Public risk disclosures

Japan Public Risk Disclosures

Search public Japanese government disclosures that name companies or operators even when the record is not a standard administrative enforcement action. Coverage includes labor standards violation disclosures, FSA warnings for unregistered financial operators, and travel agency sanctions.

Total

3,143

Labor

1,923

FSA warnings

1,158

Travel

62

3,143 public records(page 130 of 158)

1 Jun 2015

シニア・アセット株式会社代表取締役社長 A

Government disclosure record

FSA unregistered operator warningsWarning issued

The solicitation materials indicated that the company was engaged in financial instruments business (investment management) and were sent out. Information was received that the company sent documents titled [Future of Care Welfare Focused on the Future], stating it is an asset management company for healthcare REITs. The solicitation materials are similar to those of [Japan Senior Living Partners Co., Ltd.], which was warned on the same day and is a registered financial instruments business operator impersonating [Japan Senior Living Partners Co., Ltd.].

1 May 2015

株式会社東京財務センター

Government disclosure record

FSA unregistered operator warningsWarning issued

The entity sent solicitation materials and handled the offering or sale of shares. The name of the representative is unknown. There is information that the entity received a notice about an IPO (initial public offering).

1 May 2015

Premium Trading Services Inc.

Government disclosure record

FSA unregistered operator warningsWarning issued

An entity engaged in mediating over-the-counter derivative transactions via the internet, offering services under the name 'PREMIUM TRADING'. They paid a portion of commissions received from overseas FX companies to customers who opened accounts through their website. Several of these FX companies had been warned by authorities.

1 May 2015

Bunny-trade Administration Office

Government disclosure record

FSA unregistered operator warningsWarning issued

Engaged in soliciting over the internet for over-the-counter derivative transactions. The name of the representative is unknown. The service provided by the business is called Bunny-trade.

1 May 2015

Nexttrade Management/Service Office

Government disclosure record

FSA unregistered operator warningsWarning issued

Engaged in solicitation of over-the-counter derivative transactions via the internet. The name of the representative is unknown. The service provided by the business is called Nexttrade.

1 May 2015

Full Rich Limited. CEO A（B）

Government disclosure record

FSA unregistered operator warningsWarning issued

Engaged in soliciting over the internet for over-the-counter derivative transactions. The service provided by the entity is called [FIVE STARS OPTION].

1 May 2015

Delta.P.D Media ltd

Government disclosure record

FSA unregistered operator warningsWarning issued

Engaged in solicitation of over-the-counter derivative transactions via the internet. The name of the representative is unknown. The service provided by the business is called FMTrader.com.

1 May 2015

坂井田有限公司

Government disclosure record

FSA unregistered operator warningsWarning issued

An entity engaged in mediating over-the-counter derivatives transactions via the internet, offering a service called 'Kaigai FX Fan Club'. The entity's representative's name is unknown. The entity's website stated that it would pay a portion of the commissions received from overseas FX companies to customers who opened accounts through the site. Several of these overseas FX companies had been warned by the authorities.

1 May 2015

Fxbinary Management/Service Office

Government disclosure record

FSA unregistered operator warningsWarning issued

Engaged in solicitation of over-the-counter derivative transactions via the internet. The name of the representative is unknown. The service provided by the business is called fxbinary.

1 May 2015

株式会社エムエス【警告時】、株式会社クロスオーバー(※)、株式会社フロンティア(※) 運営責任者 A【警告時】 ※警告後、商号（業者名）の変更が確認できた場合に当該商号を記載している。

Government disclosure record

FSA unregistered operator warningsWarning issued

The entity solicited investment advisory contracts via the internet using services named [Kabu Crown, Nikkei Times]. It was established by JG-company Inc. and two other companies, which had been issued court orders prohibiting and stopping violations of the Financial Instruments and Exchange Act on March 29, 2018, and which are fictitious companies set up to operate websites related to investment advice.

1 May 2015

Government disclosure record

FSA unregistered operator warningsWarning issued

An entity engaged in mediating over-the-counter derivatives transactions via the internet, offering a service called ReturnPIP. The entity's representative's name is unknown. The entity stated on its website that it would pay a portion of the commissions received from overseas FX companies to customers who opened accounts through the site. Some of these overseas FX companies have been warned by the authorities, including Trading Point of Financial Instruments Ltd. (Trading Point, XM.com) and Land Prime Ltd. (LAND-FX).

1 May 2015

Bo-On-Line Service Office

Government disclosure record

FSA unregistered operator warningsWarning issued

The entity was soliciting over the internet for over-the-counter derivative transactions. The name of the representative is unknown. The service provided by the entity is called BO ONLINE.

