1 Jun 2011
株式会社アセットライフジャパンGovernment disclosure record
FSA unregistered operator warningsWarning issued
Public notice issued for engaging in financial instruments business without registration.
Public risk disclosures
Japan Public Risk Disclosures
Search public Japanese government disclosures that name companies or operators even when the record is not a standard administrative enforcement action. Coverage includes labor standards violation disclosures, FSA warnings for unregistered financial operators, and travel agency sanctions.
Total
3,002
Labor
1,792
FSA warnings
1,148
Travel
62
3,002 public records(page 148 of 151)
1 Jun 2011
西日本商事Government disclosure record
FSA unregistered operator warningsWarning issued
Public notice issued for engaging in financial instruments business without registration.
1 Jun 2011
阪和証券株式会社Government disclosure record
FSA unregistered operator warningsWarning issued
The company uses the character [証券] in its trade name but is not registered under the Financial Instruments and Exchange Act.
1 May 2011
有限会社オー・ケイ・コーポレーションGovernment disclosure record
FSA unregistered operator warningsWarning issued
Public notice issued for engaging in financial instruments business without registration.
1 Mar 2011
小倉証券株式会社Government disclosure record
FSA unregistered operator warningsWarning issued
The company uses the character [証券] in its trade name but is not registered under the Financial Instruments and Exchange Act.
1 Mar 2011
合資会社 名和経済研究所Government disclosure record
FSA unregistered operator warningsWarning issued
Public notice issued for engaging in financial instruments business without registration.
1 Mar 2011
ユニバーサルオフィス株式会社Government disclosure record
FSA unregistered operator warningsWarning issued
Public notice issued for engaging in financial instruments business without registration.
1 Mar 2011
(詐称) 株式会社グレイル ※備考欄のとおり、実在する業者の名前を騙っているもの。Government disclosure record
FSA unregistered operator warningsWarning issued
Impersonation of registered financial instruments business operator [Kabushiki Kaisha Gureiru].
1 Mar 2011
株式会社関西デイトレーディングGovernment disclosure record
FSA unregistered operator warningsWarning issued
Public notice issued for engaging in financial instruments business without registration.
1 Feb 2011
八千代証券株式会社Government disclosure record
FSA unregistered operator warningsWarning issued
The company uses the character [証券] in its trade name but is not registered under the Financial Instruments and Exchange Act.
1 Feb 2011
エコロジーインベストメント株式会社Government disclosure record
FSA unregistered operator warningsWarning issued
Public notice issued for engaging in financial instruments business without registration.
1 Feb 2011
株式会社エコロジー・コムGovernment disclosure record
FSA unregistered operator warningsWarning issued
Public notice issued for engaging in financial instruments business without registration.
1 Jan 2011
Global Trust有限責任事業組合Government disclosure record
FSA unregistered operator warningsWarning issued
Public notice issued for engaging in financial instruments business without registration.
1 Jan 2011
FX-account.com Limited (FX-account.com)Government disclosure record
FSA unregistered operator warningsWarning issued
Mediation of over-the-counter derivative transactions via the internet.
1 Jan 2011
GCI Financial Ltd. (GCI Financial)Government disclosure record
FSA unregistered operator warningsWarning issued
Over-the-counter derivative transactions conducted via the internet.
1 Jan 2011
RetailFX Limited (eToro)Government disclosure record
FSA unregistered operator warningsWarning issued
Over-the-counter derivative transactions conducted via the internet.
1 Jan 2011
4XP Ltd. (4xp.com)Government disclosure record
FSA unregistered operator warningsWarning issued
Over-the-counter derivatives trading conducted via the internet.
1 Jan 2011
シャインワークス株式会社Government disclosure record
FSA unregistered operator warningsWarning issued
Public notice issued for engaging in financial instruments business without registration.
1 Jan 2011
FXDD Malta Limited (FXDD)Government disclosure record
FSA unregistered operator warningsWarning issued
Over-the-counter derivatives transactions conducted via the internet.
