Public risk disclosures
Search public Japanese government disclosures that name companies or operators even when the record is not a standard administrative enforcement action. Coverage includes labor standards violation disclosures, FSA warnings for unregistered financial operators, and travel agency sanctions.
Total
3,143
Labor
1,923
FSA warnings
1,158
Travel
62
3,143 public records(page 132 of 158)
1 Mar 2015
株式会社メルシー 代表取締役 AGovernment disclosure record
An entity sent solicitation materials and mediated the委託 of stock trading. They received a telephone solicitation regarding IPOs (initial public offerings), after which materials including company overview were sent. Additionally, there is information that they concluded an investment business partnership agreement with the entity.
1 Mar 2015
Option-Winner Administrator OfficeGovernment disclosure record
Engaged in soliciting over the internet for over-the-counter derivatives trading. The name of the representative is unknown. The service provided by the operator is called [OPTION WINNER], which is the same as the service provided by [Express Services Limited.] that was warned on November 12, 2014.
1 Mar 2015
株式会社リーブラ（LIBRA） 代表取締役社長 AGovernment disclosure record
The entity sent solicitation materials and mediated the commission of stock trading. They received a phone solicitation from the entity regarding the purchase of listed stocks, and after transferring funds to an account designated by the entity, they received a document titled [Trade Report] that listed the stocks involved.
1 Mar 2015
A B C グローバルエコシス株式会社 代表取締役 DGovernment disclosure record
Quest Capital Management Limited (Registered as a Qualified Institutional Investor Special Business Operator) was handling the solicitation or private placement of funds for which it manages or operates assets. This was revealed as a result of an inspection by the Securities and Exchange Surveillance Commission.
1 Mar 2015
株式会社FPコンシェルジュサーチ 代表取締役 AGovernment disclosure record
The entity sent solicitation materials and solicited the purchase of unlisted stocks. It is reported that, in addition to the Securities Transfer Agreement, the entity received documents such as a Stock Quotation Price Assessment indicating estimated prices for unlisted stocks.
1 Mar 2015
2Selections Secretarial OfficeGovernment disclosure record
Engaged in solicitation of over-the-counter derivative transactions via the internet. The name of the representative is unknown. The service provided by the operator is called [2Selections], which is the same as the service offered by [Outback Consulting Group Limited], which was issued a warning on November 12, 2014.
1 Mar 2015
Binary-chart Administration OfficeGovernment disclosure record
Engaged in soliciting over the internet for over-the-counter derivative transactions. The name of the representative is unknown. The service offered is called [Binary Chart (binarychart)], which is the same as the service provided by [Neo Marketing and Holdings Ltd], which was issued a warning on November 12, 2014.
1 Mar 2015
Binary30 Management OfficeGovernment disclosure record
Engaged in soliciting over the internet for over-the-counter derivative transactions. The name of the representative is unknown. The service provided by the operator is called [BINARY30], which is the same as the service offered by [Express Services Limited.] that was warned on November 12, 2014.
1 Mar 2015
Binary-60 Secretary OfficeGovernment disclosure record
Engaged in soliciting over the internet for over-the-counter derivative transactions. The name of the representative is unknown. The service provided by the operator is called [binary60], which is the same as the service offered by [Neo Marketing and Holdings Ltd], which was issued a warning on November 12, 2014.
1 Mar 2015
Option99 Management Company.Government disclosure record
Engaged in soliciting over the internet for over-the-counter derivative transactions. The name of the representative is unknown. The service provided by the operator is called [option99.com], which is the same as the service offered by [ATM Holdings Limited], which was issued a warning on July 17, 2014.
1 Mar 2015
My Trades 運営事務局Government disclosure record
The entity solicited over-the-internet for over-the-counter derivative transactions. The name of the representative is unknown. The service offered is called [MY TRADE (my-trades, Maito-reedo)], which is the same as the service provided by [ATM Holdings Limited] and [WPS Marketing LTD], both of which were issued warnings on July 17, 2014, and February 12, 2015, respectively.
1 Mar 2015
株式会社HERITAGE 代表取締役 AGovernment disclosure record
A company mediated the conclusion of contracts where customers entrusted investment decisions for over-the-counter derivatives and money management via the internet. After being solicited and purchasing an FX automated trading software from the company, customers were instructed to open accounts with TRUST FF STATION and were asked to submit a document titled [LIMITED POWER OF ATTORNEY] authorizing investment decisions to another company after account opening. TRUST FF STATION was warned on July 17, 2014, for conducting financial instruments business without registration.
1 Mar 2015
Blue Dragon Global LimitedGovernment disclosure record
The entity was soliciting over the internet for over-the-counter derivative transactions. The name of the representative is unknown. The service provided by the entity is called Blue Ocean Forex.
