Public risk disclosures
Search public Japanese government disclosures that name companies or operators even when the record is not a standard administrative enforcement action. Coverage includes labor standards violation disclosures, FSA warnings for unregistered financial operators, and travel agency sanctions.
Total
3,143
Labor
1,923
FSA warnings
1,158
Travel
62
3,143 public records(page 131 of 158)
1 May 2015
Seven Oceans Trading Limited 代表者 AGovernment disclosure record
Engaged in soliciting advice based on investment advisory contracts via the internet. The service provided by the entity is called [SPEEDMARKET].
1 Apr 2015
Win-trade Secretary OfficeGovernment disclosure record
Engaged in solicitation of over-the-counter derivative transactions via the internet. The name of the representative is unknown. The service provided by the business is called [Win Trade].
1 Apr 2015
株式会社NEXT 運営責任者 AGovernment disclosure record
Engaged in soliciting advice based on investment advisory contracts via the internet. The service provided by the entity is called [GSP (Global Stock Partners)].
1 Apr 2015
Up ＆ Down Marketing LimitedGovernment disclosure record
The entity was soliciting over the internet for over-the-counter derivative transactions. The name of the representative is unknown. The service provided by the entity is called OneTwoTrade.
1 Apr 2015
兜町相場研究会 販売責任者 AGovernment disclosure record
Engaged in solicitation of advice based on an investment advisory contract via the internet.
1 Apr 2015
安田マテリアル株式会社（英文名：Yasuda Material Co.,Ltd.） 代表取締役 AGovernment disclosure record
The company displayed and sent a company profile claiming to conduct Type 1 and Type 2 Financial Instruments Business. The profile related to pure gold included descriptions of Type 1 (foreign exchange margin trading) and Type 2 (banking and commodity fund operations) financial businesses. The profile was similar to that of the Shibusawa Gold Foundation, which was warned on the same day.
1 Apr 2015
Next Word Technology（ネクストワードテクノロジー） 運営代表者 A（B）Government disclosure record
Engaged in soliciting advice based on investment advisory contracts via the internet. The service provided by the company is called [Next Word Technology Trade].
1 Apr 2015
ADVANCE G Advertising ServicesGovernment disclosure record
The entity was soliciting over the internet for over-the-counter derivative transactions. The name of the representative is unknown. The service provided by the entity is called [OPTION-FREE].
1 Apr 2015
Bank Start Limited Director AGovernment disclosure record
The solicitation materials indicated that the business engaged in financial instruments business (investment management). The business described in a document titled [Limited Power Of Attorney] that it would manage investments based on delegated investment decisions. N Brothers Co., Ltd., which mediated the conclusion of the investment delegation contract with this business, was issued a warning on the same day.
1 Apr 2015
エヌ・ブラザーズ株式会社Government disclosure record
The entity sent solicitation materials and mediated the conclusion of a contract whereby a customer entrusted the investment decision for over-the-counter derivatives to the entity and contracted for the management of funds. The name of the representative is unknown. The entity mediated the conclusion of an investment discretionary contract with Bank Start Limited, which was issued a warning on the same day.
1 Apr 2015
財団法人渋沢貴金属 代表 AGovernment disclosure record
The company displayed and sent a company profile stating it conducts financial instruments business (Type 1 and Type 2 Financial Instruments Business). The profile related to pure gold included descriptions of Type 1 Financial Instruments Business (foreign exchange margin trading) and Type 2 Financial Instruments Business (banking and commodity fund operations). The profile is similar to that of Yasuda Material Co., Ltd., which was warned on the same day.
1 Apr 2015
ナショナルホールディングス株式会社Government disclosure record
An entity entered into a contract to be entrusted with investment decisions for market derivatives trading and managed funds accordingly. The name of the representative is unknown. It is reported that the entity was solicited by the operator to purchase an automatic trading software for Nikkei 225 options trading, and after purchasing, was instructed by a securities company to open an account and was asked to notify the operator of the account ID and password.
1 Mar 2015
株式会社ジャパンテクノロジーシステムズ 代表取締役 AGovernment disclosure record
A company mediated the conclusion of contracts through the internet, whereby customers entrusted investment decisions for over-the-counter derivatives and the management of funds. After being solicited and purchasing FX automated trading software from the company, customers were instructed to open accounts with FFCN.Ltd., and after account opening, they were asked to submit a document titled [LIMITED POWER OF ATTORNEY], which states that they entrust investment decisions to another company. FFCN.Ltd. was warned on November 12, 2014, for conducting financial instruments business without registration.
1 Mar 2015
株式会社クラウド 代表取締役社長 AGovernment disclosure record
Engaged in soliciting advice based on investment advisory contracts via the internet. The service provided by the entity is called [Japan Stock Group].
