Public risk disclosures
Search public Japanese government disclosures that name companies or operators even when the record is not a standard administrative enforcement action. Coverage includes labor standards violation disclosures, FSA warnings for unregistered financial operators, and travel agency sanctions.
Total
3,047
Labor
1,837
FSA warnings
1,148
Travel
62
3,047 public records(page 133 of 153)
1 Jun 2014
北野建設株式会社 代表者 AGovernment disclosure record
The entity sent solicitation materials and conducted the offering or private placement of investment trusts. It falsely claimed to be the real Kitano Kensetsu Co., Ltd., which is not related to the actual company. There is information that materials titled 'Information on Trust Beneficiary Rights' related to the Tokyo Olympics were sent by this entity.
1 Jun 2014
株式会社日商コンサルティング 代表取締役 A（B）Government disclosure record
The entity sent solicitation materials and solicited the purchase of unlisted stocks. It is reported that the entity called and solicited the purchase of unlisted stocks, and subsequently sent solicitation materials related to the purchase. Additionally, the entity is reported to have recommended applying for exchange acquisition of unlisted stocks from other companies, claiming that the costs for acquisition conditions would be borne by the entity.
1 Jun 2014
株式会社アスミル 代表取締役 AGovernment disclosure record
The entity was engaged in soliciting investments through the mailing of promotional materials for a fund (a type of securities with diversified investments) and was soliciting or privately offering the fund. It was reported that, after being introduced as a means of recovering damages by another company, inquiries to the entity resulted in the receipt of a document titled [Asumiru Premium No. 3 Anonymous Partnership [Anonymous Partnership Contract (Pre-Contract Delivery Document)]]. The entity falsely claimed to be a qualified institutional investor exception business operator. The solicitation materials are similar to those of [Olympia Co., Ltd.], which was warned on the same day.
1 Jun 2014
古河財貨管理株式会社 代表取締役 AGovernment disclosure record
The company displayed and sent a notice claiming to be a registered financial instruments business operator, specifically [Yugen Kaisha Ever Rich Asset Management] with registration number [Kanto Finance Bureau Director (Kinsho) No. 623], and falsely used this registration. The company sent solicitation materials related to cryptocurrencies, which included descriptions of [Type 1 Financial Instruments Business (Foreign Exchange Margin Trading)] and [Type 2 Financial Instruments Business (Commodity Funds)]. There was also information indicating that another company had called requesting to acquire these solicitation materials.
1 Jun 2014
株式会社フェアドス（Fair dos,inc.） 代表取締役 AGovernment disclosure record
The entity solicited clients by sending promotional materials and encouraged them to enter into contracts that delegate investment decisions for over-the-counter derivatives and manage funds. It is also reported that the entity solicited the mediation of investment discretionary contracts with other companies located overseas.
1 Jun 2014
株式会社EAアーキテクツ 代表取締役 AGovernment disclosure record
The company, Chart Master Inc., was found to have used its name to conduct investment advisory activities based on investment advisory contracts.
1 Jun 2014
株式会社エリオストレーディングGovernment disclosure record
An entity sent solicitation materials and mediated stock transactions. The name of the representative is unknown. They received a phone call from the entity about mediating stock transactions, placed an order, paid the settlement amount, and then received a document titled 'Calculation Sheet' detailing the stock transaction.
1 Jun 2014
株式会社アーバンコンサルGovernment disclosure record
The entity sent solicitation materials and solicited the purchase of unlisted stocks. The name of the representative is unknown. They sent a postcard titled 'We will take unwanted claims' and received a phone call soliciting the purchase of unlisted stocks. They also received explanations that a temporary fee was needed to解除 the transfer restrictions on the stocks, which is false. The postcard falsely claimed a registration number similar to that of the Financial Bureau and stated that trading of non-performing loans would cease on May 31, 2014, under the Act on Regulation of Financial Instruments, which is untrue. The solicitation materials are similar to those used by Mitsubishi Corporation, which was warned on May 20, 2014.
