Possible 警告書発出 against 株式会社五つ星 代表取締役 A 前代表取締役(行為者)B
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/api/v1/enforcements?company=%E6%A0%AA%E5%BC%8F%E4%BC%9A%E7%A4%BE%E4%BA%94%E3%81%A4%E6%98%9F%20%E4%BB%A3%E8%A1%A8%E5%8F%96%E7%B7%A0%E5%BD%B9%20A%20%E5%89%8D%E4%BB%A3%E8%A1%A8%E5%8F%96%E7%B7%A0%E5%BD%B9%EF%BC%88%E8%A1%8C%E7%82%BA%E8%80%85%EF%BC%89B&limit=10Action summary
- Company
- 株式会社五つ星 代表取締役 A 前代表取締役(行為者)BJapanese originalOriginal: 株式会社五つ星 代表取締役 A 前代表取締役(行為者)B
- Entity match
- Possible entity match60/100Machine extractedCompany name extracted from the Japanese public disclosure
- Governing law
- Financial Instruments and Exchange Act金融商品取引法
- Action type
- 警告書発出警告書発出
- Action date
- 1 February 2015
- Issuing authority
- 金融庁・財務局金融庁・財務局
Violation
Show original Japanese text
顧客に対して、日経225mini取引に関し、投資助言を行っていたもの。 当社が経営するパソコン教室の「ネット株個別コース」において、前代表取締役であるBが顧客に対し、日経225mini取引の投資助言を行っていた。
Compliance context
Context neededThis is a public Japanese regulatory disclosure. The exact legal effect depends on the cited source and regulator.
Financial markets law covering securities, investment services, disclosure, and market conduct.
Review the original Japanese source and determine relevance to your counterparty-risk workflow.
This context is an operational aid for review workflows, not a credit opinion or legal conclusion.
Evidence pack
- Extracted at
- 2026-05-14T21:13:26.086+00:00
- Evidence checked
- Not recorded
- Archive captured
- Not archived
Show audit JSON
{
"record": {
"id": "d66c735a-1d22-472d-b19b-248456d22162",
"url": "https://regbase.jp/en/enforcement/kinshoho-wu-tuxing-dai-biao-qu-di-yi-aqian-dai-biao-qu-di-yi-xing-wei-zhe-b-20150201",
"company_name_original": "株式会社五つ星 代表取締役 A 前代表取締役(行為者)B",
"company_name_registry": "株式会社五つ星 代表取締役 A 前代表取締役(行為者)B",
"corporate_number": null,
"law": {
"ja": "金融商品取引法",
"en": "Financial Instruments and Exchange Act"
},
"action_type": {
"ja": "警告書発出",
"en": "警告書発出"
},
"authority": {
"ja": "金融庁・財務局",
"en": "金融庁・財務局"
}
},
"entity_match": {
"status": "possible",
"confidence": 60,
"method": "extracted_japanese_name",
"method_label": "Company name extracted from the Japanese public disclosure",
"notes": null
},
"review": {
"status": "unreviewed",
"label": "Machine extracted"
},
"compliance_context": {
"severity": "Context needed",
"actionMeaning": "This is a public Japanese regulatory disclosure. The exact legal effect depends on the cited source and regulator.",
"practicalNote": "Review the original Japanese source and determine relevance to your counterparty-risk workflow.",
"lawContext": "Financial markets law covering securities, investment services, disclosure, and market conduct."
},
"evidence": {
"recordUrl": "https://regbase.jp/en/enforcement/kinshoho-wu-tuxing-dai-biao-qu-di-yi-aqian-dai-biao-qu-di-yi-xing-wei-zhe-b-20150201",
"officialSourceUrl": "https://www.fsa.go.jp/ordinary/chuui/mutouroku.html",
"archiveUrl": null,
"archiveCapturedAt": null,
"extractedAt": "2026-05-14T21:13:26.086+00:00",
"translatedAt": null,
"evidenceCheckedAt": null,
"generatedAt": "2026-05-21T05:16:52.359Z"
},
"limitations": [
"RegBase aggregates public Japanese government disclosures and does not provide a credit opinion.",
"English summaries are provided for reference. The original Japanese source is authoritative.",
"Possible or unresolved entity matches should be manually verified before use in a decision."
]
}The original Japanese disclosure is the authoritative record. Use possible or unresolved matches only as leads for manual review.
Language
日本語版を見る (Japanese)Company info
- English name
- 株式会社五つ星 代表取締役 A 前代表取締役(行為者)B Japanese original
- Japanese name
- 株式会社五つ星 代表取締役 A 前代表取締役(行為者)B
About this recordAggregated and translated from public Japanese government disclosures. The English text is for reference only — authoritative content is the linked Japanese source.