Public risk disclosures
Search public Japanese government disclosures that name companies or operators even when the record is not a standard administrative enforcement action. Coverage includes labor standards violation disclosures, FSA warnings for unregistered financial operators, and travel agency sanctions.
Total
3,047
Labor
1,837
FSA warnings
1,148
Travel
62
3,047 public records(page 132 of 153)
1 Jul 2014
Grand City Asia Pacific Limited （取締役 A）Government disclosure record
Funds invested in foreign exchange margin trading and Nikkei 225 futures trading were used for operations. This was revealed as a result of an inspection of G3 Corporation by the Securities and Exchange Surveillance Commission.
1 Jul 2014
プラス株式会社Government disclosure record
An entity sent solicitation materials and handled the offering of unlisted shares. The name of the representative is unknown. The entity falsely claimed to be Plus Corporation and used its website, but is not related to the actual company. The entity received a phone call soliciting the purchase of unlisted shares of another company scheduled to be listed, and subsequently sent materials titled [Public Offering Stock Information]. These materials claimed that the issuing company of the unlisted shares was scheduled to be listed, but this is not true.
1 Jul 2014
TRUST FF STATIONGovernment disclosure record
Engaged in over-the-counter derivative trading via the internet. The name of the representative is unknown. There are reports that users are required to open accounts with the operator to use FX automated trading software sold by other companies, and that despite having account balances, withdrawals cannot be made.
1 Jul 2014
株式会社スマートエコロジーGovernment disclosure record
The entity sent solicitation materials and conducted募集 or private placement of a fund related to natural energy power generation. The name of the representative is unknown. It was reported that the entity received solicitation materials for a solar power fund and a phone call indicating they would pick up the materials if not needed.
1 Jul 2014
ジャパンネクスト株式会社 代表取締役社長 AGovernment disclosure record
The entity sent solicitation materials and conducted fundraising or private placement for a fund (regional energy business). The solicitation materials from the entity stated that it was a Type II Financial Instruments Business Operator and falsely claimed to be registered as a financial instruments business operator with registration number Kanto Finance Bureau Director (Kinsho) No. 1927, under the name Ohisama Energy Fund Co., Ltd.
1 Jul 2014
合同会社アイエムエムGovernment disclosure record
The entity sent solicitation materials and conducted the solicitation or private placement of a fund (diversified investment-type securities). The name of the representative was unknown. The entity falsely claimed to be a registered qualified institutional investor special case business operator.
1 Jul 2014
Fairness LimitedGovernment disclosure record
An entity solicited customers via the internet to enter into contracts to entrust investment decisions for over-the-counter derivatives and to operate funds, claiming to manage customer funds through automated trading systems and discretionary trading. FXDD Malta Limited was warned by the Financial Services Agency on December 22, 2010, for conducting financial instruments business without registration.
1 Jul 2014
Techlog Capital Markets ltd（株式会社Techlog Capital Markets） 代表者 AGovernment disclosure record
The entity was soliciting over the internet for over-the-counter derivative transactions. The service offered by the entity is called [Opteck-jp], which is the same as that provided by [Bnet online LTD.], which was warned on February 3, 2014.
1 Jul 2014
SEVEN STAR LimitedGovernment disclosure record
Engaged in solicitation of over-the-counter derivative transactions via the internet. The name of the representative is unknown. The service provided by the operator is called 'Option Ring.' The operator previously listed its company name as 'SEVEN STAR MANAGEMENT Limited' on its website.
1 Jul 2014
Novox Capital Ltd.Government disclosure record
Engaged in solicitation of over-the-counter derivative transactions via the internet. The name of the representative is unknown. The service provided by the operator is called OptionBit. The operator also provides another service called OptionXP. (Added on October 22, 2014)
1 Jun 2014
International Capital Markets Pty LtdGovernment disclosure record
Engaged in solicitation of over-the-counter derivative transactions via the internet. The name of the representative is unknown. The service operated by the business is called IC Markets.
1 Jun 2014
株式会社クラーチ・フォルスト 代表取締役 AGovernment disclosure record
Engaged in private offering and investment management of a fund (foreign exchange margin trading type).
1 Jun 2014
株式会社オリンピア 代表取締役 AGovernment disclosure record
The entity sent solicitation materials and conducted the募集 or private placement of a fund (diversified investment type of securities). There was a report that after another company received a document from this entity, they called to request contact if the document was received, and subsequently, the entity sent a document titled [Olympia Platinum No. 1 Anonymous Partnership【Anonymous Partnership Contract (Pre-Contract Delivery Document)】]. The entity falsely claimed to be a qualified institutional investor exception business operator. The solicitation materials are similar to those of [Asumiru Corporation], which was warned on the same day.
1 Jun 2014
アジア総研株式会社 代表取締役 AGovernment disclosure record
A company solicited stock purchases after sending promotional materials, claiming to facilitate the purchase of shares of Ashikaga Holdings Co., Ltd. The company received a call from the business, which solicited proxy purchase applications for the shares, assuming the purchase. Subsequently, a document titled 'Purchase Guarantee Certificate' was sent. The company falsely claimed to be Japan Asia Securities Co., Ltd., registered with the Kanto Finance Bureau (Registration No. 134), and impersonated Japan Asia General Research Institute Co., Ltd., which is a real company. A warning was issued to the same-named company on November 9, 2012.
