Enforcement record
Issuance of Warning Letter disclosure naming 財団法人預金支援センター 代表者 A
This page records one action from a Japanese government disclosure, including the published name, governing law, authority, action details, and official source.
Action type
Issuance of Warning Letter
Law
Financial Instruments and Exchange Act
Authority
Financial Services Agency and Local Finance Bureaus
Action date
1 February 2014
RegBase evidence report
Japanese public-record enforcement check
Saveable record of the published action, regulator source, source status, and review notes for internal compliance files.
- Report ID
- RB-EN-ENFORCEMENT-KINSHOHO-CAI-TUAN-202608150024
- Generated at
- 15 August 2026 at 09:24
- Record URL
- https://regbase.jp/en/enforcement/kinshoho-cai-tuan-fa-ren-yu-jin-zhi-yuan-sentadai-biao-zhe-a-20140201
1. Review Summary
| Disclosure name | 財団法人預金支援センター 代表者 A | Corporate Number | Not stated in the disclosure |
|---|---|---|---|
| Enforcement record | 1 record | Other confirmed records for this company | Outside this report's scope |
| Action date | 1 February 2014 | Authority | Financial Services Agency and Local Finance Bureaus |
| Law | Financial Instruments and Exchange Act | Action type | Issuance of Warning Letter |
| Source status | Preserved public-source archive recorded | ||
This report summarizes public Japanese government disclosure data held by RegBase. It is not a credit score, sanctions conclusion, legal opinion, or adverse-media determination. Confirm important decisions against the linked official Japanese source.
2. Published Information
| Published name | 財団法人預金支援センター 代表者 A |
|---|
3. Enforcement Record
| Target name in disclosure | 財団法人預金支援センター 代表者 A |
|---|---|
| Authority | Financial Services Agency and Local Finance Bureaus (金融庁・財務局) |
| Law / action type | Financial Instruments and Exchange Act / Issuance of Warning Letter |
| Action / announcement date | Action: 1 February 2014 / Announcement: 1 February 2014 |
| English summary | A company sent solicitation materials claiming to purchase unlisted stocks and related securities. The company sent a postcard titled [Return Claim Guidance for Various Claims, Foreign Currency, and Financial Products] and later received information that they solicited for the purchase of unlisted stocks and similar securities via telephone. The solicitation materials falsely listed [Affiliate Securities Monitoring Committee], similar to the Securities and Exchange Surveillance Commission, and impersonated a registration number [Financial Bureau Director (Finance) No. 27], similar to that of the Financial Services Agency. The address and telephone number on the solicitation materials are the same as those of Asahi Support Co., Ltd., which issued a warning on February 3, 2014. |
| Original Japanese text | 勧誘資料等を送付したうえで、未公開株等の買取りを行うとしていたもの。 当該業者から「返還請求のご案内 各種債権・外貨・金融商品全般」と題する葉書が送られ、その後、電話において未公開株等の買取りの勧誘を受けたとの情報が寄せられている。 勧誘資料には、証券取引等監視委員会に類似した「加盟 証券等監視委員会」と記載し、また、財務局の登録番号に類似した「財務支局長(金商)27号」を騙っていた。 上記所在地及び勧誘資料の電話番号は、平成26年2月3日付で警告書を発出した「株式会社朝日サポート」と同一である。 |
| Official source | https://www.fsa.go.jp/ordinary/chuui/mutouroku.html |
| Source archive | https://kiroku.today/a/9fa660712e7967kc |
| Extraction / evidence timestamps | Extracted: 15 May 2026 at 06:13 / Evidence checked: 15 August 2026 at 03:25 / Archive captured: 16 May 2026 at 03:30 |
4. Business Location and Permit Details
No additional structured business-location or permit fields are recorded for this disclosure.
5. Other Confirmed Records for This Company
This report covers the single government disclosure shown on this page.
Reviewer Notes
| Reviewer | Team / company | ||
|---|---|---|---|
| Review purpose | |||
| Additional notes | |||
- □ Official source URL or archived source was checked.
- □ Corporate Number, address, or other identifiers were reviewed to avoid confusing similarly named entities.
- □ This document is understood as a public-record evidence file, not a credit decision or legal opinion.
Current page: Enforcement record
This screen focuses on one disclosed action: the published name, governing law, authority, facts, source status, and review evidence.
Free report
Save the disclosure record naming 財団法人預金支援センター 代表者 A
Includes the published name, regulator, governing law, source links, archive status, and reviewer note fields for internal due-diligence files.
Preserved evidence by Kiroku
Review the preserved source for 財団法人預金支援センター 代表者 A
Open the preserved public source with its capture time, original artifact, available verification data, and downloadable evidence pack.