1 Mar 2015
Thrive Mode LimitedGovernment disclosure record
Engaged in soliciting over the internet for over-the-counter derivatives trading. The name of the representative is unknown. The service provided by the operator is called 'Thrive mode'. The operator's location is the same as that of FinalCashBank, Inc., which was issued a warning on October 12, 2012.
1 Mar 2015
MHGG Tech Solutions Ltd.Government disclosure record
Engaged in solicitation of over-the-counter derivative transactions via the internet. The name of the representative is unknown. The service offered by the operator is called NRGbinary, which is the same as the service provided by NRG Capital (Cyprus) Limited, which was warned on March 31, 2014.
1 Mar 2015
CapWay Markets LimitedGovernment disclosure record
Engaged in soliciting over the internet for over-the-counter derivative transactions. The name of the representative is unknown. The services provided are called [BinaryserviceProvider], which is the same as the service name offered by [BinaryOptions Service Provider Ltd.] that was warned on December 25, 2014, and [FOREX IN].
1 Mar 2015
東邦アセットマネジメント株式会社 代表取締役社長 AGovernment disclosure record
The entity sent solicitation materials and solicited the purchase of unlisted shares, while also indicating that it conducts Type 1 and Type 2 Financial Instruments Business, Investment Advisory, Agency, and Investment Management Business. It is reported that the entity provided documents such as a Securities Transfer Agreement and a Stock Appraisal Report indicating the appraisal value of the unlisted shares.
1 Mar 2015
マネックス証券株式会社（詐称）Government disclosure record
The individual engaged in soliciting and handling the offering or private placement of stocks after sending solicitation materials. They falsely claimed to be affiliated with Monex Securities Inc., a registered financial instruments business operator, by impersonating its trade name and address. After sending application forms for a lottery sale of IPO stocks titled 'IPO Stocks Limited Access!!', they received reports of calls from other companies requesting to borrow the account name, claiming that envelopes had been received. The IPO Stocks Planning and Sales Department does not actually exist within Monex Securities Inc.
1 Mar 2015
Gridley Enterprises SAGovernment disclosure record
Engaged in solicitation of over-the-counter derivative transactions via the internet. The name of the representative is unknown. The service provided by the business is called FOREX BROKER INC.
| Date | Company / operator | Source | Type | Summary |
|---|---|---|---|---|
| 1 May 2015 | Seven Oceans Trading Limited 代表者 A Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in soliciting advice based on investment advisory contracts via the internet. The service provided by the entity is called [SPEEDMARKET]. |
| 1 Apr 2015 | Win-trade Secretary Office Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in solicitation of over-the-counter derivative transactions via the internet. The name of the representative is unknown. The service provided by the business is called [Win Trade]. |
| 1 Apr 2015 | 株式会社NEXT 運営責任者 A Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in soliciting advice based on investment advisory contracts via the internet. The service provided by the entity is called [GSP (Global Stock Partners)]. |
| 1 Apr 2015 | Up ＆ Down Marketing Limited Government disclosure record | FSA unregistered operator warnings | Warning issued | The entity was soliciting over the internet for over-the-counter derivative transactions. The name of the representative is unknown. The service provided by the entity is called OneTwoTrade. |
| 1 Apr 2015 | 兜町相場研究会 販売責任者 A Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in solicitation of advice based on an investment advisory contract via the internet. |
| 1 Apr 2015 | 安田マテリアル株式会社（英文名：Yasuda Material Co.,Ltd.） 代表取締役 A Government disclosure record | FSA unregistered operator warnings | Warning issued | The company displayed and sent a company profile claiming to conduct Type 1 and Type 2 Financial Instruments Business. The profile related to pure gold included descriptions of Type 1 (foreign exchange margin trading) and Type 2 (banking and commodity fund operations) financial businesses. The profile was similar to that of the Shibusawa Gold Foundation, which was warned on the same day. |
| 1 Apr 2015 | Next Word Technology（ネクストワードテクノロジー） 運営代表者 A（B） Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in soliciting advice based on investment advisory contracts via the internet. The service provided by the company is called [Next Word Technology Trade]. |
| 1 Apr 2015 | ADVANCE G Advertising Services Government disclosure record | FSA unregistered operator warnings | Warning issued | The entity was soliciting over the internet for over-the-counter derivative transactions. The name of the representative is unknown. The service provided by the entity is called [OPTION-FREE]. |
| 1 Apr 2015 | Bank Start Limited Director A Government disclosure record | FSA unregistered operator warnings | Warning issued | The solicitation materials indicated that the business engaged in financial instruments business (investment management). The business described in a document titled [Limited Power Of Attorney] that it would manage investments based on delegated investment decisions. N Brothers Co., Ltd., which mediated the conclusion of the investment delegation contract with this business, was issued a warning on the same day. |
