1 Jun 2013
EIGHT BEST Ltd（FX-BEST）Government disclosure record
FSA unregistered operator warningsWarning issued
Conducting over-the-counter derivative transactions via the internet. The name of the representative is unknown.
Public risk disclosures
Japan Public Risk Disclosures
Search public Japanese government disclosures that name companies or operators even when the record is not a standard administrative enforcement action. Coverage includes labor standards violation disclosures, FSA warnings for unregistered financial operators, and travel agency sanctions.
Total
3,143
Labor
1,923
FSA warnings
1,158
Travel
62
3,143 public records(page 145 of 158)
1 Jun 2013
Infinity Space Inc,（FX TROLL）Government disclosure record
FSA unregistered operator warningsWarning issued
Engaging in over-the-counter derivative transactions via the internet. The name of the representative is unknown.
1 Jun 2013
Top Volume Solutions Ltd.（OPSHOM. COM）Government disclosure record
FSA unregistered operator warningsWarning issued
An entity offering over-the-counter derivative trading via the internet, with an unknown representative. The service provided is called OPSHOM.COM, and it also offers a service called OptionBit (added on March 2, 2016). It is the same as the entities warned by the authorities on July 17, 2014, as Novox Capital Ltd., and on February 12, 2015, as Green Galaxy International.
1 Jun 2013
FxPro Financial Services Ltd（FxPro）Government disclosure record
FSA unregistered operator warningsWarning issued
Engaging in over-the-counter derivative transactions via the internet. The name of the representative is unknown.
1 Jun 2013
(詐称) みずほ証券株式会社 ※備考欄のとおり、登録を受けた金融商品取引業者の名称を騙っていたもの。Government disclosure record
FSA unregistered operator warningsWarning issued
Sent solicitation materials claiming to facilitate the sale or purchase of unlisted stocks, using a name similar to Mizuho Securities and impersonating registered financial instruments business operators. The materials closely resemble those of companies publicly identified as fraudulent on May 22, 2013.
1 Jun 2013
FxPro UK Limited（FxPro）Government disclosure record
FSA unregistered operator warningsWarning issued
Engaging in over-the-counter derivative transactions via the internet. The name of the representative is unknown.
1 Jun 2013
株式会社ブロードGovernment disclosure record
FSA unregistered operator warningsWarning issued
Sent solicitation materials claiming to purchase unlisted shares. The names of the representatives are unknown. The location was obtained from the person who received the solicitation.
1 May 2013
株式会社新日本サポートセンター 代表取締役 AGovernment disclosure record
FSA unregistered operator warningsWarning issued
Displayed and sent a statement indicating that the company conducts financial instruments business, falsely claiming to be registered as ING Investment Co., Ltd., with registration number Kanto Finance Bureau Chief (Kinsho) No. 300.
1 May 2013
株式会社アース・グリーン 代表者 AGovernment disclosure record
FSA unregistered operator warningsWarning issued
Sent solicitation materials and conducted fund recruitment or private placement for a natural energy business fund.
1 May 2013
株式会社三和フィナンシャル 代表取締役 AGovernment disclosure record
FSA unregistered operator warningsWarning issued
The company displayed and sent a statement indicating that it conducts financial instruments business. Its location and representative director are the same as those of Yomiuri Market Center Co., Ltd., which was issued a warning letter on November 28, 2012.
1 May 2013
（詐称） シックス・インベストメント株式会社 代表取締役 A ※ 備考欄のとおり、実在する金融商品取引業者の名称及び代表者名を騙っていたもの。Government disclosure record
FSA unregistered operator warningsWarning issued
A fund named [Nextage No.1 Anonymous Partnership] was used to conduct solicitations by sending related materials. The entity falsely claimed to be the actual financial instruments business operator [Six Investment Corporation] and its representative. Although the actual operator has submitted notifications for qualified institutional investor exemption services and is soliciting funds, it is not soliciting funds under the name [Nextage No.1 Anonymous Partnership].
1 May 2013
（詐称） 東洋キャピタル株式会社 (代表取締役社長 A) ※備考欄のとおり、実在する適格機関投資家等特例業務届出業者の名称及び代表者名を騙っていたもの。Government disclosure record
FSA unregistered operator warningsWarning issued
Sent solicitation materials claiming to purchase unlisted stocks, while impersonating the registered qualified institutional investor special business operator [Toyo Capital Co., Ltd.], including its name, representative, and address.
