Enforcement record
Issuance of Warning Letter disclosure naming アンコラキャピタルパートナーズ有限責任組合 （Ancora Capital Partners Limited）
This page records one action from a Japanese government disclosure, including the published name, governing law, authority, action details, and official source.
Action type
Issuance of Warning Letter
Law
Financial Instruments and Exchange Act
Authority
Financial Services Agency and Local Finance Bureaus
Action date
1 March 2015
RegBase evidence report
Japanese public-record enforcement check
Saveable record of the published action, regulator source, source status, and review notes for internal compliance files.
- Report ID
- RB-EN-ENFORCEMENT-KINSHOHO-ANKORAKI-202607271802
- Generated at
- 28 July 2026 at 03:02
- Record URL
- https://regbase.jp/en/enforcement/kinshoho-ankorakiyapitarupatonazuyou-xian-ze-ren-zu-he-ancoracapitalpartnerslimited-20150301
1. Review Summary
| Disclosure name | アンコラキャピタルパートナーズ有限責任組合 （Ancora Capital Partners Limited） | Corporate Number | Not stated in the disclosure |
|---|---|---|---|
| Enforcement record | 1 record | Other confirmed records for this company | Outside this report's scope |
| Action date | 1 March 2015 | Authority | Financial Services Agency and Local Finance Bureaus |
| Law | Financial Instruments and Exchange Act | Action type | Issuance of Warning Letter |
| Source status | Preserved public-source archive recorded | ||
This report summarizes public Japanese government disclosure data held by RegBase. It is not a credit score, sanctions conclusion, legal opinion, or adverse-media determination. Confirm important decisions against the linked official Japanese source.
2. Published Information
| Published name | アンコラキャピタルパートナーズ有限責任組合 （Ancora Capital Partners Limited） |
|---|
3. Enforcement Record
| Target name in disclosure | アンコラキャピタルパートナーズ有限責任組合 （Ancora Capital Partners Limited） |
|---|---|
| Authority | Financial Services Agency and Local Finance Bureaus (金融庁・財務局) |
| Law / action type | Financial Instruments and Exchange Act / Issuance of Warning Letter |
| Action / announcement date | Action: 1 March 2015 / Announcement: 1 March 2015 |
| English summary | The company displayed and sent a company profile indicating it engaged in financial instruments business (investment management). The name of the representative was unknown. The company impersonated Ancora Capital Partners Limited, which was registered as a qualified institutional investor special case business operator. There are reports that the company contacted individuals by phone, soliciting investments in other funds to recover past investment damages. The company profile is similar to those of Vanguard Capital Investment LLC, which was warned on August 30, 2013, and Arul Capital Partners LLC, warned on October 16, 2013. |
| Original Japanese text | 会社概要に金融商品取引業（投資運用業）を行う旨を表示し送付したもの。 代表者等の氏名は「不明」。 適格機関投資家等特例業務届出業者であった「Ancora Capital Partners Limited」を騙っていた。 当該業者から電話において、過去の投資被害を回復するため他社のファンドを勧誘されたとの情報が寄せられている。 会社概要は、平成25年8月30日付で警告を行った「ヴァンガードキャピタルインベストメント有限責任会社」及び平成25年10月16日付で警告を行った「アルルキャピタルパートナーズ 有限責任組合」と類似している。 |
| Official source | https://www.fsa.go.jp/ordinary/chuui/mutouroku.html |
| Source archive | https://kiroku.today/a/9fa660712e7967kc |
| Extraction / evidence timestamps | Extracted: 15 May 2026 at 06:13 / Evidence checked: 28 July 2026 at 01:05 / Archive captured: 16 May 2026 at 03:30 |
4. Business Location and Permit Details
No additional structured business-location or permit fields are recorded for this disclosure.
5. Other Confirmed Records for This Company
This report covers the single government disclosure shown on this page.
Reviewer Notes
| Reviewer | Team / company | ||
|---|---|---|---|
| Review purpose | |||
| Additional notes | |||
- □ Official source URL or archived source was checked.
- □ Corporate Number, address, or other identifiers were reviewed to avoid confusing similarly named entities.
- □ This document is understood as a public-record evidence file, not a credit decision or legal opinion.
Current page: Enforcement record
This screen focuses on one disclosed action: the published name, governing law, authority, facts, source status, and review evidence.
Free report
Save the disclosure record naming アンコラキャピタルパートナーズ有限責任組合 （Ancora Capital Partners Limited）
Includes the published name, regulator, governing law, source links, archive status, and reviewer note fields for internal due-diligence files.
Preserved evidence by Kiroku
Review the preserved source for アンコラキャピタルパートナーズ有限責任組合 （Ancora Capital Partners Limited）
Open the preserved public source with its capture time, original artifact, available verification data, and downloadable evidence pack.
