Enforcement record
Issuance of Warning Letter disclosure naming 坂井田有限公司
This page records one action from a Japanese government disclosure, including the published name, governing law, authority, action details, and official source.
Action type
Issuance of Warning Letter
Law
Financial Instruments and Exchange Act
Authority
Financial Services Agency and Local Finance Bureaus
Action date
1 May 2015
RegBase evidence report
Japanese public-record enforcement check
Saveable record of the published action, regulator source, source status, and review notes for internal compliance files.
- Report ID
- RB-EN-ENFORCEMENT-KINSHOHO-BAN-JING-202607271904
- Generated at
- 28 July 2026 at 04:04
- Record URL
- https://regbase.jp/en/enforcement/kinshoho-ban-jing-tian-you-xian-gong-si-20150501
1. Review Summary
| Disclosure name | 坂井田有限公司 | Corporate Number | Not stated in the disclosure |
|---|---|---|---|
| Enforcement record | 1 record | Other confirmed records for this company | Outside this report's scope |
| Action date | 1 May 2015 | Authority | Financial Services Agency and Local Finance Bureaus |
| Law | Financial Instruments and Exchange Act | Action type | Issuance of Warning Letter |
| Source status | Preserved public-source archive recorded | ||
This report summarizes public Japanese government disclosure data held by RegBase. It is not a credit score, sanctions conclusion, legal opinion, or adverse-media determination. Confirm important decisions against the linked official Japanese source.
2. Published Information
| Published name | 坂井田有限公司 |
|---|
3. Enforcement Record
| Target name in disclosure | 坂井田有限公司 |
|---|---|
| Authority | Financial Services Agency and Local Finance Bureaus (金融庁・財務局) |
| Law / action type | Financial Instruments and Exchange Act / Issuance of Warning Letter |
| Action / announcement date | Action: 1 May 2015 / Announcement: 1 May 2015 |
| English summary | An entity engaged in mediating over-the-counter derivatives transactions via the internet. The entity's representative's name is unknown. The service provided by the entity is called 'Kaigai FX Fan Club'. The entity's website stated that it would pay a portion of the commissions received from overseas FX companies to customers who opened accounts through the site. The overseas FX companies involved include those warned by the authorities, such as: Trading Point of Financial Instruments Ltd. (Trading Point, XM.com) as of June 14, 2012; FxPro UK Limited as of June 27, 2013; FxPro Financial Services Ltd as of June 27, 2013; FxNet Ltd as of June 10, 2014; International Capital Markets Pty Ltd (IC Markets) as of June 27, 2014; and Land Prime Ltd. (LAND-FX) as of May 26, 2015. |
| Original Japanese text | インターネットを通じて、店頭デリバティブ取引の媒介を行っていたもの。 代表者等の氏名は「不明」。 当該業者が提供するサービスの名称は「海外FXふぁんくらぶ」である。 当該業者は、ウェブサイトを通じて海外FX会社に口座開設をした顧客に対して、海外FX会社から受領する報酬の一部を支払う旨を記載していた。 なお、上記海外FX会社には当局が警告を行った以下の業者が含まれている。 ・平成24年6月14日付「Trading Point of Financial Instruments Ltd. サービス名：Trading Point、XM.com（XM）」 ・平成25年6月27日付「FxPro UK Limited サービス名：FxPro」 ・平成25年6月27日付「FxPro Financial Services Ltd サービス名：FxPro」 ・平成26年6月10日付「FxNet Ltd（FXNET LIMITED）」 ・平成26年6月27日付「International Capital Markets Pty Ltd サービス名：IC Markets」 ・平成27年5月26日付「Land Prime Ltd. サービス名：LAND-FX」 |
| Official source | https://www.fsa.go.jp/ordinary/chuui/mutouroku.html |
| Source archive | https://kiroku.today/a/9fa660712e7967kc |
| Extraction / evidence timestamps | Extracted: 15 May 2026 at 06:13 / Evidence checked: 28 July 2026 at 01:04 / Archive captured: 16 May 2026 at 03:30 |
4. Business Location and Permit Details
No additional structured business-location or permit fields are recorded for this disclosure.
5. Other Confirmed Records for This Company
This report covers the single government disclosure shown on this page.
Reviewer Notes
| Reviewer | Team / company | ||
|---|---|---|---|
| Review purpose | |||
| Additional notes | |||
- □ Official source URL or archived source was checked.
- □ Corporate Number, address, or other identifiers were reviewed to avoid confusing similarly named entities.
- □ This document is understood as a public-record evidence file, not a credit decision or legal opinion.
Current page: Enforcement record
This screen focuses on one disclosed action: the published name, governing law, authority, facts, source status, and review evidence.
Free report
Save the disclosure record naming 坂井田有限公司
Includes the published name, regulator, governing law, source links, archive status, and reviewer note fields for internal due-diligence files.
Preserved evidence by Kiroku
Review the preserved source for 坂井田有限公司
Open the preserved public source with its capture time, original artifact, available verification data, and downloadable evidence pack.