1 May 2013
株式会社日証トレード 代表取締役 AGovernment disclosure record
FSA unregistered operator warningsWarning issued
Sent solicitation materials claiming to purchase unlisted stocks, while impersonating the registration number of the Kanto Local Finance Bureau, which was similar to [Kanto Local Finance Bureau Director, Financial Instruments and Exchange Act No. 525].
1 May 2013
合同会社ライジング 代表取締役社長 A (登記簿上の代表者：代表社員 B)Government disclosure record
FSA unregistered operator warningsWarning issued
Sent pamphlets and similar materials to customers indicating that the company engages in financial instruments business.
1 May 2013
NEXT TOP INVESTMENT LIMITED（NEXT TOP OPTION）Government disclosure record
FSA unregistered operator warningsWarning issued
Conducting over-the-counter derivative transactions via the internet. The name of the representative is unknown.
1 May 2013
投資事業組合 イープランニング株式会社 取締役社長兼業務執行組合員 AGovernment disclosure record
FSA unregistered operator warningsWarning issued
Sent solicitation materials claiming to be a registered qualified institutional investor business operator, while actually soliciting investments in a shale gas fund or private placement.
1 May 2013
株式会社三和マネジメント 代表 AGovernment disclosure record
FSA unregistered operator warningsWarning issued
Sent solicitation materials claiming to purchase unlisted stocks, while impersonating a financial bureau registration number. Also used similar solicitation materials to impersonate other representatives.
1 May 2013
株式会社ネクストアセットマネージメント 代表取締役 AGovernment disclosure record
FSA unregistered operator warningsWarning issued
Sent solicitation materials claiming to purchase unlisted stocks and other securities, and indicated that they engaged in Type II Financial Instruments Business, Investment Advisory Business, and Investment Management Business.
1 May 2013
株式会社ABCトレーダーズJAPANGovernment disclosure record
FSA unregistered operator warningsWarning issued
Sent solicitation materials claiming to purchase unlisted stocks and corporate bonds. The names of the representatives are unknown.
1 Apr 2013
PAMM Investments Ltd（PAMMインベストメンツ）Government disclosure record
FSA unregistered operator warningsWarning issued
Engaged in mediating over-the-counter derivative transactions via the internet. The name of the representative is unknown.
| Date | Company / operator | Source | Type | Summary |
|---|---|---|---|---|
| 1 Jun 2013 | EIGHT BEST Ltd（FX-BEST） Government disclosure record | FSA unregistered operator warnings | Warning issued | Conducting over-the-counter derivative transactions via the internet. The name of the representative is unknown. |
| 1 Jun 2013 | Infinity Space Inc,（FX TROLL） Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaging in over-the-counter derivative transactions via the internet. The name of the representative is unknown. |
| 1 Jun 2013 | Top Volume Solutions Ltd.（OPSHOM. COM） Government disclosure record | FSA unregistered operator warnings | Warning issued | An entity offering over-the-counter derivative trading via the internet, with an unknown representative. The service provided is called OPSHOM.COM, and it also offers a service called OptionBit (added on March 2, 2016). It is the same as the entities warned by the authorities on July 17, 2014, as Novox Capital Ltd., and on February 12, 2015, as Green Galaxy International. |
| 1 Jun 2013 | FxPro Financial Services Ltd（FxPro） Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaging in over-the-counter derivative transactions via the internet. The name of the representative is unknown. |
| 1 Jun 2013 | (詐称) みずほ証券株式会社 ※備考欄のとおり、登録を受けた金融商品取引業者の名称を騙っていたもの。 Government disclosure record | FSA unregistered operator warnings | Warning issued | Sent solicitation materials claiming to facilitate the sale or purchase of unlisted stocks, using a name similar to Mizuho Securities and impersonating registered financial instruments business operators. The materials closely resemble those of companies publicly identified as fraudulent on May 22, 2013. |
| 1 Jun 2013 | FxPro UK Limited（FxPro） Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaging in over-the-counter derivative transactions via the internet. The name of the representative is unknown. |
| 1 Jun 2013 | 株式会社ブロード Government disclosure record | FSA unregistered operator warnings | Warning issued | Sent solicitation materials claiming to purchase unlisted shares. The names of the representatives are unknown. The location was obtained from the person who received the solicitation. |
