Public risk disclosures
Search public Japanese government disclosures that name companies or operators even when the record is not a standard administrative enforcement action. Coverage includes labor standards violation disclosures, FSA warnings for unregistered financial operators, and travel agency sanctions.
Total
3,143
Labor
1,923
FSA warnings
1,158
Travel
62
3,143 public records(page 133 of 158)
1 Feb 2015
BS&Kennedy LTD.Government disclosure record
Engaged in soliciting over the internet for over-the-counter derivative transactions. The name of the representative is unknown. The service provided by the operator is called [Fast Binary]. The operator's location is the same as that of [WPS Marketing LTD] and [CASPOMAT LTD], which were issued warnings on February 12, 2015.
1 Feb 2015
Bidtopia Capital LimitedGovernment disclosure record
Engaged in soliciting over the internet for over-the-counter derivative transactions. The name of the representative is unknown. The services provided by the business are called BT Option and BidTopia.
1 Feb 2015
RICH BLESSING INTERNATIONAL LIMITEDGovernment disclosure record
Engaged in solicitation of over-the-counter derivative transactions via the internet. The name of the representative is unknown. The service provided by the business is called OPTION TRADER.
1 Feb 2015
Green Galaxy InternationalGovernment disclosure record
The entity solicited over the internet for over-the-counter derivative transactions. The name of the representative is unknown. The services provided include SwiftOption, 365UP, and OPSHOM.COM. Additional services offered are BinaryCloud, FtvTrade, and OptionBit.
1 Feb 2015
WPS Marketing LTDGovernment disclosure record
The entity was soliciting over the internet for over-the-counter derivatives trading. The name of the representative is unknown. The service provided by the entity is called [MY-TRADE]. The location of the entity is the same as that of [CASPOMAT LTD], which was warned on the same day.
1 Feb 2015
PETROA VIERA CORPORATION LTD 代表者 AGovernment disclosure record
Engaged in soliciting over the internet for over-the-counter derivative transactions. The service provided by the entity is called [BINARY LITE]. The location of the entity is the same as that of [ANGEL TRUMPETS CORPORATION LTD], which was warned on the same day.
1 Feb 2015
CASPOMAT LTDGovernment disclosure record
Engaged in solicitation of over-the-counter derivative transactions via the internet. The name of the representative is unknown. The service provided by the operator is called Binaryfx (Binary FX). The operator's location is the same as that of WPS Marketing LTD, which was warned on the same day.
1 Feb 2015
Royal Financial Limited 運営責任者 AGovernment disclosure record
Engaged in soliciting advice based on investment advisory contracts via the internet. The service provided by the operator is called [Kabu Repo]. The service is similar to that of [WIZ Financial Solutions LIMITED], which was issued a warning on January 8, 2014.
1 Feb 2015
インデックス不動産投資顧問株式会社 代表取締役社長 AGovernment disclosure record
The company displayed and sent a company profile indicating it engaged in Financial Instruments Business (Investment Management). It was reported that the company received a solicitation over the phone to purchase unlisted stocks, and subsequently, a stock research report and a company profile marked with [Investment Management] were sent.
1 Feb 2015
Scent Investments LimitedGovernment disclosure record
Engaged in solicitation of over-the-counter derivative transactions via the internet. The name of the representative is unknown. The service provided by the business is called BinaryTilt.
1 Feb 2015
ENTSERV ASIA LTD.Government disclosure record
Engaged in solicitation of over-the-counter derivative transactions via the internet. The name of the representative is unknown. The service provided by the business is called Trend Option.
1 Feb 2015
BBE Holdings Limited.Government disclosure record
The entity solicited over the internet for over-the-counter derivative transactions. The name of the representative is unknown. The service provided is called 'Binary Monster'. The location of the entity is the same as that of Neo Marketing and Holdings Ltd and Outback Consulting Group Limited, which were issued warnings on November 12, 2014.
1 Feb 2015
ANGEL TRUMPETS CORPORATION LTD 代表者 AGovernment disclosure record
The entity solicited over the internet for over-the-counter derivative transactions. The service offered is called VOP (VICTORIOUS BINARY OPTIONS). The location of the entity is the same as that of PETROA VIERA CORPORATION LTD, which was warned on the same day.
