1 Feb 2013
富士工房株式会社 代表取締役 AGovernment disclosure record
FSA unregistered operator warningsWarning issued
Sent solicitation materials and concluded an discretionary investment contract to manage funds.
Public risk disclosures
Japan Public Risk Disclosures
Search public Japanese government disclosures that name companies or operators even when the record is not a standard administrative enforcement action. Coverage includes labor standards violation disclosures, FSA warnings for unregistered financial operators, and travel agency sanctions.
Total
3,143
Labor
1,923
FSA warnings
1,158
Travel
62
3,143 public records(page 148 of 158)
1 Feb 2013
株式会社日立コンサルティングGovernment disclosure record
FSA unregistered operator warningsWarning issued
Sent solicitation materials claiming to purchase unlisted stocks, with the representative's name unknown. Impersonated the registration number of MFS Investment Management Co., Ltd., a registered financial instruments business operator.
1 Feb 2013
A（B)Government disclosure record
FSA unregistered operator warningsWarning issued
Provided investment advice based on an investment advisory contract via the internet.
1 Jan 2013
株式会社日本セントラルGovernment disclosure record
FSA unregistered operator warningsWarning issued
Engaged in the sale or brokerage of unlisted stocks and corporate bonds after sending solicitation materials. The name of the representative is unknown.
1 Jan 2013
旭コンサルタント株式会社 代表取締役社長 AGovernment disclosure record
FSA unregistered operator warningsWarning issued
Engaged in purchasing unlisted stocks after sending solicitation materials.
1 Jan 2013
株式会社ユウコーポレーション 代表取締役 AGovernment disclosure record
FSA unregistered operator warningsWarning issued
An entity that sent solicitation materials and engaged in the buying, selling, or brokerage of stocks. The company changed its trade name on April 16, 2012. Former trade name: Kabushiki Kaisha Kagayaki.
1 Jan 2013
株式会社アドバンスGovernment disclosure record
FSA unregistered operator warningsWarning issued
Sent solicitation materials and purchased unlisted stocks, among other securities. The names of the representatives are unknown.
1 Jan 2013
株式会社アシスト 代表 AGovernment disclosure record
FSA unregistered operator warningsWarning issued
Engaged in stock trading or brokerage after sending solicitation materials.
1 Dec 2012
株式会社住友商事 代表取締役 A ※実在する業者名に類似した商号を騙っていたもの。Government disclosure record
FSA unregistered operator warningsWarning issued
Engaged in purchasing unlisted stocks after sending solicitation materials, while impersonating a company with a name similar to Sumitomo Shoji Co., Ltd., and falsely claiming a registration number similar to the registered financial instruments business license number 【Kinsho Ninka】 No. 378.
1 Dec 2012
一般社団法人ジャパンロングライフ協会 理事長 AGovernment disclosure record
FSA unregistered operator warningsWarning issued
Engaged in stock trading or brokerage after sending solicitation materials.
1 Dec 2012
株式会社カブトGovernment disclosure record
FSA unregistered operator warningsWarning issued
Engaged in stock trading or brokerage after sending solicitation materials. The name of the representative is unknown.
1 Dec 2012
北浜アセットマネージメント株式会社 代表取締役 AGovernment disclosure record
FSA unregistered operator warningsWarning issued
The company solicited customers who received a pamphlet to jointly purchase or proxy purchase trust beneficiary rights issued by Japan worldwater & solar technologies, which are of unknown substance, with the condition of later buyback. They falsely claimed registration number [Kinki Finance Bureau Director (Kinsho) No. 235] of the Kinki Finance Bureau.
1 Dec 2012
株式会社グローバルアシスト 代表取締役 AGovernment disclosure record
FSA unregistered operator warningsWarning issued
A company solicited customers who received a pamphlet to代理 purchase corporate bonds issued by Haimin Corporation, which are not verifiable, with the condition of later buying them back at a higher price. The company falsely claimed a registration number from the Financial Services Agency that does not exist.
1 Dec 2012
投資事業組合合同会社TUNAGU（つなぐ） 取締役社長 AGovernment disclosure record
FSA unregistered operator warningsWarning issued
Conducted fund solicitation or private placement after sending solicitation materials.
1 Dec 2012
(詐称) ダイヤモンド・コンサルティング株式会社 代表取締役 A ※備考欄のとおり、実在する業者の名称及び代表者名を騙 っていたもの。Government disclosure record
FSA unregistered operator warningsWarning issued
Engaged in purchasing unlisted stocks after sending solicitation materials, while falsely claiming to be registered financial instruments business operators, using the name, representative's name, and address of Diamond Consulting Co., Ltd., and impersonating the registration number of Azabu C&I Partners Co., Ltd.
1 Nov 2012
株式会社ナチュラルエナジー 代表取締役 AGovernment disclosure record
FSA unregistered operator warningsWarning issued
Sent solicitation materials and conducted fund recruitment or private placement.
1 Nov 2012
株式会社セブンサポート 代表取締役 AGovernment disclosure record
FSA unregistered operator warningsWarning issued
Engaged in purchasing unlisted stocks after sending solicitation materials.
1 Nov 2012
株式会社双葉産業Government disclosure record
FSA unregistered operator warningsWarning issued
Sent solicitation materials and purchased unlisted stocks, among other securities. The name of the representative is unknown.
1 Nov 2012
株式会社中央商事Government disclosure record
FSA unregistered operator warningsWarning issued
Engaged in the purchase of unlisted stocks after sending solicitation materials. The name of the representative is unknown.