1 Jun 2014
FPマネジメント（FPマネージメント株式会社） 代表取締役社長 AGovernment disclosure record
The entity sent solicitation materials and solicited the purchase of shares. They received a phone call from the entity about purchasing unlisted shares, and after agreeing to an appraisal of their holdings, they received a document titled [Securities Transfer Agreement]. They also received explanations that acquiring unlisted shares from other companies was necessary as a condition for purchasing unlisted shares, but such facts are not true.
1 Jun 2014
東洋信託株式会社 代表 AGovernment disclosure record
The company sent solicitation materials and conducted the募集 or private placement of investment trusts, and indicated that it provides investment advisory and agency services in its company profile. Information has been received that another company sent materials titled [Personal Trust Rights Offering Guidelines] for the company, and subsequently, the company received solicitation from another firm to purchase the investment trusts. Although the solicitation materials mention [Securities Company], the company is not registered as a financial instruments business operator.
1 Jun 2014
株式会社一光 代表取締役社長 AGovernment disclosure record
An entity engaged in mediating stock transactions after sending solicitation materials. After receiving a solicitation call about acquiring new IPO stocks, the individual received solicitation materials including a membership application form. Following membership, the individual received a document titled [Transaction Details and Payment Notice] after executing trades of new IPO stocks and listed stocks. The solicitation materials included statements such as [Individual stock information not published in newspapers] and [[Ichiko-style investment method, scheduled publication: information only, you can also become a winner]], and there are reports of receiving investment advice solicitations via phone.
1 Jun 2014
THINKS CO.,LTD(THINKS証券)Government disclosure record
Engaged in solicitation of over-the-counter derivative transactions via the internet. The name of the representative is unknown. The Japanese name includes the character for 'securities,' but the entity is not registered as a securities company under the Financial Instruments and Exchange Act.
1 May 2014
SEVEN STAR MANAGEMENT LIMITED（セブンスター マネージメント.ltd）Government disclosure record
The entity used solicitation materials to promote over-the-counter derivative trading. The name of the representative is unknown. The service provided by the entity is called 'Waku Waku Binary'. There is information that another company recommended investing through this entity via telephone. The entity also offers a service called 'Option Ring'. (Added on January 30, 2015)
1 May 2014
NPO法人ケアライフセンター（NPO法人ケアサポートセンター） 代表取締役 AGovernment disclosure record
A company sent solicitation materials and solicited the purchase of stocks. The company received a phone call from the company offering to buy unlisted stocks, and after an appraisal of the stocks they held, they received a document titled [Stock and Bond Transfer Agreement]. They were also told that acquiring unlisted stocks from other companies was a condition for purchasing, but this was not true. The solicitation materials are similar to those used by [Japan Life Support Co., Ltd. (Japan Life Support Center)], which was warned on the same day.
1 May 2014
Melchior FXGovernment disclosure record
Engaged in solicitation of over-the-counter derivative transactions via the internet. The name of the representative is unknown.
1 May 2014
株式会社RMアドバイザー 代表取締役会長兼社長 AGovernment disclosure record
The entity sent solicitation materials and conducted募集 or private placement for a fund related to solar power generation. They sent solicitation materials titled [Towards the Realization of New Solar Power]. There are reports that the entity requested payment of fees under the pretext of recovering damages from the redemption of unlisted stocks of other companies. Although there is information that the entity is a securities company, they are not registered as a financial instruments business operator.
1 May 2014
株式会社三菱商事Government disclosure record
A company sent solicitation materials and solicited the purchase of unlisted stocks. The representative's name is unknown. The company falsely used a trade name similar to Mitsubishi Corporation. They sent a postcard titled 'Notice of Purchase and Refund of Unnecessary Claims' and received information that they were soliciting the purchase of unlisted stocks via phone. They also explained that a temporary fee was needed to解除 the transfer restrictions on unlisted stocks, which is false. The postcard falsely claimed to be registered with a number similar to the Financial Bureau's registration number and stated that transactions and name changes of unlisted stocks would be prohibited after March 31 or April 30, 2014, under the Act to Abolish Specific Financial Products, which is not true.