1 Jun 2014
株式会社ワールドヴューコミュニケーション 代表取締役社長 AGovernment disclosure record
Asumiru Corporation was involved in mediating securities transactions by sending contracts titled 'Securities Sale and Purchase Agreement' for a fund it organized. The Kanto Local Finance Bureau issued a warning to Asumiru Corporation on June 27, 2014, for conducting financial instruments business without registration.
1 Jun 2014
株式会社福祉ヘルパーネット 代表取締役 AGovernment disclosure record
The operator sent solicitation materials and conducted stock purchases. They received a call from the operator offering to buy unlisted stocks, and agreed to sell their stocks. Subsequently, they received a document titled [Ringi-sho and Kessai-sho]. Additionally, a forged document resembling materials published on a caregiving welfare organization's website was also sent.
1 Jun 2014
TT Web Services Ltd.Government disclosure record
A company solicited over the internet for over-the-counter derivative trading mediation under the service name [Overseas FX CASHBACK-Victory], despite being warned by authorities for unregistered financial instruments business, referencing multiple entities previously warned.
1 Jun 2014
RODELER LIMITEDGovernment disclosure record
An entity engaged in soliciting over the internet for over-the-counter derivative transactions. The name of the representative is unknown. The service operated by the entity is called 24option.com (24option), which is the same as 247 Holdings Group Ltd., warned on June 14, 2012. The entity conducts telephone solicitations claiming to provide 'special information' in addition to its Japanese website, and there are reports that clients are forced to open accounts at seminars hosted by other operators, and that after opening accounts, withdrawals are refused without basis.
1 Jun 2014
FxNet Ltd（FXNET LIMITED）Government disclosure record
Engaged in solicitation of over-the-counter derivative transactions via the internet. The name of the representative is unknown.
1 Jun 2014
FUTURE CAPITAL MARKETSGovernment disclosure record
Engaged in solicitation of over-the-counter derivative transactions via the internet. The name of the representative is unknown. There are reports that users are forced to open accounts with the operator to use FX automated trading software sold by other companies, and that the operator cannot be contacted, preventing withdrawals despite having account balances.
| Date | Company / operator | Source | Type | Summary |
|---|---|---|---|---|
| 1 Jul 2014 | Grand City Asia Pacific Limited （取締役 A） Government disclosure record | FSA unregistered operator warnings | Warning issued | Funds invested in foreign exchange margin trading and Nikkei 225 futures trading were used for operations. This was revealed as a result of an inspection of G3 Corporation by the Securities and Exchange Surveillance Commission. |
| 1 Jul 2014 | プラス株式会社 Government disclosure record | FSA unregistered operator warnings | Warning issued | An entity sent solicitation materials and handled the offering of unlisted shares. The name of the representative is unknown. The entity falsely claimed to be Plus Corporation and used its website, but is not related to the actual company. The entity received a phone call soliciting the purchase of unlisted shares of another company scheduled to be listed, and subsequently sent materials titled [Public Offering Stock Information]. These materials claimed that the issuing company of the unlisted shares was scheduled to be listed, but this is not true. |
| 1 Jul 2014 | TRUST FF STATION Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in over-the-counter derivative trading via the internet. The name of the representative is unknown. There are reports that users are required to open accounts with the operator to use FX automated trading software sold by other companies, and that despite having account balances, withdrawals cannot be made. |
| 1 Jul 2014 | 株式会社スマートエコロジー Government disclosure record | FSA unregistered operator warnings | Warning issued | The entity sent solicitation materials and conducted募集 or private placement of a fund related to natural energy power generation. The name of the representative is unknown. It was reported that the entity received solicitation materials for a solar power fund and a phone call indicating they would pick up the materials if not needed. |
| 1 Jul 2014 | ジャパンネクスト株式会社 代表取締役社長 A Government disclosure record | FSA unregistered operator warnings | Warning issued | The entity sent solicitation materials and conducted fundraising or private placement for a fund (regional energy business). The solicitation materials from the entity stated that it was a Type II Financial Instruments Business Operator and falsely claimed to be registered as a financial instruments business operator with registration number Kanto Finance Bureau Director (Kinsho) No. 1927, under the name Ohisama Energy Fund Co., Ltd. |
| 1 Jul 2014 | 合同会社アイエムエム Government disclosure record | FSA unregistered operator warnings | Warning issued | The entity sent solicitation materials and conducted the solicitation or private placement of a fund (diversified investment-type securities). The name of the representative was unknown. The entity falsely claimed to be a registered qualified institutional investor special case business operator. |
| 1 Jul 2014 | Fairness Limited Government disclosure record | FSA unregistered operator warnings | Warning issued | An entity solicited customers via the internet to enter into contracts to entrust investment decisions for over-the-counter derivatives and to operate funds, claiming to manage customer funds through automated trading systems and discretionary trading. FXDD Malta Limited was warned by the Financial Services Agency on December 22, 2010, for conducting financial instruments business without registration. |
