPC SHARE Government disclosure record	FSA unregistered operator warnings	Warning issued	Engaged in over-the-counter derivative transactions via the internet. The name of the representative is unknown.

Important context

This list aggregates public Japanese government disclosures. It is not a sanctions list, credit report, legal opinion, or procurement approval system. Verify material records against the linked original Japanese source before making any compliance, credit, or legal decision.