Public risk disclosures
Search public Japanese government disclosures that name companies or operators even when the record is not a standard administrative enforcement action. Coverage includes labor standards violation disclosures, FSA warnings for unregistered financial operators, and travel agency sanctions.
Total
3,143
Labor
1,923
FSA warnings
1,158
Travel
62
3,143 public records(page 147 of 158)
1 Mar 2013
オフィスインテリジェンス 村中貴志事務所 事務所長 AGovernment disclosure record
The website displayed that it conducts financial instruments business. The site operated by the warning business is [Office Intelligence Individual Stock Strategy Support].
1 Mar 2013
株式会社Global Contents Japan 代表取締役 AGovernment disclosure record
The entity provided advice based on an investment advisory contract via the internet. The site operated by the warning business is [Toshin Brain.com]. The entity is the same as [Global Contents Japan Co., Ltd.], which issued a warning letter on December 5, 2013.
1 Mar 2013
株式会社テクノシステムGovernment disclosure record
Sent solicitation materials claiming to purchase unlisted stocks, among other securities. The names of the representatives are unknown. The location is the same as that of [Kabushiki Kaisha Advance], which issued a warning letter on January 29, 2013; [Kabushiki Kaisha Oriental], which issued a warning letter on February 15, 2013; and [Kabushiki Kaisha Nexus], which issued a warning letter on March 14, 2013.
1 Mar 2013
株式会社キャピタルジャパントレーダーズ 代表取締役 AGovernment disclosure record
Sent solicitation materials indicating the purchase of unlisted stocks and other securities, and also indicated that investment advice would be provided.
1 Mar 2013
株式会社アドバンスフューチャーズ 代表取締役 AGovernment disclosure record
Provided investment advice via the internet under an investment advisory contract. The product name is [Te-guchi Kijun-chi Tōhō].
1 Mar 2013
株式会社リボーン 代表取締役 AGovernment disclosure record
Sent solicitation materials and concluded an discretionary investment contract, intending to invest in securities.
1 Mar 2013
ヤマト投資事業組合 代表 AGovernment disclosure record
Engaged in soliciting and handling stock offerings or private placements after sending solicitation materials, while falsely claiming to have a registration number similar to [Kanto Local Finance Bureau (Kinsho) No. 177]. The address is the same as that of [Global Vision Corporation], which was issued a warning on November 15, 2012.
1 Feb 2013
株式会社読売商事（読売グループ株式事業部） 代表者 AGovernment disclosure record
Sent solicitation materials claiming to purchase unlisted stocks, but the company was fictitious and not registered at the given name and address.
1 Feb 2013
ジョイントベンチャー株式会社 代表取締役 AGovernment disclosure record
Displayed that they conduct financial instruments business on their website.
1 Feb 2013
株式会社大和ファンド 代表取締役 A ※備考欄のとおり、実在する業者の代表者名を騙っていたもの。Government disclosure record
Sent solicitation materials claiming to purchase unlisted stocks, using the name of the actual company Daiwa Securities Group Inc. without authorization.
1 Feb 2013
ビジネスゲート株式会社 代表取締役 AGovernment disclosure record
Sent solicitation materials and handled the offering or private placement of shares.
1 Feb 2013
ベストアドバイザー投資顧問株式会社 代表取締役 AGovernment disclosure record
Engaged in purchasing unlisted stocks after sending solicitation materials.
1 Feb 2013
株式会社エージェント・バー・ジャパン 代表取締役 AGovernment disclosure record
Engaged in soliciting materials and acting as an intermediary for stock transactions.
1 Feb 2013
株式会社エスティーアンビション 代表取締役社長 A ※備考欄のとおり、実在する業者の名前を騙っていたもの。Government disclosure record
Sent solicitation materials and mediated the sale and purchase of LLC member rights. Impersonated the name of ST Ambition Co., Ltd., a registered qualified institutional investor exception business operator.
1 Feb 2013
株式会社オリエンタルGovernment disclosure record
They sent solicitation materials and purchased unlisted stocks, among other securities. The names of the representatives are unknown.
1 Feb 2013
株式会社新生キャピタル 代表取締役社長 AGovernment disclosure record
Engaged in the sale and purchase of unlisted stocks after sending solicitation materials.
1 Feb 2013
（詐称） 住友商事株式会社 代表取締役 A(B) ※備考欄のとおり、実在する業者の名称及びその代表者の名前とよく似た代表者名を騙っていたもの。Government disclosure record
Sent solicitation materials and purchased unlisted shares. Impersonated the name, address, and a similar representative name of the actual Sumitomo Shoji Corporation.
1 Feb 2013
あすなろ商会株式会社Government disclosure record
Sent solicitation materials and purchased unlisted stocks, etc. The names of the representatives are unknown.
1 Feb 2013
株式会社サンケイGovernment disclosure record
Engaged in the purchase of unlisted stocks after sending solicitation materials. The name of the representative is unknown.