1 May 2015

BCC株式会社代表者 A

Government disclosure record

FSA unregistered operator warningsWarning issued

The entity solicited advice based on an investment advisory contract via the internet. The service provided by the entity is called [Kabu Concierge].

1 May 2015

Solid-Life Ltd.,（ソリッドライフリミテッド）

Government disclosure record

FSA unregistered operator warningsWarning issued

A business engaged in mediating over-the-counter derivative transactions via the internet, offering a service called [Kaigai FX Kanzen NAVI], and paying a portion of commissions received from overseas FX companies to customers who open accounts through their website. Several of these overseas FX companies have been warned by authorities.

1 May 2015

FinanceJapan（ファイナンスジャパン）運営責任者 A

Government disclosure record

FSA unregistered operator warningsWarning issued

Engaged in solicitation of advice based on an investment advisory contract via the internet.

1 May 2015

Government disclosure record

FSA unregistered operator warningsWarning issued

Engaged in solicitation of over-the-counter derivative transactions via the internet. The name of the representative is unknown. The service provided by the business is called CFD1000.

1 May 2015

株式会社エイチケー運営責任者 A

Government disclosure record

FSA unregistered operator warningsWarning issued

Engaged in soliciting advice based on investment advisory contracts via the internet. The service provided by the entity is called [Real Stock Report].

1 May 2015

Majestic Market Limited 代表者 A

Government disclosure record

FSA unregistered operator warningsWarning issued

Engaged in soliciting advice based on investment advisory contracts via the internet. The service provided by the company is called [Ryuko Kabushiki Toshi Kai].

1 May 2015

Land Prime Ltd.

Government disclosure record

FSA unregistered operator warningsWarning issued

Engaged in soliciting over the internet for over-the-counter derivative transactions. The name of the representative is unknown. The service provided by the operator is called LAND-FX. The operator's location is the same as that of Deal Matrix Limited, which was issued a warning on December 5, 2013.

1 May 2015

Angel Partners Limited

Government disclosure record

FSA unregistered operator warningsWarning issued

Engaged in soliciting over the internet for over-the-counter derivative transactions. The name of the representative is unknown. The service provided by the business is called [1-OptionLogic].