1 Jan 2011
IFC Markets Corp. UK (IFC Markets)Government disclosure record
FSA unregistered operator warningsWarning issued
Over-the-counter derivative transactions conducted via the internet.
| Date | Company / operator | Source | Type | Summary |
|---|---|---|---|---|
| 1 Jun 2011 | 株式会社アセットライフジャパン Government disclosure record | FSA unregistered operator warnings | Warning issued | Public notice issued for engaging in financial instruments business without registration. |
| 1 Jun 2011 | 西日本商事 Government disclosure record | FSA unregistered operator warnings | Warning issued | Public notice issued for engaging in financial instruments business without registration. |
| 1 Jun 2011 | 阪和証券株式会社 Government disclosure record | FSA unregistered operator warnings | Warning issued | The company uses the character [証券] in its trade name but is not registered under the Financial Instruments and Exchange Act. |
| 1 May 2011 | 有限会社オー・ケイ・コーポレーション Government disclosure record | FSA unregistered operator warnings | Warning issued | Public notice issued for engaging in financial instruments business without registration. |
| 1 Mar 2011 | 小倉証券株式会社 Government disclosure record | FSA unregistered operator warnings | Warning issued | The company uses the character [証券] in its trade name but is not registered under the Financial Instruments and Exchange Act. |
| 1 Mar 2011 | 合資会社 名和経済研究所 Government disclosure record | FSA unregistered operator warnings | Warning issued | Public notice issued for engaging in financial instruments business without registration. |
| 1 Mar 2011 | ユニバーサルオフィス株式会社 Government disclosure record | FSA unregistered operator warnings | Warning issued | Public notice issued for engaging in financial instruments business without registration. |
| 1 Mar 2011 | (詐称) 株式会社グレイル ※備考欄のとおり、実在する業者の名前を騙っているもの。 Government disclosure record | FSA unregistered operator warnings | Warning issued | Impersonation of registered financial instruments business operator [Kabushiki Kaisha Gureiru]. |
| 1 Mar 2011 | 株式会社関西デイトレーディング Government disclosure record | FSA unregistered operator warnings | Warning issued | Public notice issued for engaging in financial instruments business without registration. |
| 1 Feb 2011 | 八千代証券株式会社 Government disclosure record | FSA unregistered operator warnings | Warning issued | The company uses the character [証券] in its trade name but is not registered under the Financial Instruments and Exchange Act. |
| 1 Feb 2011 | エコロジーインベストメント株式会社 Government disclosure record | FSA unregistered operator warnings | Warning issued | Public notice issued for engaging in financial instruments business without registration. |
| 1 Feb 2011 | 株式会社エコロジー・コム Government disclosure record | FSA unregistered operator warnings | Warning issued | Public notice issued for engaging in financial instruments business without registration. |
| 1 Jan 2011 | Global Trust有限責任事業組合 Government disclosure record | FSA unregistered operator warnings | Warning issued | Public notice issued for engaging in financial instruments business without registration. |
| 1 Jan 2011 | FX-account.com Limited (FX-account.com) Government disclosure record | FSA unregistered operator warnings | Warning issued | Mediation of over-the-counter derivative transactions via the internet. |
| 1 Jan 2011 | GCI Financial Ltd. (GCI Financial) Government disclosure record | FSA unregistered operator warnings | Warning issued | Over-the-counter derivative transactions conducted via the internet. |
| 1 Jan 2011 | RetailFX Limited (eToro) Government disclosure record | FSA unregistered operator warnings | Warning issued | Over-the-counter derivative transactions conducted via the internet. |
| 1 Jan 2011 | 4XP Ltd. (4xp.com) Government disclosure record | FSA unregistered operator warnings | Warning issued | Over-the-counter derivatives trading conducted via the internet. |
| 1 Jan 2011 | シャインワークス株式会社 Government disclosure record | FSA unregistered operator warnings | Warning issued | Public notice issued for engaging in financial instruments business without registration. |
| 1 Jan 2011 | FXDD Malta Limited (FXDD) Government disclosure record | FSA unregistered operator warnings | Warning issued | Over-the-counter derivatives transactions conducted via the internet. |
| 1 Jan 2011 | IFC Markets Corp. UK (IFC Markets) Government disclosure record | FSA unregistered operator warnings | Warning issued | Over-the-counter derivative transactions conducted via the internet. |
Important context
This list aggregates public Japanese government disclosures. It is not a sanctions list, credit report, legal opinion, or procurement approval system. Verify material records against the linked original Japanese source before making any compliance, credit, or legal decision.