Public risk disclosures

Japan Public Risk Disclosures

Search public Japanese government disclosures that name companies or operators even when the record is not a standard administrative enforcement action. Coverage includes labor standards violation disclosures, FSA warnings for unregistered financial operators, and travel agency sanctions.

Total

3,002

Labor

1,792

FSA warnings

1,148

Travel

62

3,002 public records(page 145 of 151)

1 Aug 2012

株式会社マルチセレクト代表取締役 A

Government disclosure record

FSA unregistered operator warningsWarning issued

Engaged in purchasing unlisted stocks and corporate bonds through solicitation materials.

1 Aug 2012

みつば証券株式会社

Government disclosure record

FSA unregistered operator warningsWarning issued

Engaged in the purchase of unlisted stocks and corporate bonds through solicitation letters. The names of the representatives are unknown.

1 Aug 2012

株式会社フロントライン代表取締役 A

Government disclosure record

FSA unregistered operator warningsWarning issued

Engaged in soliciting investments in a fund by sending solicitation materials.

1 Aug 2012

株式会社東京サポートセンター代表取締役 A

Government disclosure record

FSA unregistered operator warningsWarning issued

Engaged in the purchase of unlisted stocks through the sending of solicitation materials.

1 Jun 2012

株式会社日興ファンド代表取締役 A

Government disclosure record

FSA unregistered operator warningsWarning issued

Engaged in the purchase of unlisted stocks and corporate bonds through solicitation letters.

1 Jun 2012

United World Capital Limited (UWCFX)

Government disclosure record

FSA unregistered operator warningsWarning issued

Over-the-counter derivatives transactions conducted via the internet.

1 Jun 2012

株式会社日興ファンド代表取締役 B

Government disclosure record

FSA unregistered operator warningsWarning issued

Engaged in the purchase of unlisted stocks and corporate bonds through solicitation letters.

1 Jun 2012

Investment House Limited (iHForex)

Government disclosure record

FSA unregistered operator warningsWarning issued

Over-the-counter derivatives trading conducted via the internet.

1 Jun 2012

NZ FINANCIAL CAPITAL LIMITED (FXIM)

Government disclosure record

FSA unregistered operator warningsWarning issued

Over-the-counter derivatives transactions conducted via the internet.

1 Jun 2012

あおば証券代表取締役 A

Government disclosure record

FSA unregistered operator warningsWarning issued

Engaged in the purchase of unlisted stocks and corporate bonds through solicitation letters.

1 Jun 2012

Youtrade holdings Limited BVI (youtradeFX)

Government disclosure record

FSA unregistered operator warningsWarning issued

Over-the-counter derivatives trading conducted via the internet.

1 Jun 2012

ヘラクレス商事代表取締役 A

Government disclosure record

FSA unregistered operator warningsWarning issued

Engaged in the purchase of unlisted stocks and corporate bonds through solicitation letters.

1 Jun 2012

InstaForex Companies Group (InstaForex)

Government disclosure record

FSA unregistered operator warningsWarning issued

Over-the-counter derivatives transactions conducted via the internet.

1 Jun 2012

Trading Point of Financial Instruments Ltd. (Trading Point)

Government disclosure record

FSA unregistered operator warningsWarning issued

Over-the-counter derivative transactions conducted via the internet. The name of the representative is unknown. The service provided by the operator is called [Trading Point]. The operator also provides a service called [XM.com (XM)]. (Added on October 22, 2014)

1 Jun 2012

Pepperstone Financial Pty Ltd (Pepperstone)

Government disclosure record

FSA unregistered operator warningsWarning issued

Over-the-counter derivative transactions conducted via the internet.

1 Jun 2012

247 Holdings Group Ltd., (24option)

Government disclosure record

FSA unregistered operator warningsWarning issued

Over-the-counter derivatives transactions conducted via the internet.

1 Jun 2012

FPライフサポート株式会社代表取締役 A

Government disclosure record

FSA unregistered operator warningsWarning issued

Engaged in the purchase of unlisted stocks and corporate bonds through solicitation letters. The actual location was unknown, and the address was falsified.

1 Jun 2012

IronFX Limited (ironforex)

Government disclosure record

FSA unregistered operator warningsWarning issued

Over-the-counter derivatives trading conducted via the internet.

1 Jun 2012

株式会社ラビット商事代表取締役 A

Government disclosure record

FSA unregistered operator warningsWarning issued

Engaged in the purchase of unlisted stocks and corporate bonds through solicitation letters.

1 Jun 2012

日本橋総研株式会社代表取締役 A

Government disclosure record

FSA unregistered operator warningsWarning issued

Sent solicitation materials, concluded an discretionary investment contract, and managed funds as investments in securities under that contract.