For developers: JSON integration details
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Action summary
- Company
- 財団法人預金支援センター 代表者 AJapanese onlyOriginal: 財団法人預金支援センター 代表者 A
- Governing law
- Financial Instruments and Exchange Act金融商品取引法
- Action type
- Issuance of Warning Letter警告書発出
- Action date
- 1 February 2014
- Issuing authority
- Financial Services Agency and Local Finance Bureaus金融庁・財務局
- Industry context
- 無登録金融商品取引業者（国内）
Violation
A company sent solicitation materials claiming to purchase unlisted stocks and related securities. The company sent a postcard titled [Return Claim Guidance for Various Claims, Foreign Currency, and Financial Products] and later received information that they solicited for the purchase of unlisted stocks and similar securities via telephone. The solicitation materials falsely listed [Affiliate Securities Monitoring Committee], similar to the Securities and Exchange Surveillance Commission, and impersonated a registration number [Financial Bureau Director (Finance) No. 27], similar to that of the Financial Services Agency. The address and telephone number on the solicitation materials are the same as those of Asahi Support Co., Ltd., which issued a warning on February 3, 2014.
Show original Japanese text
勧誘資料等を送付したうえで、未公開株等の買取りを行うとしていたもの。 当該業者から「返還請求のご案内 各種債権・外貨・金融商品全般」と題する葉書が送られ、その後、電話において未公開株等の買取りの勧誘を受けたとの情報が寄せられている。 勧誘資料には、証券取引等監視委員会に類似した「加盟 証券等監視委員会」と記載し、また、財務局の登録番号に類似した「財務支局長(金商)27号」を騙っていた。 上記所在地及び勧誘資料の電話番号は、平成26年2月3日付で警告書を発出した「株式会社朝日サポート」と同一である。
Compliance context
Context neededThis is a public Japanese regulatory disclosure. The exact legal effect depends on the cited source and regulator.
Financial markets law covering securities, investment services, disclosure, and market conduct.
Review the original Japanese source and determine relevance to your counterparty-risk workflow.
This context is an operational aid for review workflows, not a credit opinion or legal conclusion.
Evidence pack
- Extracted at
- 2026-05-14T21:13:26.086+00:00
- Evidence checked
- 2026-08-14T18:25:02.007+00:00
- Archive captured
- 2026-05-15T18:30:47.935052+00:00
Show audit JSON
{
"record": {
"id": "0b6f8f77-5168-4af8-9c61-d09a211894d7",
"url": "https://regbase.jp/en/enforcement/kinshoho-cai-tuan-fa-ren-yu-jin-zhi-yuan-sentadai-biao-zhe-a-20140201",
"company_name_original": "財団法人預金支援センター 代表者 A",
"company_name_registry": null,
"corporate_number": null,
"law": {
"ja": "金融商品取引法",
"en": "Financial Instruments and Exchange Act"
},
"action_type": {
"ja": "警告書発出",
"en": "Issuance of Warning Letter"
},
"authority": {
"ja": "金融庁・財務局",
"en": "Financial Services Agency and Local Finance Bureaus"
}
},
"entity_match": {
"status": "unresolved",
"confidence": 60,
"method": "source_name_only_no_registry_match",
"method_label": "source_name_only_no_registry_match",
"notes": "公表資料の名称は収録しましたが、法人番号へ安全に結び付ける独立証拠が不足しています。"
},
"review": {
"status": "needs_review",
"label": "Needs review"
},
"compliance_context": {
"severity": "Context needed",
"actionMeaning": "This is a public Japanese regulatory disclosure. The exact legal effect depends on the cited source and regulator.",
"practicalNote": "Review the original Japanese source and determine relevance to your counterparty-risk workflow.",
"lawContext": "Financial markets law covering securities, investment services, disclosure, and market conduct."
},
"evidence": {
"recordUrl": "https://regbase.jp/en/enforcement/kinshoho-cai-tuan-fa-ren-yu-jin-zhi-yuan-sentadai-biao-zhe-a-20140201",
"officialSourceUrl": "https://www.fsa.go.jp/ordinary/chuui/mutouroku.html",
"officialDocumentUrl": null,
"archiveUrl": "https://kiroku.today/a/9fa660712e7967kc",
"archivedSourceUrl": "https://www.fsa.go.jp/ordinary/chuui/mutouroku.html",
"archiveCapturedAt": "2026-05-15T18:30:47.935052+00:00",
"extractedAt": "2026-05-14T21:13:26.086+00:00",
"translatedAt": "2026-07-06T04:20:19.467+00:00",
"evidenceCheckedAt": "2026-08-14T18:25:02.007+00:00",
"generatedAt": "2026-08-15T00:24:42.933Z"
},
"limitations": [
"RegBase aggregates public Japanese government disclosures and does not provide a credit opinion.",
"English summaries are provided for reference. The original Japanese source is authoritative.",
"Possible or unresolved entity matches should be manually verified before use in a decision."
]
}The original Japanese disclosure is the authoritative record. Use possible or unresolved matches only as leads for manual review.
Language
日本語版を見る (Japanese)About this recordAggregated and translated from public Japanese government disclosures. The English text is for reference only — authoritative content is the linked Japanese source.