1 May 2014
株式会社ネオバンクファンド 代表取締役 AGovernment disclosure record
The company provided a company profile indicating it engaged in financial instruments business, including Type II Financial Instruments Business, Investment Management, and Investment Advisory and Agency Business, and sent it to the authorities. After receiving a phone call from the company regarding the purchase of unlisted stocks and bonds and procedures for refunding bad debts, a company profile titled 'Full History Certificate' was sent, listing activities such as investment advisory, discretionary investment contracts, investment trust delegation, Type II Financial Instruments Business, and securities-related business. The authorities confirmed with the Legal Affairs Bureau that no corporate registration for this company exists. The company's address is the same as that of Next Asset Management Co., Ltd., which was warned on May 22, 2013, and the sent company profile is similar.
1 May 2014
朝日トレード株式会社Government disclosure record
Sent solicitation materials and handled the solicitation of investment trusts (foreign bond funds). The name of the representative is unknown. The solicitation materials were forged copies of genuine securities company sales materials and falsely claimed to be from Mizuho Securities Co., Ltd., a registered financial instruments business operator with registration number Kanto Finance Bureau Director (Kinsho) No. 94. It is reported that solicitation materials were sent by the relevant company, and subsequently, there was an offer to purchase solicitation materials from another company.
1 May 2014
JUMBO FIRST INVESTMENT LIMITED（ジャンボファーストインベストメントリミテッド）Government disclosure record
A company solicited customers via the internet to enter into contracts to entrust investment decisions for over-the-counter derivatives and to operate funds, with the representative's name unknown. The company's website stated that PAMM accounts involve the company's management of customer funds deposited into FXDD Malta Limited's accounts, using auto-trading systems and discretionary trading, differing from customer-managed accounts. FXDD Malta Limited was warned by the Financial Services Agency on December 22, 2010, for conducting financial instruments business without registration.
| Date | Company / operator | Source | Type | Summary |
|---|---|---|---|---|
| 1 Jun 2014 | 北野建設株式会社 代表者 A Government disclosure record | FSA unregistered operator warnings | Warning issued | The entity sent solicitation materials and conducted the offering or private placement of investment trusts. It falsely claimed to be the real Kitano Kensetsu Co., Ltd., which is not related to the actual company. There is information that materials titled 'Information on Trust Beneficiary Rights' related to the Tokyo Olympics were sent by this entity. |
| 1 Jun 2014 | 株式会社日商コンサルティング 代表取締役 A（B） Government disclosure record | FSA unregistered operator warnings | Warning issued | The entity sent solicitation materials and solicited the purchase of unlisted stocks. It is reported that the entity called and solicited the purchase of unlisted stocks, and subsequently sent solicitation materials related to the purchase. Additionally, the entity is reported to have recommended applying for exchange acquisition of unlisted stocks from other companies, claiming that the costs for acquisition conditions would be borne by the entity. |
| 1 Jun 2014 | 株式会社アスミル 代表取締役 A Government disclosure record | FSA unregistered operator warnings | Warning issued | The entity was engaged in soliciting investments through the mailing of promotional materials for a fund (a type of securities with diversified investments) and was soliciting or privately offering the fund. It was reported that, after being introduced as a means of recovering damages by another company, inquiries to the entity resulted in the receipt of a document titled [Asumiru Premium No. 3 Anonymous Partnership [Anonymous Partnership Contract (Pre-Contract Delivery Document)]]. The entity falsely claimed to be a qualified institutional investor exception business operator. The solicitation materials are similar to those of [Olympia Co., Ltd.], which was warned on the same day. |
| 1 Jun 2014 | 古河財貨管理株式会社 代表取締役 A Government disclosure record | FSA unregistered operator warnings | Warning issued | The company displayed and sent a notice claiming to be a registered financial instruments business operator, specifically [Yugen Kaisha Ever Rich Asset Management] with registration number [Kanto Finance Bureau Director (Kinsho) No. 623], and falsely used this registration. The company sent solicitation materials related to cryptocurrencies, which included descriptions of [Type 1 Financial Instruments Business (Foreign Exchange Margin Trading)] and [Type 2 Financial Instruments Business (Commodity Funds)]. There was also information indicating that another company had called requesting to acquire these solicitation materials. |