Date	Company / operator	Source	Type	Summary
1 Jun 2015	シニア・アセット株式会社代表取締役社長 A Government disclosure record	FSA unregistered operator warnings	Warning issued	The solicitation materials indicated that the company was engaged in financial instruments business (investment management) and were sent out. Information was received that the company sent documents titled [Future of Care Welfare Focused on the Future], stating it is an asset management company for healthcare REITs. The solicitation materials are similar to those of [Japan Senior Living Partners Co., Ltd.], which was warned on the same day and is a registered financial instruments business operator impersonating [Japan Senior Living Partners Co., Ltd.].
1 May 2015	株式会社東京財務センター Government disclosure record	FSA unregistered operator warnings	Warning issued	The entity sent solicitation materials and handled the offering or sale of shares. The name of the representative is unknown. There is information that the entity received a notice about an IPO (initial public offering).
1 May 2015	Premium Trading Services Inc. Government disclosure record	FSA unregistered operator warnings	Warning issued	An entity engaged in mediating over-the-counter derivative transactions via the internet, offering services under the name 'PREMIUM TRADING'. They paid a portion of commissions received from overseas FX companies to customers who opened accounts through their website. Several of these FX companies had been warned by authorities.
1 May 2015	Bunny-trade Administration Office Government disclosure record	FSA unregistered operator warnings	Warning issued	Engaged in soliciting over the internet for over-the-counter derivative transactions. The name of the representative is unknown. The service provided by the business is called Bunny-trade.
1 May 2015	Nexttrade Management/Service Office Government disclosure record	FSA unregistered operator warnings	Warning issued	Engaged in solicitation of over-the-counter derivative transactions via the internet. The name of the representative is unknown. The service provided by the business is called Nexttrade.
1 May 2015	Full Rich Limited. CEO A（B） Government disclosure record	FSA unregistered operator warnings	Warning issued	Engaged in soliciting over the internet for over-the-counter derivative transactions. The service provided by the entity is called [FIVE STARS OPTION].
1 May 2015	Delta.P.D Media ltd Government disclosure record	FSA unregistered operator warnings	Warning issued	Engaged in solicitation of over-the-counter derivative transactions via the internet. The name of the representative is unknown. The service provided by the business is called FMTrader.com.
1 May 2015	坂井田有限公司 Government disclosure record	FSA unregistered operator warnings	Warning issued	An entity engaged in mediating over-the-counter derivatives transactions via the internet, offering a service called 'Kaigai FX Fan Club'. The entity's representative's name is unknown. The entity's website stated that it would pay a portion of the commissions received from overseas FX companies to customers who opened accounts through the site. Several of these overseas FX companies had been warned by the authorities.
1 May 2015	Fxbinary Management/Service Office Government disclosure record	FSA unregistered operator warnings	Warning issued	Engaged in solicitation of over-the-counter derivative transactions via the internet. The name of the representative is unknown. The service provided by the business is called fxbinary.
1 May 2015	株式会社エムエス【警告時】、株式会社クロスオーバー(※)、株式会社フロンティア(※) 運営責任者 A【警告時】 ※警告後、商号（業者名）の変更が確認できた場合に当該商号を記載している。 Government disclosure record	FSA unregistered operator warnings	Warning issued	The entity solicited investment advisory contracts via the internet using services named [Kabu Crown, Nikkei Times]. It was established by JG-company Inc. and two other companies, which had been issued court orders prohibiting and stopping violations of the Financial Instruments and Exchange Act on March 29, 2018, and which are fictitious companies set up to operate websites related to investment advice.
1 May 2015	JDHY Limited Government disclosure record	FSA unregistered operator warnings	Warning issued	An entity engaged in mediating over-the-counter derivatives transactions via the internet, offering a service called ReturnPIP. The entity's representative's name is unknown. The entity stated on its website that it would pay a portion of the commissions received from overseas FX companies to customers who opened accounts through the site. Some of these overseas FX companies have been warned by the authorities, including Trading Point of Financial Instruments Ltd. (Trading Point, XM.com) and Land Prime Ltd. (LAND-FX).
1 May 2015	Bo-On-Line Service Office Government disclosure record	FSA unregistered operator warnings	Warning issued	The entity was soliciting over the internet for over-the-counter derivative transactions. The name of the representative is unknown. The service provided by the entity is called BO ONLINE.
1 May 2015	BCC株式会社代表者 A Government disclosure record	FSA unregistered operator warnings	Warning issued	The entity solicited advice based on an investment advisory contract via the internet. The service provided by the entity is called [Kabu Concierge].
1 May 2015	Solid-Life Ltd.,（ソリッドライフリミテッド） Government disclosure record	FSA unregistered operator warnings	Warning issued	A business engaged in mediating over-the-counter derivative transactions via the internet, offering a service called [Kaigai FX Kanzen NAVI], and paying a portion of commissions received from overseas FX companies to customers who open accounts through their website. Several of these overseas FX companies have been warned by authorities.
1 May 2015	FinanceJapan（ファイナンスジャパン）運営責任者 A Government disclosure record	FSA unregistered operator warnings	Warning issued	Engaged in solicitation of advice based on an investment advisory contract via the internet.
1 May 2015	CFD1000 UK Government disclosure record	FSA unregistered operator warnings	Warning issued	Engaged in solicitation of over-the-counter derivative transactions via the internet. The name of the representative is unknown. The service provided by the business is called CFD1000.
1 May 2015	株式会社エイチケー運営責任者 A Government disclosure record	FSA unregistered operator warnings	Warning issued	Engaged in soliciting advice based on investment advisory contracts via the internet. The service provided by the entity is called [Real Stock Report].
1 May 2015	Majestic Market Limited 代表者 A Government disclosure record	FSA unregistered operator warnings	Warning issued	Engaged in soliciting advice based on investment advisory contracts via the internet. The service provided by the company is called [Ryuko Kabushiki Toshi Kai].
1 May 2015	Land Prime Ltd. Government disclosure record	FSA unregistered operator warnings	Warning issued	Engaged in soliciting over the internet for over-the-counter derivative transactions. The name of the representative is unknown. The service provided by the operator is called LAND-FX. The operator's location is the same as that of Deal Matrix Limited, which was issued a warning on December 5, 2013.
1 May 2015	Angel Partners Limited Government disclosure record	FSA unregistered operator warnings	Warning issued	Engaged in soliciting over the internet for over-the-counter derivative transactions. The name of the representative is unknown. The service provided by the business is called [1-OptionLogic].

Important context

This list aggregates public Japanese government disclosures. It is not a sanctions list, credit report, legal opinion, or procurement approval system. Verify material records against the linked original Japanese source before making any compliance, credit, or legal decision.