1 Feb 2015
株式会社エッジ 代表取締役社長 AGovernment disclosure record
Engaged in soliciting advice based on investment advisory contracts via the internet. The service provided by the entity is called [ASSET].
1 Feb 2015
K2 Ventures LimitedGovernment disclosure record
Engaged in solicitation of over-the-counter derivative transactions via the internet. The name of the representative is unknown. The service provided by the operator is called SONIC OPTION. The operator also provides another service called TRADE200. (Added on June 12, 2015)
1 Jan 2015
Ulutia.LtdGovernment disclosure record
Engaged in solicitation of over-the-counter derivative transactions via the internet. The name of the representative is unknown. The service provided by the business is called UlutiaFX.
1 Jan 2015
アリア代々木上原株式会社 代表取締役社長 AGovernment disclosure record
The entity sent solicitation materials and conducted募集 or private placement of funds (care facilities and hospitals). There is information that the entity received documents related to [RS Aria Real Estate Stock Fund (market risk consideration real estate fund)]. The entity is not related to the paid elderly home [Aria Yoyogi-Uehara] operated by Benesse Style Care Co., Ltd.
1 Jan 2015
Etoile Filante Ltd.,Co.Government disclosure record
The entity was soliciting over the internet for over-the-counter derivative transactions. The name of the representative is unknown. The service provided by the entity is called EF TRADER.
1 Jan 2015
MASTERS DPB LIMITED 代表取締役兼日本における代表者 AGovernment disclosure record
The company and its representative director in Japan, A, entered into investment discretionary contracts with clients and invested part of the entrusted funds in domestic stocks and other securities. The Securities and Exchange Surveillance Commission filed a petition on January 14, 2015, to prohibit and cease the defendant's violation of the Financial Instruments and Exchange Act by conducting unregistered investment activities based on these contracts.
1 Jan 2015
Five Star Enterprise Inc.Government disclosure record
Engaged in soliciting over the internet for over-the-counter derivatives trading. The name of the representative is unknown. The service provided by the operator is called BitWin. The operator's location is the same as that of Neo Marketing and Holdings Ltd and Outback Consulting Group Limited, which were issued warnings on November 12, 2014.
| Date | Company / operator | Source | Type | Summary |
|---|---|---|---|---|
| 1 Feb 2015 | BS&Kennedy LTD. Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in soliciting over the internet for over-the-counter derivative transactions. The name of the representative is unknown. The service provided by the operator is called [Fast Binary]. The operator's location is the same as that of [WPS Marketing LTD] and [CASPOMAT LTD], which were issued warnings on February 12, 2015. |
| 1 Feb 2015 | Bidtopia Capital Limited Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in soliciting over the internet for over-the-counter derivative transactions. The name of the representative is unknown. The services provided by the business are called BT Option and BidTopia. |
| 1 Feb 2015 | RICH BLESSING INTERNATIONAL LIMITED Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in solicitation of over-the-counter derivative transactions via the internet. The name of the representative is unknown. The service provided by the business is called OPTION TRADER. |
| 1 Feb 2015 | Green Galaxy International Government disclosure record | FSA unregistered operator warnings | Warning issued | The entity solicited over the internet for over-the-counter derivative transactions. The name of the representative is unknown. The services provided include SwiftOption, 365UP, and OPSHOM.COM. Additional services offered are BinaryCloud, FtvTrade, and OptionBit. |
| 1 Feb 2015 | WPS Marketing LTD Government disclosure record | FSA unregistered operator warnings | Warning issued | The entity was soliciting over the internet for over-the-counter derivatives trading. The name of the representative is unknown. The service provided by the entity is called [MY-TRADE]. The location of the entity is the same as that of [CASPOMAT LTD], which was warned on the same day. |
| 1 Feb 2015 | PETROA VIERA CORPORATION LTD 代表者 A Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in soliciting over the internet for over-the-counter derivative transactions. The service provided by the entity is called [BINARY LITE]. The location of the entity is the same as that of [ANGEL TRUMPETS CORPORATION LTD], which was warned on the same day. |
| 1 Feb 2015 | CASPOMAT LTD Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in solicitation of over-the-counter derivative transactions via the internet. The name of the representative is unknown. The service provided by the operator is called Binaryfx (Binary FX). The operator's location is the same as that of WPS Marketing LTD, which was warned on the same day. |
