RegBase
日本語

Possible 警告書発出 against 財団法人預金支援センター 代表者 A

財団法人預金支援センター 代表者 A (Financial Instruments and Exchange Act)
Financial Instruments and Exchange Act金融庁・財務局Possible entity match1 February 2014
For developers: integration details

You do not need this for normal browsing. Use it when integrating this enforcement record into an internal tool or AI workflow.

/api/v1/enforcements?company=%E8%B2%A1%E5%9B%A3%E6%B3%95%E4%BA%BA%E9%A0%90%E9%87%91%E6%94%AF%E6%8F%B4%E3%82%BB%E3%83%B3%E3%82%BF%E3%83%BC%20%E4%BB%A3%E8%A1%A8%E8%80%85%20A&limit=10
Open API responseAPI docs

Action summary

Company
財団法人預金支援センター 代表者 AJapanese original
Original: 財団法人預金支援センター 代表者 A
Entity match
Possible entity match60/100Machine extracted
Company name extracted from the Japanese public disclosure
Governing law
Financial Instruments and Exchange Act
金融商品取引法
Action type
警告書発出
警告書発出
Action date
1 February 2014
Issuing authority
金融庁・財務局
金融庁・財務局

Violation

Show original Japanese text

勧誘資料等を送付したうえで、未公開株等の買取りを行うとしていたもの。 当該業者から「返還請求のご案内 各種債権・外貨・金融商品全般」と題する葉書が送られ、その後、電話において未公開株等の買取りの勧誘を受けたとの情報が寄せられている。 勧誘資料には、証券取引等監視委員会に類似した「加盟 証券等監視委員会」と記載し、また、財務局の登録番号に類似した「財務支局長(金商)27号」を騙っていた。 上記所在地及び勧誘資料の電話番号は、平成26年2月3日付で警告書を発出した「株式会社朝日サポート」と同一である。

Compliance context

Context needed

This is a public Japanese regulatory disclosure. The exact legal effect depends on the cited source and regulator.

Financial markets law covering securities, investment services, disclosure, and market conduct.

Review the original Japanese source and determine relevance to your counterparty-risk workflow.

This context is an operational aid for review workflows, not a credit opinion or legal conclusion.

Evidence pack

Original 金融庁・財務局 announcement (Japanese)
Extracted at
2026-05-14T21:13:26.086+00:00
Evidence checked
Not recorded
Archive captured
Not archived
Show audit JSON
{
  "record": {
    "id": "0b6f8f77-5168-4af8-9c61-d09a211894d7",
    "url": "https://regbase.jp/en/enforcement/kinshoho-cai-tuan-fa-ren-yu-jin-zhi-yuan-sentadai-biao-zhe-a-20140201",
    "company_name_original": "財団法人預金支援センター 代表者 A",
    "company_name_registry": "財団法人預金支援センター 代表者 A",
    "corporate_number": null,
    "law": {
      "ja": "金融商品取引法",
      "en": "Financial Instruments and Exchange Act"
    },
    "action_type": {
      "ja": "警告書発出",
      "en": "警告書発出"
    },
    "authority": {
      "ja": "金融庁・財務局",
      "en": "金融庁・財務局"
    }
  },
  "entity_match": {
    "status": "possible",
    "confidence": 60,
    "method": "extracted_japanese_name",
    "method_label": "Company name extracted from the Japanese public disclosure",
    "notes": null
  },
  "review": {
    "status": "unreviewed",
    "label": "Machine extracted"
  },
  "compliance_context": {
    "severity": "Context needed",
    "actionMeaning": "This is a public Japanese regulatory disclosure. The exact legal effect depends on the cited source and regulator.",
    "practicalNote": "Review the original Japanese source and determine relevance to your counterparty-risk workflow.",
    "lawContext": "Financial markets law covering securities, investment services, disclosure, and market conduct."
  },
  "evidence": {
    "recordUrl": "https://regbase.jp/en/enforcement/kinshoho-cai-tuan-fa-ren-yu-jin-zhi-yuan-sentadai-biao-zhe-a-20140201",
    "officialSourceUrl": "https://www.fsa.go.jp/ordinary/chuui/mutouroku.html",
    "archiveUrl": null,
    "archiveCapturedAt": null,
    "extractedAt": "2026-05-14T21:13:26.086+00:00",
    "translatedAt": null,
    "evidenceCheckedAt": null,
    "generatedAt": "2026-05-15T19:43:18.331Z"
  },
  "limitations": [
    "RegBase aggregates public Japanese government disclosures and does not provide a credit opinion.",
    "English summaries are provided for reference. The original Japanese source is authoritative.",
    "Possible or unresolved entity matches should be manually verified before use in a decision."
  ]
}

The original Japanese disclosure is the authoritative record. Use possible or unresolved matches only as leads for manual review.

Language

日本語版を見る (Japanese)

Company info

English name
財団法人預金支援センター 代表者 A Japanese original
Japanese name
財団法人預金支援センター 代表者 A
See company profile →

About this recordAggregated and translated from public Japanese government disclosures. The English text is for reference only — authoritative content is the linked Japanese source.