| 1 Jun 2014 | 株式会社フェアドス（Fair dos,inc.） 代表取締役 A Government disclosure record | FSA unregistered operator warnings | Warning issued | The entity solicited clients by sending promotional materials and encouraged them to enter into contracts that delegate investment decisions for over-the-counter derivatives and manage funds. It is also reported that the entity solicited the mediation of investment discretionary contracts with other companies located overseas. |
| 1 Jun 2014 | 株式会社EAアーキテクツ 代表取締役 A Government disclosure record | FSA unregistered operator warnings | Warning issued | The company, Chart Master Inc., was found to have used its name to conduct investment advisory activities based on investment advisory contracts. |
| 1 Jun 2014 | 株式会社エリオストレーディング Government disclosure record | FSA unregistered operator warnings | Warning issued | An entity sent solicitation materials and mediated stock transactions. The name of the representative is unknown. They received a phone call from the entity about mediating stock transactions, placed an order, paid the settlement amount, and then received a document titled 'Calculation Sheet' detailing the stock transaction. |
| 1 Jun 2014 | 株式会社アーバンコンサル Government disclosure record | FSA unregistered operator warnings | Warning issued | The entity sent solicitation materials and solicited the purchase of unlisted stocks. The name of the representative is unknown. They sent a postcard titled 'We will take unwanted claims' and received a phone call soliciting the purchase of unlisted stocks. They also received explanations that a temporary fee was needed to解除 the transfer restrictions on the stocks, which is false. The postcard falsely claimed a registration number similar to that of the Financial Bureau and stated that trading of non-performing loans would cease on May 31, 2014, under the Act on Regulation of Financial Instruments, which is untrue. The solicitation materials are similar to those used by Mitsubishi Corporation, which was warned on May 20, 2014. |
| 1 Jun 2014 | FPマネジメント（FPマネージメント株式会社） 代表取締役社長 A Government disclosure record | FSA unregistered operator warnings | Warning issued | The entity sent solicitation materials and solicited the purchase of shares. They received a phone call from the entity about purchasing unlisted shares, and after agreeing to an appraisal of their holdings, they received a document titled [Securities Transfer Agreement]. They also received explanations that acquiring unlisted shares from other companies was necessary as a condition for purchasing unlisted shares, but such facts are not true. |
| 1 Jun 2014 | 東洋信託株式会社 代表 A Government disclosure record | FSA unregistered operator warnings | Warning issued | The company sent solicitation materials and conducted the募集 or private placement of investment trusts, and indicated that it provides investment advisory and agency services in its company profile. Information has been received that another company sent materials titled [Personal Trust Rights Offering Guidelines] for the company, and subsequently, the company received solicitation from another firm to purchase the investment trusts. Although the solicitation materials mention [Securities Company], the company is not registered as a financial instruments business operator. |
| 1 Jun 2014 | 株式会社一光 代表取締役社長 A Government disclosure record | FSA unregistered operator warnings | Warning issued | An entity engaged in mediating stock transactions after sending solicitation materials. After receiving a solicitation call about acquiring new IPO stocks, the individual received solicitation materials including a membership application form. Following membership, the individual received a document titled [Transaction Details and Payment Notice] after executing trades of new IPO stocks and listed stocks. The solicitation materials included statements such as [Individual stock information not published in newspapers] and [[Ichiko-style investment method, scheduled publication: information only, you can also become a winner]], and there are reports of receiving investment advice solicitations via phone. |
| 1 Jun 2014 | THINKS CO.,LTD(THINKS証券) Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in solicitation of over-the-counter derivative transactions via the internet. The name of the representative is unknown. The Japanese name includes the character for 'securities,' but the entity is not registered as a securities company under the Financial Instruments and Exchange Act. |
| 1 May 2014 | SEVEN STAR MANAGEMENT LIMITED（セブンスター マネージメント.ltd） Government disclosure record | FSA unregistered operator warnings | Warning issued | The entity used solicitation materials to promote over-the-counter derivative trading. The name of the representative is unknown. The service provided by the entity is called 'Waku Waku Binary'. There is information that another company recommended investing through this entity via telephone. The entity also offers a service called 'Option Ring'. (Added on January 30, 2015) |
