Enforcement record

Issuance of Warning Letter disclosure naming Premium Trading Services Inc.

Premium Trading Services Inc. (Financial Instruments and Exchange Act)

This page records one action from a Japanese government disclosure, including the published name, governing law, authority, action details, and official source.

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Financial Instruments and Exchange ActFinancial Services Agency and Local Finance BureausGovernment disclosure1 May 2015

Action type

Issuance of Warning Letter

Law

Financial Instruments and Exchange Act

Authority

Financial Services Agency and Local Finance Bureaus

Action date

1 May 2015

Current page: Enforcement record

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Public-source and preservation status

Publishing authority
Financial Services Agency and Local Finance Bureaus
Official source URL
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Not confirmed; shown under the published name
Kiroku preservation
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Captured: May 16, 2026, 03:30 AM JST

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Action summary

Company
Premium Trading Services Inc.Japanese only
Original: Premium Trading Services Inc.
Governing law
Financial Instruments and Exchange Act
金融商品取引法
Action type
Issuance of Warning Letter
警告書発出
Action date
1 May 2015
Issuing authority
Financial Services Agency and Local Finance Bureaus
金融庁・財務局
Industry context
無登録金融商品取引業者（国内）

Violation

Machine-translated summary — verify against original

An entity engaged in mediating over-the-counter derivative transactions via the internet. The name of the representative is unknown. The service provided by this entity is called 'PREMIUM TRADING'. The entity stated on its website that it would pay a portion of the commissions received from overseas FX companies to customers who opened accounts with those companies through the website. The overseas FX companies involved include those that have been warned by authorities, such as FXDD Malta Limited (FXDD), Trading Point of Financial Instruments Ltd. (Trading Point, XM.com), TF GLOBAL MARKETS LIMITED (ThinkForex), InstaForex Companies Group (InstaForex), FxPro Financial Services Ltd (FxPro), Gallant Capital Markets Ltd. (ギャラントFX), eToro Europe Limited (AmigaFX), FX PRIMUS LIMITED (FXPRIMUS), FxNet Ltd (FXNET LIMITED), and International Capital Markets Pty Ltd (IC Markets).

Show original Japanese text

インターネットを通じて、店頭デリバティブ取引の媒介を行っていたもの。 代表者等の氏名は「不明」。 当該業者が提供するサービスの名称は「PREMIUM TRADING」である。当該業者は、ウェブサイトを通じて海外FX会社に口座開設をした顧客に対して、海外FX会社から受領する報酬の一部を支払う旨を記載していた。なお、上記海外FX会社には当局が警告を行った以下の業者が含まれている。 ・平成22年12月22日付「FXDD Malta Limited サービス名：FXDD」 ・平成24年6月14日付「Trading Point of Financial Instruments Ltd. サービス名：Trading Point、XM.com（XM）」 ・平成24年6月14日付「TF GLOBAL MARKETS LIMITED サービス名：ThinkForex」 ・平成24年6月14日付「InstaForex Companies Group サービス名：InstaForex」 ・平成25年6月27日付「FxPro Financial Services Ltd サービス名：FxPro」 ・平成26年3月31日付「Gallant Capital Markets Ltd. サービス名：ギャラントFX」 ・平成26年3月31日付「eToro Europe Limited サービス名：AmigaFX」 ・平成26年3月31日付「FX PRIMUS LIMITED サービス名：FXPRIMUS」 ・平成26年6月10日付「FxNet Ltd（FXNET LIMITED）」 ・平成26年6月27日付「International Capital Markets Pty Ltd サービス名：IC Markets」

Compliance context

Context needed

This is a public Japanese regulatory disclosure. The exact legal effect depends on the cited source and regulator.

Financial markets law covering securities, investment services, disclosure, and market conduct.

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Language

日本語版を見る (Japanese)

About this recordAggregated and translated from public Japanese government disclosures. The English text is for reference only — authoritative content is the linked Japanese source.