| 1 Jul 2014 | Techlog Capital Markets ltd（株式会社Techlog Capital Markets） 代表者 A Government disclosure record | FSA unregistered operator warnings | Warning issued | The entity was soliciting over the internet for over-the-counter derivative transactions. The service offered by the entity is called [Opteck-jp], which is the same as that provided by [Bnet online LTD.], which was warned on February 3, 2014. |
| 1 Jul 2014 | SEVEN STAR Limited Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in solicitation of over-the-counter derivative transactions via the internet. The name of the representative is unknown. The service provided by the operator is called 'Option Ring.' The operator previously listed its company name as 'SEVEN STAR MANAGEMENT Limited' on its website. |
| 1 Jul 2014 | Novox Capital Ltd. Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in solicitation of over-the-counter derivative transactions via the internet. The name of the representative is unknown. The service provided by the operator is called OptionBit. The operator also provides another service called OptionXP. (Added on October 22, 2014) |
| 1 Jun 2014 | International Capital Markets Pty Ltd Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in solicitation of over-the-counter derivative transactions via the internet. The name of the representative is unknown. The service operated by the business is called IC Markets. |
| 1 Jun 2014 | 株式会社クラーチ・フォルスト 代表取締役 A Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in private offering and investment management of a fund (foreign exchange margin trading type). |
| 1 Jun 2014 | 株式会社オリンピア 代表取締役 A Government disclosure record | FSA unregistered operator warnings | Warning issued | The entity sent solicitation materials and conducted the募集 or private placement of a fund (diversified investment type of securities). There was a report that after another company received a document from this entity, they called to request contact if the document was received, and subsequently, the entity sent a document titled [Olympia Platinum No. 1 Anonymous Partnership【Anonymous Partnership Contract (Pre-Contract Delivery Document)】]. The entity falsely claimed to be a qualified institutional investor exception business operator. The solicitation materials are similar to those of [Asumiru Corporation], which was warned on the same day. |
| 1 Jun 2014 | アジア総研株式会社 代表取締役 A Government disclosure record | FSA unregistered operator warnings | Warning issued | A company solicited stock purchases after sending promotional materials, claiming to facilitate the purchase of shares of Ashikaga Holdings Co., Ltd. The company received a call from the business, which solicited proxy purchase applications for the shares, assuming the purchase. Subsequently, a document titled 'Purchase Guarantee Certificate' was sent. The company falsely claimed to be Japan Asia Securities Co., Ltd., registered with the Kanto Finance Bureau (Registration No. 134), and impersonated Japan Asia General Research Institute Co., Ltd., which is a real company. A warning was issued to the same-named company on November 9, 2012. |
| 1 Jun 2014 | 株式会社ワールドヴューコミュニケーション 代表取締役社長 A Government disclosure record | FSA unregistered operator warnings | Warning issued | Asumiru Corporation was involved in mediating securities transactions by sending contracts titled 'Securities Sale and Purchase Agreement' for a fund it organized. The Kanto Local Finance Bureau issued a warning to Asumiru Corporation on June 27, 2014, for conducting financial instruments business without registration. |
| 1 Jun 2014 | 株式会社福祉ヘルパーネット 代表取締役 A Government disclosure record | FSA unregistered operator warnings | Warning issued | The operator sent solicitation materials and conducted stock purchases. They received a call from the operator offering to buy unlisted stocks, and agreed to sell their stocks. Subsequently, they received a document titled [Ringi-sho and Kessai-sho]. Additionally, a forged document resembling materials published on a caregiving welfare organization's website was also sent. |
| 1 Jun 2014 | TT Web Services Ltd. Government disclosure record | FSA unregistered operator warnings | Warning issued | A company solicited over the internet for over-the-counter derivative trading mediation under the service name [Overseas FX CASHBACK-Victory], despite being warned by authorities for unregistered financial instruments business, referencing multiple entities previously warned. |
| 1 Jun 2014 | RODELER LIMITED Government disclosure record | FSA unregistered operator warnings | Warning issued | An entity engaged in soliciting over the internet for over-the-counter derivative transactions. The name of the representative is unknown. The service operated by the entity is called 24option.com (24option), which is the same as 247 Holdings Group Ltd., warned on June 14, 2012. The entity conducts telephone solicitations claiming to provide 'special information' in addition to its Japanese website, and there are reports that clients are forced to open accounts at seminars hosted by other operators, and that after opening accounts, withdrawals are refused without basis. |
| 1 Jun 2014 | FxNet Ltd（FXNET LIMITED） Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in solicitation of over-the-counter derivative transactions via the internet. The name of the representative is unknown. |
| 1 Jun 2014 | FUTURE CAPITAL MARKETS Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in solicitation of over-the-counter derivative transactions via the internet. The name of the representative is unknown. There are reports that users are forced to open accounts with the operator to use FX automated trading software sold by other companies, and that the operator cannot be contacted, preventing withdrawals despite having account balances. |
Important context
This list aggregates public Japanese government disclosures. It is not a sanctions list, credit report, legal opinion, or procurement approval system. Verify material records against the linked original Japanese source before making any compliance, credit, or legal decision.