| 1 May 2014 | NPO法人ケアライフセンター（NPO法人ケアサポートセンター） 代表取締役 A Government disclosure record | FSA unregistered operator warnings | Warning issued | A company sent solicitation materials and solicited the purchase of stocks. The company received a phone call from the company offering to buy unlisted stocks, and after an appraisal of the stocks they held, they received a document titled [Stock and Bond Transfer Agreement]. They were also told that acquiring unlisted stocks from other companies was a condition for purchasing, but this was not true. The solicitation materials are similar to those used by [Japan Life Support Co., Ltd. (Japan Life Support Center)], which was warned on the same day. |
| 1 May 2014 | Melchior FX Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in solicitation of over-the-counter derivative transactions via the internet. The name of the representative is unknown. |
| 1 May 2014 | 株式会社RMアドバイザー 代表取締役会長兼社長 A Government disclosure record | FSA unregistered operator warnings | Warning issued | The entity sent solicitation materials and conducted募集 or private placement for a fund related to solar power generation. They sent solicitation materials titled [Towards the Realization of New Solar Power]. There are reports that the entity requested payment of fees under the pretext of recovering damages from the redemption of unlisted stocks of other companies. Although there is information that the entity is a securities company, they are not registered as a financial instruments business operator. |
| 1 May 2014 | 株式会社三菱商事 Government disclosure record | FSA unregistered operator warnings | Warning issued | A company sent solicitation materials and solicited the purchase of unlisted stocks. The representative's name is unknown. The company falsely used a trade name similar to Mitsubishi Corporation. They sent a postcard titled 'Notice of Purchase and Refund of Unnecessary Claims' and received information that they were soliciting the purchase of unlisted stocks via phone. They also explained that a temporary fee was needed to解除 the transfer restrictions on unlisted stocks, which is false. The postcard falsely claimed to be registered with a number similar to the Financial Bureau's registration number and stated that transactions and name changes of unlisted stocks would be prohibited after March 31 or April 30, 2014, under the Act to Abolish Specific Financial Products, which is not true. |
| 1 May 2014 | 株式会社ネオバンクファンド 代表取締役 A Government disclosure record | FSA unregistered operator warnings | Warning issued | The company provided a company profile indicating it engaged in financial instruments business, including Type II Financial Instruments Business, Investment Management, and Investment Advisory and Agency Business, and sent it to the authorities. After receiving a phone call from the company regarding the purchase of unlisted stocks and bonds and procedures for refunding bad debts, a company profile titled 'Full History Certificate' was sent, listing activities such as investment advisory, discretionary investment contracts, investment trust delegation, Type II Financial Instruments Business, and securities-related business. The authorities confirmed with the Legal Affairs Bureau that no corporate registration for this company exists. The company's address is the same as that of Next Asset Management Co., Ltd., which was warned on May 22, 2013, and the sent company profile is similar. |
| 1 May 2014 | 朝日トレード株式会社 Government disclosure record | FSA unregistered operator warnings | Warning issued | Sent solicitation materials and handled the solicitation of investment trusts (foreign bond funds). The name of the representative is unknown. The solicitation materials were forged copies of genuine securities company sales materials and falsely claimed to be from Mizuho Securities Co., Ltd., a registered financial instruments business operator with registration number Kanto Finance Bureau Director (Kinsho) No. 94. It is reported that solicitation materials were sent by the relevant company, and subsequently, there was an offer to purchase solicitation materials from another company. |
| 1 May 2014 | JUMBO FIRST INVESTMENT LIMITED（ジャンボファーストインベストメントリミテッド） Government disclosure record | FSA unregistered operator warnings | Warning issued | A company solicited customers via the internet to enter into contracts to entrust investment decisions for over-the-counter derivatives and to operate funds, with the representative's name unknown. The company's website stated that PAMM accounts involve the company's management of customer funds deposited into FXDD Malta Limited's accounts, using auto-trading systems and discretionary trading, differing from customer-managed accounts. FXDD Malta Limited was warned by the Financial Services Agency on December 22, 2010, for conducting financial instruments business without registration. |
Important context
This list aggregates public Japanese government disclosures. It is not a sanctions list, credit report, legal opinion, or procurement approval system. Verify material records against the linked original Japanese source before making any compliance, credit, or legal decision.