1 Mar 2015
A1-op Management OfficeGovernment disclosure record
Engaged in solicitation of over-the-counter derivative transactions via the internet. The name of the representative is unknown. The service offered by the operator is called [A1 OPTION], which is the same as the service provided by [Neo Marketing and Holdings Ltd], which was issued a warning on November 12, 2014.
1 Mar 2015
FineOption Management & Secretary OfficeGovernment disclosure record
Engaged in soliciting over the internet for over-the-counter derivatives trading. The name of the representative is unknown. The service provided by the operator is called FINEOPTION (FinesOption), which is the same as the service offered by Express Services Limited., which was issued a warning on November 12, 2014.
1 Mar 2015
アンコラキャピタルパートナーズ有限責任組合 （Ancora Capital Partners Limited）Government disclosure record
The company displayed and sent a company profile indicating it engaged in financial instruments business (investment management). The name of the representative was unknown. The company impersonated Ancora Capital Partners Limited, which was registered as a qualified institutional investor special case business operator. There are reports that the company contacted individuals by phone, soliciting investments in other funds to recover past investment damages. The company profile is similar to those of Vanguard Capital Investment LLC, which was warned on August 30, 2013, and Arul Capital Partners LLC, warned on October 16, 2013.
1 Mar 2015
joytrade companyGovernment disclosure record
Engaged in soliciting over the internet for over-the-counter derivatives trading. The name of the representative is unknown. The service provided by the operator is called [Joy Trade (JOY TRADE)], which is the same as the service offered by [Rise Rush Company Limited], which was issued a warning on November 12, 2014.
1 Mar 2015
MiracleOption Service OfficeGovernment disclosure record
An entity solicited over the internet for over-the-counter derivative transactions. The name of the representative is unknown. The service offered is called MiracleOption, which is the same as the service provided by Express Services Limited, which was warned on November 12, 2014.
1 Feb 2015
株式会社五つ星 代表取締役 A 前代表取締役（行為者）BGovernment disclosure record
Provided investment advice on Nikkei 225 mini trading to customers.
1 Feb 2015
Nelly株式会社 代表取締役 AGovernment disclosure record
Sent solicitation materials and solicited stock purchases. After sending materials stating 'recover stolen money from unlisted stock fraud,' information was received that another company introduced by the same business recommended purchasing other stocks as a condition for buying stocks.
| Date | Company / operator | Source | Type | Summary |
|---|---|---|---|---|
| 1 Mar 2015 | 株式会社メルシー 代表取締役 A Government disclosure record | FSA unregistered operator warnings | Warning issued | An entity sent solicitation materials and mediated the委託 of stock trading. They received a telephone solicitation regarding IPOs (initial public offerings), after which materials including company overview were sent. Additionally, there is information that they concluded an investment business partnership agreement with the entity. |
| 1 Mar 2015 | Option-Winner Administrator Office Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in soliciting over the internet for over-the-counter derivatives trading. The name of the representative is unknown. The service provided by the operator is called [OPTION WINNER], which is the same as the service provided by [Express Services Limited.] that was warned on November 12, 2014. |
| 1 Mar 2015 | 株式会社リーブラ（LIBRA） 代表取締役社長 A Government disclosure record | FSA unregistered operator warnings | Warning issued | The entity sent solicitation materials and mediated the commission of stock trading. They received a phone solicitation from the entity regarding the purchase of listed stocks, and after transferring funds to an account designated by the entity, they received a document titled [Trade Report] that listed the stocks involved. |
| 1 Mar 2015 | A B C グローバルエコシス株式会社 代表取締役 D Government disclosure record | FSA unregistered operator warnings | Warning issued | Quest Capital Management Limited (Registered as a Qualified Institutional Investor Special Business Operator) was handling the solicitation or private placement of funds for which it manages or operates assets. This was revealed as a result of an inspection by the Securities and Exchange Surveillance Commission. |
| 1 Mar 2015 | 株式会社FPコンシェルジュサーチ 代表取締役 A Government disclosure record | FSA unregistered operator warnings | Warning issued | The entity sent solicitation materials and solicited the purchase of unlisted stocks. It is reported that, in addition to the Securities Transfer Agreement, the entity received documents such as a Stock Quotation Price Assessment indicating estimated prices for unlisted stocks. |
| 1 Mar 2015 | 2Selections Secretarial Office Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in solicitation of over-the-counter derivative transactions via the internet. The name of the representative is unknown. The service provided by the operator is called [2Selections], which is the same as the service offered by [Outback Consulting Group Limited], which was issued a warning on November 12, 2014. |
| 1 Mar 2015 | Binary-chart Administration Office Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in soliciting over the internet for over-the-counter derivative transactions. The name of the representative is unknown. The service offered is called [Binary Chart (binarychart)], which is the same as the service provided by [Neo Marketing and Holdings Ltd], which was issued a warning on November 12, 2014. |