1 Feb 2013
株式会社ユニオンオーナーズコンサルティングジャパンGovernment disclosure record
Sent solicitation materials and conducted fund募集 or private placement. The name of the representative is unknown.
| Date | Company / operator | Source | Type | Summary |
|---|---|---|---|---|
| 1 Mar 2013 | オフィスインテリジェンス 村中貴志事務所 事務所長 A Government disclosure record | FSA unregistered operator warnings | Warning issued | The website displayed that it conducts financial instruments business. The site operated by the warning business is [Office Intelligence Individual Stock Strategy Support]. |
| 1 Mar 2013 | 株式会社Global Contents Japan 代表取締役 A Government disclosure record | FSA unregistered operator warnings | Warning issued | The entity provided advice based on an investment advisory contract via the internet. The site operated by the warning business is [Toshin Brain.com]. The entity is the same as [Global Contents Japan Co., Ltd.], which issued a warning letter on December 5, 2013. |
| 1 Mar 2013 | 株式会社テクノシステム Government disclosure record | FSA unregistered operator warnings | Warning issued | Sent solicitation materials claiming to purchase unlisted stocks, among other securities. The names of the representatives are unknown. The location is the same as that of [Kabushiki Kaisha Advance], which issued a warning letter on January 29, 2013; [Kabushiki Kaisha Oriental], which issued a warning letter on February 15, 2013; and [Kabushiki Kaisha Nexus], which issued a warning letter on March 14, 2013. |
| 1 Mar 2013 | 株式会社キャピタルジャパントレーダーズ 代表取締役 A Government disclosure record | FSA unregistered operator warnings | Warning issued | Sent solicitation materials indicating the purchase of unlisted stocks and other securities, and also indicated that investment advice would be provided. |
| 1 Mar 2013 | 株式会社アドバンスフューチャーズ 代表取締役 A Government disclosure record | FSA unregistered operator warnings | Warning issued | Provided investment advice via the internet under an investment advisory contract. The product name is [Te-guchi Kijun-chi Tōhō]. |
| 1 Mar 2013 | 株式会社リボーン 代表取締役 A Government disclosure record | FSA unregistered operator warnings | Warning issued | Sent solicitation materials and concluded an discretionary investment contract, intending to invest in securities. |
| 1 Mar 2013 | ヤマト投資事業組合 代表 A Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in soliciting and handling stock offerings or private placements after sending solicitation materials, while falsely claiming to have a registration number similar to [Kanto Local Finance Bureau (Kinsho) No. 177]. The address is the same as that of [Global Vision Corporation], which was issued a warning on November 15, 2012. |
| 1 Feb 2013 | 株式会社読売商事（読売グループ株式事業部） 代表者 A Government disclosure record | FSA unregistered operator warnings | Warning issued | Sent solicitation materials claiming to purchase unlisted stocks, but the company was fictitious and not registered at the given name and address. |
| 1 Feb 2013 | ジョイントベンチャー株式会社 代表取締役 A Government disclosure record | FSA unregistered operator warnings | Warning issued | Displayed that they conduct financial instruments business on their website. |
| 1 Feb 2013 | 株式会社大和ファンド 代表取締役 A ※備考欄のとおり、実在する業者の代表者名を騙っていたもの。 Government disclosure record | FSA unregistered operator warnings | Warning issued | Sent solicitation materials claiming to purchase unlisted stocks, using the name of the actual company Daiwa Securities Group Inc. without authorization. |
| 1 Feb 2013 | ビジネスゲート株式会社 代表取締役 A Government disclosure record | FSA unregistered operator warnings | Warning issued | Sent solicitation materials and handled the offering or private placement of shares. |
| 1 Feb 2013 | ベストアドバイザー投資顧問株式会社 代表取締役 A Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in purchasing unlisted stocks after sending solicitation materials. |
| 1 Feb 2013 | 株式会社エージェント・バー・ジャパン 代表取締役 A Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in soliciting materials and acting as an intermediary for stock transactions. |
| 1 Feb 2013 | 株式会社エスティーアンビション 代表取締役社長 A ※備考欄のとおり、実在する業者の名前を騙っていたもの。 Government disclosure record | FSA unregistered operator warnings | Warning issued | Sent solicitation materials and mediated the sale and purchase of LLC member rights. Impersonated the name of ST Ambition Co., Ltd., a registered qualified institutional investor exception business operator. |
| 1 Feb 2013 | 株式会社オリエンタル Government disclosure record | FSA unregistered operator warnings | Warning issued | They sent solicitation materials and purchased unlisted stocks, among other securities. The names of the representatives are unknown. |
| 1 Feb 2013 | 株式会社新生キャピタル 代表取締役社長 A Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in the sale and purchase of unlisted stocks after sending solicitation materials. |
| 1 Feb 2013 | （詐称） 住友商事株式会社 代表取締役 A(B) ※備考欄のとおり、実在する業者の名称及びその代表者の名前とよく似た代表者名を騙っていたもの。 Government disclosure record | FSA unregistered operator warnings | Warning issued | Sent solicitation materials and purchased unlisted shares. Impersonated the name, address, and a similar representative name of the actual Sumitomo Shoji Corporation. |
| 1 Feb 2013 | あすなろ商会株式会社 Government disclosure record | FSA unregistered operator warnings | Warning issued | Sent solicitation materials and purchased unlisted stocks, etc. The names of the representatives are unknown. |
| 1 Feb 2013 | 株式会社サンケイ Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in the purchase of unlisted stocks after sending solicitation materials. The name of the representative is unknown. |
| 1 Feb 2013 | 株式会社ユニオンオーナーズコンサルティングジャパン Government disclosure record | FSA unregistered operator warnings | Warning issued | Sent solicitation materials and conducted fund募集 or private placement. The name of the representative is unknown. |
Important context
This list aggregates public Japanese government disclosures. It is not a sanctions list, credit report, legal opinion, or procurement approval system. Verify material records against the linked original Japanese source before making any compliance, credit, or legal decision.