For developers: JSON integration details
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Action summary
- Company
- 坂井田有限公司Japanese onlyOriginal: 坂井田有限公司
- Governing law
- Financial Instruments and Exchange Act金融商品取引法
- Action type
- Issuance of Warning Letter警告書発出
- Action date
- 1 May 2015
- Issuing authority
- Financial Services Agency and Local Finance Bureaus金融庁・財務局
- Industry context
- 無登録金融商品取引業者（海外）
Violation
An entity engaged in mediating over-the-counter derivatives transactions via the internet. The entity's representative's name is unknown. The service provided by the entity is called 'Kaigai FX Fan Club'. The entity's website stated that it would pay a portion of the commissions received from overseas FX companies to customers who opened accounts through the site. The overseas FX companies involved include those warned by the authorities, such as: Trading Point of Financial Instruments Ltd. (Trading Point, XM.com) as of June 14, 2012; FxPro UK Limited as of June 27, 2013; FxPro Financial Services Ltd as of June 27, 2013; FxNet Ltd as of June 10, 2014; International Capital Markets Pty Ltd (IC Markets) as of June 27, 2014; and Land Prime Ltd. (LAND-FX) as of May 26, 2015.
Show original Japanese text
インターネットを通じて、店頭デリバティブ取引の媒介を行っていたもの。 代表者等の氏名は「不明」。 当該業者が提供するサービスの名称は「海外FXふぁんくらぶ」である。 当該業者は、ウェブサイトを通じて海外FX会社に口座開設をした顧客に対して、海外FX会社から受領する報酬の一部を支払う旨を記載していた。 なお、上記海外FX会社には当局が警告を行った以下の業者が含まれている。 ・平成24年6月14日付「Trading Point of Financial Instruments Ltd. サービス名：Trading Point、XM.com（XM）」 ・平成25年6月27日付「FxPro UK Limited サービス名：FxPro」 ・平成25年6月27日付「FxPro Financial Services Ltd サービス名：FxPro」 ・平成26年6月10日付「FxNet Ltd（FXNET LIMITED）」 ・平成26年6月27日付「International Capital Markets Pty Ltd サービス名：IC Markets」 ・平成27年5月26日付「Land Prime Ltd. サービス名：LAND-FX」
Compliance context
Context neededThis is a public Japanese regulatory disclosure. The exact legal effect depends on the cited source and regulator.
Financial markets law covering securities, investment services, disclosure, and market conduct.
Review the original Japanese source and determine relevance to your counterparty-risk workflow.
This context is an operational aid for review workflows, not a credit opinion or legal conclusion.
Evidence pack
- Extracted at
- 2026-05-14T21:13:26.085+00:00
- Evidence checked
- 2026-07-27T16:04:34.802+00:00
- Archive captured
- 2026-05-15T18:30:47.935052+00:00
Show audit JSON
{
"record": {
"id": "96b6fed2-1bc1-4267-bf6f-ca9cb13e9765",
"url": "https://regbase.jp/en/enforcement/kinshoho-ban-jing-tian-you-xian-gong-si-20150501",
"company_name_original": "坂井田有限公司",
"company_name_registry": null,
"corporate_number": null,
"law": {
"ja": "金融商品取引法",
"en": "Financial Instruments and Exchange Act"
},
"action_type": {
"ja": "警告書発出",
"en": "Issuance of Warning Letter"
},
"authority": {
"ja": "金融庁・財務局",
"en": "Financial Services Agency and Local Finance Bureaus"
}
},
"entity_match": {
"status": "unresolved",
"confidence": 60,
"method": "source_name_only_no_registry_match",
"method_label": "source_name_only_no_registry_match",
"notes": "公表資料の名称は収録しましたが、法人番号へ安全に結び付ける独立証拠が不足しています。"
},
"review": {
"status": "needs_review",
"label": "Needs review"
},
"compliance_context": {
"severity": "Context needed",
"actionMeaning": "This is a public Japanese regulatory disclosure. The exact legal effect depends on the cited source and regulator.",
"practicalNote": "Review the original Japanese source and determine relevance to your counterparty-risk workflow.",
"lawContext": "Financial markets law covering securities, investment services, disclosure, and market conduct."
},
"evidence": {
"recordUrl": "https://regbase.jp/en/enforcement/kinshoho-ban-jing-tian-you-xian-gong-si-20150501",
"officialSourceUrl": "https://www.fsa.go.jp/ordinary/chuui/mutouroku.html",
"officialDocumentUrl": null,
"archiveUrl": "https://kiroku.today/a/9fa660712e7967kc",
"archivedSourceUrl": "https://www.fsa.go.jp/ordinary/chuui/mutouroku.html",
"archiveCapturedAt": "2026-05-15T18:30:47.935052+00:00",
"extractedAt": "2026-05-14T21:13:26.085+00:00",
"translatedAt": "2026-07-06T04:16:39.849+00:00",
"evidenceCheckedAt": "2026-07-27T16:04:34.802+00:00",
"generatedAt": "2026-07-27T19:04:45.693Z"
},
"limitations": [
"RegBase aggregates public Japanese government disclosures and does not provide a credit opinion.",
"English summaries are provided for reference. The original Japanese source is authoritative.",
"Possible or unresolved entity matches should be manually verified before use in a decision."
]
}The original Japanese disclosure is the authoritative record. Use possible or unresolved matches only as leads for manual review.
Language
日本語版を見る (Japanese)About this recordAggregated and translated from public Japanese government disclosures. The English text is for reference only — authoritative content is the linked Japanese source.