| 1 Feb 2015 | Royal Financial Limited 運営責任者 A Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in soliciting advice based on investment advisory contracts via the internet. The service provided by the operator is called [Kabu Repo]. The service is similar to that of [WIZ Financial Solutions LIMITED], which was issued a warning on January 8, 2014. |
| 1 Feb 2015 | インデックス不動産投資顧問株式会社 代表取締役社長 A Government disclosure record | FSA unregistered operator warnings | Warning issued | The company displayed and sent a company profile indicating it engaged in Financial Instruments Business (Investment Management). It was reported that the company received a solicitation over the phone to purchase unlisted stocks, and subsequently, a stock research report and a company profile marked with [Investment Management] were sent. |
| 1 Feb 2015 | Scent Investments Limited Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in solicitation of over-the-counter derivative transactions via the internet. The name of the representative is unknown. The service provided by the business is called BinaryTilt. |
| 1 Feb 2015 | ENTSERV ASIA LTD. Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in solicitation of over-the-counter derivative transactions via the internet. The name of the representative is unknown. The service provided by the business is called Trend Option. |
| 1 Feb 2015 | BBE Holdings Limited. Government disclosure record | FSA unregistered operator warnings | Warning issued | The entity solicited over the internet for over-the-counter derivative transactions. The name of the representative is unknown. The service provided is called 'Binary Monster'. The location of the entity is the same as that of Neo Marketing and Holdings Ltd and Outback Consulting Group Limited, which were issued warnings on November 12, 2014. |
| 1 Feb 2015 | ANGEL TRUMPETS CORPORATION LTD 代表者 A Government disclosure record | FSA unregistered operator warnings | Warning issued | The entity solicited over the internet for over-the-counter derivative transactions. The service offered is called VOP (VICTORIOUS BINARY OPTIONS). The location of the entity is the same as that of PETROA VIERA CORPORATION LTD, which was warned on the same day. |
| 1 Feb 2015 | 株式会社エッジ 代表取締役社長 A Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in soliciting advice based on investment advisory contracts via the internet. The service provided by the entity is called [ASSET]. |
| 1 Feb 2015 | K2 Ventures Limited Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in solicitation of over-the-counter derivative transactions via the internet. The name of the representative is unknown. The service provided by the operator is called SONIC OPTION. The operator also provides another service called TRADE200. (Added on June 12, 2015) |
| 1 Jan 2015 | Ulutia.Ltd Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in solicitation of over-the-counter derivative transactions via the internet. The name of the representative is unknown. The service provided by the business is called UlutiaFX. |
| 1 Jan 2015 | アリア代々木上原株式会社 代表取締役社長 A Government disclosure record | FSA unregistered operator warnings | Warning issued | The entity sent solicitation materials and conducted募集 or private placement of funds (care facilities and hospitals). There is information that the entity received documents related to [RS Aria Real Estate Stock Fund (market risk consideration real estate fund)]. The entity is not related to the paid elderly home [Aria Yoyogi-Uehara] operated by Benesse Style Care Co., Ltd. |
| 1 Jan 2015 | Etoile Filante Ltd.,Co. Government disclosure record | FSA unregistered operator warnings | Warning issued | The entity was soliciting over the internet for over-the-counter derivative transactions. The name of the representative is unknown. The service provided by the entity is called EF TRADER. |
| 1 Jan 2015 | MASTERS DPB LIMITED 代表取締役兼日本における代表者 A Government disclosure record | FSA unregistered operator warnings | Warning issued | The company and its representative director in Japan, A, entered into investment discretionary contracts with clients and invested part of the entrusted funds in domestic stocks and other securities. The Securities and Exchange Surveillance Commission filed a petition on January 14, 2015, to prohibit and cease the defendant's violation of the Financial Instruments and Exchange Act by conducting unregistered investment activities based on these contracts. |
| 1 Jan 2015 | Five Star Enterprise Inc. Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in soliciting over the internet for over-the-counter derivatives trading. The name of the representative is unknown. The service provided by the operator is called BitWin. The operator's location is the same as that of Neo Marketing and Holdings Ltd and Outback Consulting Group Limited, which were issued warnings on November 12, 2014. |
Important context
This list aggregates public Japanese government disclosures. It is not a sanctions list, credit report, legal opinion, or procurement approval system. Verify material records against the linked original Japanese source before making any compliance, credit, or legal decision.