| 1 May 2013 | 株式会社新日本サポートセンター 代表取締役 A Government disclosure record | FSA unregistered operator warnings | Warning issued | Displayed and sent a statement indicating that the company conducts financial instruments business, falsely claiming to be registered as ING Investment Co., Ltd., with registration number Kanto Finance Bureau Chief (Kinsho) No. 300. |
| 1 May 2013 | 株式会社アース・グリーン 代表者 A Government disclosure record | FSA unregistered operator warnings | Warning issued | Sent solicitation materials and conducted fund recruitment or private placement for a natural energy business fund. |
| 1 May 2013 | 株式会社三和フィナンシャル 代表取締役 A Government disclosure record | FSA unregistered operator warnings | Warning issued | The company displayed and sent a statement indicating that it conducts financial instruments business. Its location and representative director are the same as those of Yomiuri Market Center Co., Ltd., which was issued a warning letter on November 28, 2012. |
| 1 May 2013 | （詐称） シックス・インベストメント株式会社 代表取締役 A ※ 備考欄のとおり、実在する金融商品取引業者の名称及び代表者名を騙っていたもの。 Government disclosure record | FSA unregistered operator warnings | Warning issued | A fund named [Nextage No.1 Anonymous Partnership] was used to conduct solicitations by sending related materials. The entity falsely claimed to be the actual financial instruments business operator [Six Investment Corporation] and its representative. Although the actual operator has submitted notifications for qualified institutional investor exemption services and is soliciting funds, it is not soliciting funds under the name [Nextage No.1 Anonymous Partnership]. |
| 1 May 2013 | （詐称） 東洋キャピタル株式会社 (代表取締役社長 A) ※備考欄のとおり、実在する適格機関投資家等特例業務届出業者の名称及び代表者名を騙っていたもの。 Government disclosure record | FSA unregistered operator warnings | Warning issued | Sent solicitation materials claiming to purchase unlisted stocks, while impersonating the registered qualified institutional investor special business operator [Toyo Capital Co., Ltd.], including its name, representative, and address. |
| 1 May 2013 | 株式会社日証トレード 代表取締役 A Government disclosure record | FSA unregistered operator warnings | Warning issued | Sent solicitation materials claiming to purchase unlisted stocks, while impersonating the registration number of the Kanto Local Finance Bureau, which was similar to [Kanto Local Finance Bureau Director, Financial Instruments and Exchange Act No. 525]. |
| 1 May 2013 | 合同会社ライジング 代表取締役社長 A (登記簿上の代表者：代表社員 B) Government disclosure record | FSA unregistered operator warnings | Warning issued | Sent pamphlets and similar materials to customers indicating that the company engages in financial instruments business. |
| 1 May 2013 | NEXT TOP INVESTMENT LIMITED（NEXT TOP OPTION） Government disclosure record | FSA unregistered operator warnings | Warning issued | Conducting over-the-counter derivative transactions via the internet. The name of the representative is unknown. |
| 1 May 2013 | 投資事業組合 イープランニング株式会社 取締役社長兼業務執行組合員 A Government disclosure record | FSA unregistered operator warnings | Warning issued | Sent solicitation materials claiming to be a registered qualified institutional investor business operator, while actually soliciting investments in a shale gas fund or private placement. |
| 1 May 2013 | 株式会社三和マネジメント 代表 A Government disclosure record | FSA unregistered operator warnings | Warning issued | Sent solicitation materials claiming to purchase unlisted stocks, while impersonating a financial bureau registration number. Also used similar solicitation materials to impersonate other representatives. |
| 1 May 2013 | 株式会社ネクストアセットマネージメント 代表取締役 A Government disclosure record | FSA unregistered operator warnings | Warning issued | Sent solicitation materials claiming to purchase unlisted stocks and other securities, and indicated that they engaged in Type II Financial Instruments Business, Investment Advisory Business, and Investment Management Business. |
| 1 May 2013 | 株式会社ABCトレーダーズJAPAN Government disclosure record | FSA unregistered operator warnings | Warning issued | Sent solicitation materials claiming to purchase unlisted stocks and corporate bonds. The names of the representatives are unknown. |
| 1 Apr 2013 | PAMM Investments Ltd（PAMMインベストメンツ） Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in mediating over-the-counter derivative transactions via the internet. The name of the representative is unknown. |
Important context
This list aggregates public Japanese government disclosures. It is not a sanctions list, credit report, legal opinion, or procurement approval system. Verify material records against the linked original Japanese source before making any compliance, credit, or legal decision.