1 Jan 2012
株式会社浅野商事Government disclosure record
FSA unregistered operator warningsWarning issued
Public notice issued for engaging in financial instruments business without registration.
Public risk disclosures
Japan Public Risk Disclosures
Search public Japanese government disclosures that name companies or operators even when the record is not a standard administrative enforcement action. Coverage includes labor standards violation disclosures, FSA warnings for unregistered financial operators, and travel agency sanctions.
Total
3,002
Labor
1,792
FSA warnings
1,148
Travel
62
3,002 public records(page 147 of 151)
1 Jan 2012
朝日グローバル株式会社Government disclosure record
FSA unregistered operator warningsWarning issued
Public notice issued for engaging in financial instruments business without registration.
1 Jan 2012
株式会社SAI証券Government disclosure record
FSA unregistered operator warningsWarning issued
The company uses the character [証券] in its trade name but is not registered under the Financial Instruments and Exchange Act.
1 Jan 2012
株式会社日出商事Government disclosure record
FSA unregistered operator warningsWarning issued
Public notice issued for engaging in financial instruments business without registration.
1 Jan 2012
SHINSEI証券Government disclosure record
FSA unregistered operator warningsWarning issued
The company uses the character [証券] in its trade name but is not registered under the Financial Instruments and Exchange Act.
1 Jan 2012
ミレニアソリューション株式会社Government disclosure record
FSA unregistered operator warningsWarning issued
Public notice issued for engaging in financial instruments business without registration.
1 Jan 2012
株式会社KCO 株式会社ケイシーオーGovernment disclosure record
FSA unregistered operator warningsWarning issued
Impersonation of the registered financial instruments intermediary [Kabushiki Kaisha Keeshio] with registration number [Kinki Finance Bureau Director (Kinaka) No. 152], using a similar name.
1 Jan 2012
株式会社阪急ベストGovernment disclosure record
FSA unregistered operator warningsWarning issued
Public notice issued regarding an entity that was warned for conducting financial instruments business without registration.
1 Dec 2011
名興マネジメント株式会社Government disclosure record
FSA unregistered operator warningsWarning issued
Public notice issued for engaging in financial instruments business without registration.
1 Nov 2011
(詐称) 株式会社東山経済研究所 ※備考欄のとおり、実在する業者の名前を騙っているもの。Government disclosure record
FSA unregistered operator warningsWarning issued
Impersonation of the registered financial instruments business operator [Higashiyama Economic Research Institute Co., Ltd.] and its registration number [Tokai Finance Bureau Director (Kinsho) No. 49].
1 Nov 2011
株式会社Vトレード投資顧問Government disclosure record
FSA unregistered operator warningsWarning issued
Public notice issued for engaging in financial instruments business without registration.
1 Nov 2011
株式会社すばる商事Government disclosure record
FSA unregistered operator warningsWarning issued
Public notice issued for engaging in financial instruments business without registration.
1 Nov 2011
株式会社大和コンサルティングGovernment disclosure record
FSA unregistered operator warningsWarning issued
Public notice issued for engaging in financial instruments business without registration.
1 Nov 2011
株式会社野村商事Government disclosure record
FSA unregistered operator warningsWarning issued
Public notice issued for engaging in financial instruments business without registration.
1 Oct 2011
(詐称) FSC株式会社 ※備考欄のとおり、実在する業者の名前を騙っているもの。Government disclosure record
FSA unregistered operator warningsWarning issued
[FSC株式会社] is falsely claiming to be registered as a financial instruments intermediary with registration number [Kinki Finance Bureau Director (Kinaka) No. 79].
1 Oct 2011
(詐称) 株式会社JCブレイン投資顧問 ※備考欄のとおり、実在する業者の名前を騙っているもの。Government disclosure record
FSA unregistered operator warningsWarning issued
The entity is falsely claiming to be registered financial instruments business operator [JC Brain Investment Advisory Co., Ltd.], with registration number [Kanto Local Finance Bureau Director (Kinsho) No. 771], and its location.
1 Jul 2011
コンフォートビジネスジャパンGovernment disclosure record
FSA unregistered operator warningsWarning issued
Public notice issued for engaging in financial instruments business without registration.
1 Jul 2011
株式会社武井投信Government disclosure record
FSA unregistered operator warningsWarning issued
The company uses the characters [投信] in its trade name but is not registered under the Financial Instruments and Exchange Act.
1 Jul 2011
株式会社グランドモーションGovernment disclosure record
FSA unregistered operator warningsWarning issued
Public notice issued for engaging in financial instruments business without registration.