1 Nov 2012
日立パートナーズ株式会社 代表取締役 AGovernment disclosure record
FSA unregistered operator warningsWarning issued
Sent solicitation materials and engaged in the sale or mediation of securities. Impersonated the address of registered financial instruments business operator Hitachi Investment Advisory Co., Ltd.
| Date | Company / operator | Source | Type | Summary |
|---|---|---|---|---|
| 1 Feb 2013 | 富士工房株式会社 代表取締役 A Government disclosure record | FSA unregistered operator warnings | Warning issued | Sent solicitation materials and concluded an discretionary investment contract to manage funds. |
| 1 Feb 2013 | 株式会社日立コンサルティング Government disclosure record | FSA unregistered operator warnings | Warning issued | Sent solicitation materials claiming to purchase unlisted stocks, with the representative's name unknown. Impersonated the registration number of MFS Investment Management Co., Ltd., a registered financial instruments business operator. |
| 1 Feb 2013 | A（B) Government disclosure record | FSA unregistered operator warnings | Warning issued | Provided investment advice based on an investment advisory contract via the internet. |
| 1 Jan 2013 | 株式会社日本セントラル Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in the sale or brokerage of unlisted stocks and corporate bonds after sending solicitation materials. The name of the representative is unknown. |
| 1 Jan 2013 | 旭コンサルタント株式会社 代表取締役社長 A Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in purchasing unlisted stocks after sending solicitation materials. |
| 1 Jan 2013 | 株式会社ユウコーポレーション 代表取締役 A Government disclosure record | FSA unregistered operator warnings | Warning issued | An entity that sent solicitation materials and engaged in the buying, selling, or brokerage of stocks. The company changed its trade name on April 16, 2012. Former trade name: Kabushiki Kaisha Kagayaki. |
| 1 Jan 2013 | 株式会社アドバンス Government disclosure record | FSA unregistered operator warnings | Warning issued | Sent solicitation materials and purchased unlisted stocks, among other securities. The names of the representatives are unknown. |
| 1 Jan 2013 | 株式会社アシスト 代表 A Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in stock trading or brokerage after sending solicitation materials. |
| 1 Dec 2012 | 株式会社住友商事 代表取締役 A ※実在する業者名に類似した商号を騙っていたもの。 Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in purchasing unlisted stocks after sending solicitation materials, while impersonating a company with a name similar to Sumitomo Shoji Co., Ltd., and falsely claiming a registration number similar to the registered financial instruments business license number 【Kinsho Ninka】 No. 378. |
| 1 Dec 2012 | 一般社団法人ジャパンロングライフ協会 理事長 A Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in stock trading or brokerage after sending solicitation materials. |
| 1 Dec 2012 | 株式会社カブト Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in stock trading or brokerage after sending solicitation materials. The name of the representative is unknown. |
| 1 Dec 2012 | 北浜アセットマネージメント株式会社 代表取締役 A Government disclosure record | FSA unregistered operator warnings | Warning issued | The company solicited customers who received a pamphlet to jointly purchase or proxy purchase trust beneficiary rights issued by Japan worldwater & solar technologies, which are of unknown substance, with the condition of later buyback. They falsely claimed registration number [Kinki Finance Bureau Director (Kinsho) No. 235] of the Kinki Finance Bureau. |
| 1 Dec 2012 | 株式会社グローバルアシスト 代表取締役 A Government disclosure record | FSA unregistered operator warnings | Warning issued | A company solicited customers who received a pamphlet to代理 purchase corporate bonds issued by Haimin Corporation, which are not verifiable, with the condition of later buying them back at a higher price. The company falsely claimed a registration number from the Financial Services Agency that does not exist. |
| 1 Dec 2012 | 投資事業組合合同会社TUNAGU（つなぐ） 取締役社長 A Government disclosure record | FSA unregistered operator warnings | Warning issued | Conducted fund solicitation or private placement after sending solicitation materials. |
| 1 Dec 2012 | (詐称) ダイヤモンド・コンサルティング株式会社 代表取締役 A ※備考欄のとおり、実在する業者の名称及び代表者名を騙 っていたもの。 Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in purchasing unlisted stocks after sending solicitation materials, while falsely claiming to be registered financial instruments business operators, using the name, representative's name, and address of Diamond Consulting Co., Ltd., and impersonating the registration number of Azabu C&I Partners Co., Ltd. |
| 1 Nov 2012 | 株式会社ナチュラルエナジー 代表取締役 A Government disclosure record | FSA unregistered operator warnings | Warning issued | Sent solicitation materials and conducted fund recruitment or private placement. |
| 1 Nov 2012 | 株式会社セブンサポート 代表取締役 A Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in purchasing unlisted stocks after sending solicitation materials. |
| 1 Nov 2012 | 株式会社双葉産業 Government disclosure record | FSA unregistered operator warnings | Warning issued | Sent solicitation materials and purchased unlisted stocks, among other securities. The name of the representative is unknown. |
| 1 Nov 2012 | 株式会社中央商事 Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in the purchase of unlisted stocks after sending solicitation materials. The name of the representative is unknown. |
| 1 Nov 2012 | 日立パートナーズ株式会社 代表取締役 A Government disclosure record | FSA unregistered operator warnings | Warning issued | Sent solicitation materials and engaged in the sale or mediation of securities. Impersonated the address of registered financial instruments business operator Hitachi Investment Advisory Co., Ltd. |
Important context
This list aggregates public Japanese government disclosures. It is not a sanctions list, credit report, legal opinion, or procurement approval system. Verify material records against the linked original Japanese source before making any compliance, credit, or legal decision.