Possible 警告書発出 against Huasutorisati Yun Ying Ze Ren Zhe A
For developers: integration details
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/api/v1/enforcements?company=%E3%83%95%E3%82%A1%E3%83%BC%E3%82%B9%E3%83%88%E3%83%AA%E3%82%B5%E3%83%BC%E3%83%81%20%E9%81%8B%E5%96%B6%E8%B2%AC%E4%BB%BB%E8%80%85%20A&limit=10Action summary
- Company
- Huasutorisati Yun Ying Ze Ren Zhe ARomanizedOriginal: ファーストリサーチ 運営責任者 A
- Entity match
- Possible entity match60/100Machine extractedCompany name extracted from the Japanese public disclosure
- Governing law
- Financial Instruments and Exchange Act金融商品取引法
- Action type
- 警告書発出警告書発出
- Action date
- 1 December 2013
- Issuing authority
- 金融庁・財務局金融庁・財務局
Violation
Show original Japanese text
ウェブサイト上に金融商品取引業(投資運用業及び投資助言・代理業)を行う旨を表示していたもの。 財務局の登録番号に類似した「東日本金融局長(第601号)」を騙っていた。 当該業者は、ウェブサイト上で資産運用ファンド「FEBR4号」を紹介していた。
Compliance context
Context neededThis is a public Japanese regulatory disclosure. The exact legal effect depends on the cited source and regulator.
Financial markets law covering securities, investment services, disclosure, and market conduct.
Review the original Japanese source and determine relevance to your counterparty-risk workflow.
This context is an operational aid for review workflows, not a credit opinion or legal conclusion.
Evidence pack
- Extracted at
- 2026-05-14T21:13:26.086+00:00
- Evidence checked
- Not recorded
- Archive captured
- Not archived
Show audit JSON
{
"record": {
"id": "cabb5815-dd10-4884-8bf6-427910b82a59",
"url": "https://regbase.jp/en/enforcement/kinshoho-huasutorisatiyun-ying-ze-ren-zhe-a-20131201",
"company_name_original": "ファーストリサーチ 運営責任者 A",
"company_name_registry": "ファーストリサーチ 運営責任者 A",
"corporate_number": null,
"law": {
"ja": "金融商品取引法",
"en": "Financial Instruments and Exchange Act"
},
"action_type": {
"ja": "警告書発出",
"en": "警告書発出"
},
"authority": {
"ja": "金融庁・財務局",
"en": "金融庁・財務局"
}
},
"entity_match": {
"status": "possible",
"confidence": 60,
"method": "extracted_japanese_name",
"method_label": "Company name extracted from the Japanese public disclosure",
"notes": null
},
"review": {
"status": "unreviewed",
"label": "Machine extracted"
},
"compliance_context": {
"severity": "Context needed",
"actionMeaning": "This is a public Japanese regulatory disclosure. The exact legal effect depends on the cited source and regulator.",
"practicalNote": "Review the original Japanese source and determine relevance to your counterparty-risk workflow.",
"lawContext": "Financial markets law covering securities, investment services, disclosure, and market conduct."
},
"evidence": {
"recordUrl": "https://regbase.jp/en/enforcement/kinshoho-huasutorisatiyun-ying-ze-ren-zhe-a-20131201",
"officialSourceUrl": "https://www.fsa.go.jp/ordinary/chuui/mutouroku.html",
"archiveUrl": null,
"archiveCapturedAt": null,
"extractedAt": "2026-05-14T21:13:26.086+00:00",
"translatedAt": null,
"evidenceCheckedAt": null,
"generatedAt": "2026-05-15T17:57:45.957Z"
},
"limitations": [
"RegBase aggregates public Japanese government disclosures and does not provide a credit opinion.",
"English summaries are provided for reference. The original Japanese source is authoritative.",
"Possible or unresolved entity matches should be manually verified before use in a decision."
]
}The original Japanese disclosure is the authoritative record. Use possible or unresolved matches only as leads for manual review.
Language
日本語版を見る (Japanese)Company info
- English name
- Huasutorisati Yun Ying Ze Ren Zhe A Romanized
- Japanese name
- ファーストリサーチ 運営責任者 A
About this recordAggregated and translated from public Japanese government disclosures. The English text is for reference only — authoritative content is the linked Japanese source.