1 Jun 2011
株式会社維新Government disclosure record
FSA unregistered operator warningsWarning issued
Public notice issued for engaging in financial instruments business without registration.
| Date | Company / operator | Source | Type | Summary |
|---|---|---|---|---|
| 1 Jan 2012 | 株式会社浅野商事 Government disclosure record | FSA unregistered operator warnings | Warning issued | Public notice issued for engaging in financial instruments business without registration. |
| 1 Jan 2012 | 朝日グローバル株式会社 Government disclosure record | FSA unregistered operator warnings | Warning issued | Public notice issued for engaging in financial instruments business without registration. |
| 1 Jan 2012 | 株式会社SAI証券 Government disclosure record | FSA unregistered operator warnings | Warning issued | The company uses the character [証券] in its trade name but is not registered under the Financial Instruments and Exchange Act. |
| 1 Jan 2012 | 株式会社日出商事 Government disclosure record | FSA unregistered operator warnings | Warning issued | Public notice issued for engaging in financial instruments business without registration. |
| 1 Jan 2012 | SHINSEI証券 Government disclosure record | FSA unregistered operator warnings | Warning issued | The company uses the character [証券] in its trade name but is not registered under the Financial Instruments and Exchange Act. |
| 1 Jan 2012 | ミレニアソリューション株式会社 Government disclosure record | FSA unregistered operator warnings | Warning issued | Public notice issued for engaging in financial instruments business without registration. |
| 1 Jan 2012 | 株式会社KCO 株式会社ケイシーオー Government disclosure record | FSA unregistered operator warnings | Warning issued | Impersonation of the registered financial instruments intermediary [Kabushiki Kaisha Keeshio] with registration number [Kinki Finance Bureau Director (Kinaka) No. 152], using a similar name. |
| 1 Jan 2012 | 株式会社阪急ベスト Government disclosure record | FSA unregistered operator warnings | Warning issued | Public notice issued regarding an entity that was warned for conducting financial instruments business without registration. |
| 1 Dec 2011 | 名興マネジメント株式会社 Government disclosure record | FSA unregistered operator warnings | Warning issued | Public notice issued for engaging in financial instruments business without registration. |
| 1 Nov 2011 | (詐称) 株式会社東山経済研究所 ※備考欄のとおり、実在する業者の名前を騙っているもの。 Government disclosure record | FSA unregistered operator warnings | Warning issued | Impersonation of the registered financial instruments business operator [Higashiyama Economic Research Institute Co., Ltd.] and its registration number [Tokai Finance Bureau Director (Kinsho) No. 49]. |
| 1 Nov 2011 | 株式会社Vトレード投資顧問 Government disclosure record | FSA unregistered operator warnings | Warning issued | Public notice issued for engaging in financial instruments business without registration. |
| 1 Nov 2011 | 株式会社すばる商事 Government disclosure record | FSA unregistered operator warnings | Warning issued | Public notice issued for engaging in financial instruments business without registration. |
| 1 Nov 2011 | 株式会社大和コンサルティング Government disclosure record | FSA unregistered operator warnings | Warning issued | Public notice issued for engaging in financial instruments business without registration. |
| 1 Nov 2011 | 株式会社野村商事 Government disclosure record | FSA unregistered operator warnings | Warning issued | Public notice issued for engaging in financial instruments business without registration. |
| 1 Oct 2011 | (詐称) FSC株式会社 ※備考欄のとおり、実在する業者の名前を騙っているもの。 Government disclosure record | FSA unregistered operator warnings | Warning issued | [FSC株式会社] is falsely claiming to be registered as a financial instruments intermediary with registration number [Kinki Finance Bureau Director (Kinaka) No. 79]. |
| 1 Oct 2011 | (詐称) 株式会社JCブレイン投資顧問 ※備考欄のとおり、実在する業者の名前を騙っているもの。 Government disclosure record | FSA unregistered operator warnings | Warning issued | The entity is falsely claiming to be registered financial instruments business operator [JC Brain Investment Advisory Co., Ltd.], with registration number [Kanto Local Finance Bureau Director (Kinsho) No. 771], and its location. |
| 1 Jul 2011 | コンフォートビジネスジャパン Government disclosure record | FSA unregistered operator warnings | Warning issued | Public notice issued for engaging in financial instruments business without registration. |
| 1 Jul 2011 | 株式会社武井投信 Government disclosure record | FSA unregistered operator warnings | Warning issued | The company uses the characters [投信] in its trade name but is not registered under the Financial Instruments and Exchange Act. |
| 1 Jul 2011 | 株式会社グランドモーション Government disclosure record | FSA unregistered operator warnings | Warning issued | Public notice issued for engaging in financial instruments business without registration. |
| 1 Jun 2011 | 株式会社維新 Government disclosure record | FSA unregistered operator warnings | Warning issued | Public notice issued for engaging in financial instruments business without registration. |
Important context
This list aggregates public Japanese government disclosures. It is not a sanctions list, credit report, legal opinion, or procurement approval system. Verify material records against the linked original Japanese source before making any compliance, credit, or legal decision.