| 1 Apr 2015 | エヌ・ブラザーズ株式会社 Government disclosure record | FSA unregistered operator warnings | Warning issued | The entity sent solicitation materials and mediated the conclusion of a contract whereby a customer entrusted the investment decision for over-the-counter derivatives to the entity and contracted for the management of funds. The name of the representative is unknown. The entity mediated the conclusion of an investment discretionary contract with Bank Start Limited, which was issued a warning on the same day. |
| 1 Apr 2015 | 財団法人渋沢貴金属 代表 A Government disclosure record | FSA unregistered operator warnings | Warning issued | The company displayed and sent a company profile stating it conducts financial instruments business (Type 1 and Type 2 Financial Instruments Business). The profile related to pure gold included descriptions of Type 1 Financial Instruments Business (foreign exchange margin trading) and Type 2 Financial Instruments Business (banking and commodity fund operations). The profile is similar to that of Yasuda Material Co., Ltd., which was warned on the same day. |
| 1 Apr 2015 | ナショナルホールディングス株式会社 Government disclosure record | FSA unregistered operator warnings | Warning issued | An entity entered into a contract to be entrusted with investment decisions for market derivatives trading and managed funds accordingly. The name of the representative is unknown. It is reported that the entity was solicited by the operator to purchase an automatic trading software for Nikkei 225 options trading, and after purchasing, was instructed by a securities company to open an account and was asked to notify the operator of the account ID and password. |
| 1 Mar 2015 | 株式会社ジャパンテクノロジーシステムズ 代表取締役 A Government disclosure record | FSA unregistered operator warnings | Warning issued | A company mediated the conclusion of contracts through the internet, whereby customers entrusted investment decisions for over-the-counter derivatives and the management of funds. After being solicited and purchasing FX automated trading software from the company, customers were instructed to open accounts with FFCN.Ltd., and after account opening, they were asked to submit a document titled [LIMITED POWER OF ATTORNEY], which states that they entrust investment decisions to another company. FFCN.Ltd. was warned on November 12, 2014, for conducting financial instruments business without registration. |
| 1 Mar 2015 | 株式会社クラウド 代表取締役社長 A Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in soliciting advice based on investment advisory contracts via the internet. The service provided by the entity is called [Japan Stock Group]. |
| 1 Mar 2015 | Thrive Mode Limited Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in soliciting over the internet for over-the-counter derivatives trading. The name of the representative is unknown. The service provided by the operator is called 'Thrive mode'. The operator's location is the same as that of FinalCashBank, Inc., which was issued a warning on October 12, 2012. |
| 1 Mar 2015 | MHGG Tech Solutions Ltd. Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in solicitation of over-the-counter derivative transactions via the internet. The name of the representative is unknown. The service offered by the operator is called NRGbinary, which is the same as the service provided by NRG Capital (Cyprus) Limited, which was warned on March 31, 2014. |
| 1 Mar 2015 | CapWay Markets Limited Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in soliciting over the internet for over-the-counter derivative transactions. The name of the representative is unknown. The services provided are called [BinaryserviceProvider], which is the same as the service name offered by [BinaryOptions Service Provider Ltd.] that was warned on December 25, 2014, and [FOREX IN]. |
| 1 Mar 2015 | 東邦アセットマネジメント株式会社 代表取締役社長 A Government disclosure record | FSA unregistered operator warnings | Warning issued | The entity sent solicitation materials and solicited the purchase of unlisted shares, while also indicating that it conducts Type 1 and Type 2 Financial Instruments Business, Investment Advisory, Agency, and Investment Management Business. It is reported that the entity provided documents such as a Securities Transfer Agreement and a Stock Appraisal Report indicating the appraisal value of the unlisted shares. |
| 1 Mar 2015 | マネックス証券株式会社（詐称） Government disclosure record | FSA unregistered operator warnings | Warning issued | The individual engaged in soliciting and handling the offering or private placement of stocks after sending solicitation materials. They falsely claimed to be affiliated with Monex Securities Inc., a registered financial instruments business operator, by impersonating its trade name and address. After sending application forms for a lottery sale of IPO stocks titled 'IPO Stocks Limited Access!!', they received reports of calls from other companies requesting to borrow the account name, claiming that envelopes had been received. The IPO Stocks Planning and Sales Department does not actually exist within Monex Securities Inc. |
| 1 Mar 2015 | Gridley Enterprises SA Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in solicitation of over-the-counter derivative transactions via the internet. The name of the representative is unknown. The service provided by the business is called FOREX BROKER INC. |
Important context
This list aggregates public Japanese government disclosures. It is not a sanctions list, credit report, legal opinion, or procurement approval system. Verify material records against the linked original Japanese source before making any compliance, credit, or legal decision.