Date	Company / operator	Source	Type	Summary
1 Aug 2012	株式会社マルチセレクト代表取締役 A Government disclosure record	FSA unregistered operator warnings	Warning issued	Engaged in purchasing unlisted stocks and corporate bonds through solicitation materials.
1 Aug 2012	みつば証券株式会社 Government disclosure record	FSA unregistered operator warnings	Warning issued	Engaged in the purchase of unlisted stocks and corporate bonds through solicitation letters. The names of the representatives are unknown.
1 Aug 2012	株式会社フロントライン代表取締役 A Government disclosure record	FSA unregistered operator warnings	Warning issued	Engaged in soliciting investments in a fund by sending solicitation materials.
1 Aug 2012	株式会社東京サポートセンター代表取締役 A Government disclosure record	FSA unregistered operator warnings	Warning issued	Engaged in the purchase of unlisted stocks through the sending of solicitation materials.
1 Jun 2012	株式会社日興ファンド代表取締役 A Government disclosure record	FSA unregistered operator warnings	Warning issued	Engaged in the purchase of unlisted stocks and corporate bonds through solicitation letters.
1 Jun 2012	United World Capital Limited (UWCFX) Government disclosure record	FSA unregistered operator warnings	Warning issued	Over-the-counter derivatives transactions conducted via the internet.
1 Jun 2012	株式会社日興ファンド代表取締役 B Government disclosure record	FSA unregistered operator warnings	Warning issued	Engaged in the purchase of unlisted stocks and corporate bonds through solicitation letters.
1 Jun 2012	Investment House Limited (iHForex) Government disclosure record	FSA unregistered operator warnings	Warning issued	Over-the-counter derivatives trading conducted via the internet.
1 Jun 2012	NZ FINANCIAL CAPITAL LIMITED (FXIM) Government disclosure record	FSA unregistered operator warnings	Warning issued	Over-the-counter derivatives transactions conducted via the internet.
1 Jun 2012	あおば証券代表取締役 A Government disclosure record	FSA unregistered operator warnings	Warning issued	Engaged in the purchase of unlisted stocks and corporate bonds through solicitation letters.
1 Jun 2012	Youtrade holdings Limited BVI (youtradeFX) Government disclosure record	FSA unregistered operator warnings	Warning issued	Over-the-counter derivatives trading conducted via the internet.
1 Jun 2012	ヘラクレス商事代表取締役 A Government disclosure record	FSA unregistered operator warnings	Warning issued	Engaged in the purchase of unlisted stocks and corporate bonds through solicitation letters.
1 Jun 2012	InstaForex Companies Group (InstaForex) Government disclosure record	FSA unregistered operator warnings	Warning issued	Over-the-counter derivatives transactions conducted via the internet.
1 Jun 2012	Trading Point of Financial Instruments Ltd. (Trading Point) Government disclosure record	FSA unregistered operator warnings	Warning issued	Over-the-counter derivative transactions conducted via the internet. The name of the representative is unknown. The service provided by the operator is called [Trading Point]. The operator also provides a service called [XM.com (XM)]. (Added on October 22, 2014)
1 Jun 2012	Pepperstone Financial Pty Ltd (Pepperstone) Government disclosure record	FSA unregistered operator warnings	Warning issued	Over-the-counter derivative transactions conducted via the internet.
1 Jun 2012	247 Holdings Group Ltd., (24option) Government disclosure record	FSA unregistered operator warnings	Warning issued	Over-the-counter derivatives transactions conducted via the internet.
1 Jun 2012	FPライフサポート株式会社代表取締役 A Government disclosure record	FSA unregistered operator warnings	Warning issued	Engaged in the purchase of unlisted stocks and corporate bonds through solicitation letters. The actual location was unknown, and the address was falsified.
1 Jun 2012	IronFX Limited (ironforex) Government disclosure record	FSA unregistered operator warnings	Warning issued	Over-the-counter derivatives trading conducted via the internet.
1 Jun 2012	株式会社ラビット商事代表取締役 A Government disclosure record	FSA unregistered operator warnings	Warning issued	Engaged in the purchase of unlisted stocks and corporate bonds through solicitation letters.
1 Jun 2012	日本橋総研株式会社代表取締役 A Government disclosure record	FSA unregistered operator warnings	Warning issued	Sent solicitation materials, concluded an discretionary investment contract, and managed funds as investments in securities under that contract.

Important context

This list aggregates public Japanese government disclosures. It is not a sanctions list, credit report, legal opinion, or procurement approval system. Verify material records against the linked original Japanese source before making any compliance, credit, or legal decision.