| 1 Mar 2015 | Binary30 Management Office Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in soliciting over the internet for over-the-counter derivative transactions. The name of the representative is unknown. The service provided by the operator is called [BINARY30], which is the same as the service offered by [Express Services Limited.] that was warned on November 12, 2014. |
| 1 Mar 2015 | Binary-60 Secretary Office Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in soliciting over the internet for over-the-counter derivative transactions. The name of the representative is unknown. The service provided by the operator is called [binary60], which is the same as the service offered by [Neo Marketing and Holdings Ltd], which was issued a warning on November 12, 2014. |
| 1 Mar 2015 | Option99 Management Company. Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in soliciting over the internet for over-the-counter derivative transactions. The name of the representative is unknown. The service provided by the operator is called [option99.com], which is the same as the service offered by [ATM Holdings Limited], which was issued a warning on July 17, 2014. |
| 1 Mar 2015 | My Trades 運営事務局 Government disclosure record | FSA unregistered operator warnings | Warning issued | The entity solicited over-the-internet for over-the-counter derivative transactions. The name of the representative is unknown. The service offered is called [MY TRADE (my-trades, Maito-reedo)], which is the same as the service provided by [ATM Holdings Limited] and [WPS Marketing LTD], both of which were issued warnings on July 17, 2014, and February 12, 2015, respectively. |
| 1 Mar 2015 | 株式会社HERITAGE 代表取締役 A Government disclosure record | FSA unregistered operator warnings | Warning issued | A company mediated the conclusion of contracts where customers entrusted investment decisions for over-the-counter derivatives and money management via the internet. After being solicited and purchasing an FX automated trading software from the company, customers were instructed to open accounts with TRUST FF STATION and were asked to submit a document titled [LIMITED POWER OF ATTORNEY] authorizing investment decisions to another company after account opening. TRUST FF STATION was warned on July 17, 2014, for conducting financial instruments business without registration. |
| 1 Mar 2015 | Blue Dragon Global Limited Government disclosure record | FSA unregistered operator warnings | Warning issued | The entity was soliciting over the internet for over-the-counter derivative transactions. The name of the representative is unknown. The service provided by the entity is called Blue Ocean Forex. |
| 1 Mar 2015 | A1-op Management Office Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in solicitation of over-the-counter derivative transactions via the internet. The name of the representative is unknown. The service offered by the operator is called [A1 OPTION], which is the same as the service provided by [Neo Marketing and Holdings Ltd], which was issued a warning on November 12, 2014. |
| 1 Mar 2015 | FineOption Management & Secretary Office Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in soliciting over the internet for over-the-counter derivatives trading. The name of the representative is unknown. The service provided by the operator is called FINEOPTION (FinesOption), which is the same as the service offered by Express Services Limited., which was issued a warning on November 12, 2014. |
| 1 Mar 2015 | アンコラキャピタルパートナーズ有限責任組合 （Ancora Capital Partners Limited） Government disclosure record | FSA unregistered operator warnings | Warning issued | The company displayed and sent a company profile indicating it engaged in financial instruments business (investment management). The name of the representative was unknown. The company impersonated Ancora Capital Partners Limited, which was registered as a qualified institutional investor special case business operator. There are reports that the company contacted individuals by phone, soliciting investments in other funds to recover past investment damages. The company profile is similar to those of Vanguard Capital Investment LLC, which was warned on August 30, 2013, and Arul Capital Partners LLC, warned on October 16, 2013. |
| 1 Mar 2015 | joytrade company Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in soliciting over the internet for over-the-counter derivatives trading. The name of the representative is unknown. The service provided by the operator is called [Joy Trade (JOY TRADE)], which is the same as the service offered by [Rise Rush Company Limited], which was issued a warning on November 12, 2014. |
| 1 Mar 2015 | MiracleOption Service Office Government disclosure record | FSA unregistered operator warnings | Warning issued | An entity solicited over the internet for over-the-counter derivative transactions. The name of the representative is unknown. The service offered is called MiracleOption, which is the same as the service provided by Express Services Limited, which was warned on November 12, 2014. |
| 1 Feb 2015 | 株式会社五つ星 代表取締役 A 前代表取締役（行為者）B Government disclosure record | FSA unregistered operator warnings | Warning issued | Provided investment advice on Nikkei 225 mini trading to customers. |
| 1 Feb 2015 | Nelly株式会社 代表取締役 A Government disclosure record | FSA unregistered operator warnings | Warning issued | Sent solicitation materials and solicited stock purchases. After sending materials stating 'recover stolen money from unlisted stock fraud,' information was received that another company introduced by the same business recommended purchasing other stocks as a condition for buying stocks. |
Important context
This list aggregates public Japanese government disclosures. It is not a sanctions list, credit report, legal opinion, or procurement approval system. Verify material records against the linked original Japanese source before making any compliance, credit, or legal decision.