For developers: JSON integration details
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Action summary
- Company
- アンコラキャピタルパートナーズ有限責任組合 （Ancora Capital Partners Limited）Japanese onlyOriginal: アンコラキャピタルパートナーズ有限責任組合 （Ancora Capital Partners Limited）
- Governing law
- Financial Instruments and Exchange Act金融商品取引法
- Action type
- Issuance of Warning Letter警告書発出
- Action date
- 1 March 2015
- Issuing authority
- Financial Services Agency and Local Finance Bureaus金融庁・財務局
- Industry context
- 無登録金融商品取引業者（海外）
Violation
The company displayed and sent a company profile indicating it engaged in financial instruments business (investment management). The name of the representative was unknown. The company impersonated Ancora Capital Partners Limited, which was registered as a qualified institutional investor special case business operator. There are reports that the company contacted individuals by phone, soliciting investments in other funds to recover past investment damages. The company profile is similar to those of Vanguard Capital Investment LLC, which was warned on August 30, 2013, and Arul Capital Partners LLC, warned on October 16, 2013.
Show original Japanese text
会社概要に金融商品取引業（投資運用業）を行う旨を表示し送付したもの。 代表者等の氏名は「不明」。 適格機関投資家等特例業務届出業者であった「Ancora Capital Partners Limited」を騙っていた。 当該業者から電話において、過去の投資被害を回復するため他社のファンドを勧誘されたとの情報が寄せられている。 会社概要は、平成25年8月30日付で警告を行った「ヴァンガードキャピタルインベストメント有限責任会社」及び平成25年10月16日付で警告を行った「アルルキャピタルパートナーズ 有限責任組合」と類似している。
Compliance context
Context neededThis is a public Japanese regulatory disclosure. The exact legal effect depends on the cited source and regulator.
Financial markets law covering securities, investment services, disclosure, and market conduct.
Review the original Japanese source and determine relevance to your counterparty-risk workflow.
This context is an operational aid for review workflows, not a credit opinion or legal conclusion.
Evidence pack
- Extracted at
- 2026-05-14T21:13:26.086+00:00
- Evidence checked
- 2026-07-27T16:05:15.124+00:00
- Archive captured
- 2026-05-15T18:30:47.935052+00:00
Show audit JSON
{
"record": {
"id": "afc8e247-32e3-4080-85a6-8f1cab251eec",
"url": "https://regbase.jp/en/enforcement/kinshoho-ankorakiyapitarupatonazuyou-xian-ze-ren-zu-he-ancoracapitalpartnerslimited-20150301",
"company_name_original": "アンコラキャピタルパートナーズ有限責任組合 （Ancora Capital Partners Limited）",
"company_name_registry": null,
"corporate_number": null,
"law": {
"ja": "金融商品取引法",
"en": "Financial Instruments and Exchange Act"
},
"action_type": {
"ja": "警告書発出",
"en": "Issuance of Warning Letter"
},
"authority": {
"ja": "金融庁・財務局",
"en": "Financial Services Agency and Local Finance Bureaus"
}
},
"entity_match": {
"status": "unresolved",
"confidence": 60,
"method": "source_name_only_no_registry_match",
"method_label": "source_name_only_no_registry_match",
"notes": "公表資料の名称は収録しましたが、法人番号へ安全に結び付ける独立証拠が不足しています。"
},
"review": {
"status": "needs_review",
"label": "Needs review"
},
"compliance_context": {
"severity": "Context needed",
"actionMeaning": "This is a public Japanese regulatory disclosure. The exact legal effect depends on the cited source and regulator.",
"practicalNote": "Review the original Japanese source and determine relevance to your counterparty-risk workflow.",
"lawContext": "Financial markets law covering securities, investment services, disclosure, and market conduct."
},
"evidence": {
"recordUrl": "https://regbase.jp/en/enforcement/kinshoho-ankorakiyapitarupatonazuyou-xian-ze-ren-zu-he-ancoracapitalpartnerslimited-20150301",
"officialSourceUrl": "https://www.fsa.go.jp/ordinary/chuui/mutouroku.html",
"officialDocumentUrl": null,
"archiveUrl": "https://kiroku.today/a/9fa660712e7967kc",
"archivedSourceUrl": "https://www.fsa.go.jp/ordinary/chuui/mutouroku.html",
"archiveCapturedAt": "2026-05-15T18:30:47.935052+00:00",
"extractedAt": "2026-05-14T21:13:26.086+00:00",
"translatedAt": "2026-07-06T04:17:08.913+00:00",
"evidenceCheckedAt": "2026-07-27T16:05:15.124+00:00",
"generatedAt": "2026-07-27T18:02:38.083Z"
},
"limitations": [
"RegBase aggregates public Japanese government disclosures and does not provide a credit opinion.",
"English summaries are provided for reference. The original Japanese source is authoritative.",
"Possible or unresolved entity matches should be manually verified before use in a decision."
]
}The original Japanese disclosure is the authoritative record. Use possible or unresolved matches only as leads for manual review.
Language
日本語版を見る (Japanese)About this recordAggregated and translated from public Japanese government disclosures. The English text is for reference only — authoritative content is the linked Japanese source.