Enforcement record

Issuance of Warning Letter disclosure naming Solid-Life Ltd.,(ソリッドライフリミテッド)

Solid-Life Ltd.,(ソリッドライフリミテッド) (Financial Instruments and Exchange Act)

This page records one action from a Japanese government disclosure, including the published name, governing law, authority, action details, and official source.

Financial Instruments and Exchange ActFinancial Services Agency and Local Finance BureausGovernment disclosure1 May 2015

Action type

Issuance of Warning Letter

Law

Financial Instruments and Exchange Act

Authority

Financial Services Agency and Local Finance Bureaus

Action date

1 May 2015

Current page: Enforcement record

This screen focuses on one disclosed action: the published name, governing law, authority, facts, source status, and review evidence.

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Preserved evidence by Kiroku

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/api/v1/enforcements?company=Solid-Life%20Ltd.%2C%EF%BC%88%E3%82%BD%E3%83%AA%E3%83%83%E3%83%89%E3%83%A9%E3%82%A4%E3%83%95%E3%83%AA%E3%83%9F%E3%83%86%E3%83%83%E3%83%89%EF%BC%89&limit=10

Action summary

Company
Solid-Life Ltd.,(ソリッドライフリミテッド)Japanese only
Original: Solid-Life Ltd.,(ソリッドライフリミテッド)
Governing law
Financial Instruments and Exchange Act
金融商品取引法
Action type
Issuance of Warning Letter
警告書発出
Action date
1 May 2015
Issuing authority
Financial Services Agency and Local Finance Bureaus
金融庁・財務局
Industry context
無登録金融商品取引業者(海外)

Violation

Machine-translated summary — verify against original

A business engaged in mediating over-the-counter derivative transactions via the internet, offering a service called [Kaigai FX Kanzen NAVI], and paying a portion of commissions received from overseas FX companies to customers who open accounts through their website. Several of these overseas FX companies have been warned by authorities, including FXDD Malta Limited (FXDD), Pepperstone Financial Pty Ltd (Pepperstone), Youtrade holdings Limited BVI (youtradeFX), IronFX Ltd (ironforex), InstaForex Companies Group (InstaForex), GLOBAL TRADE FINANCE GROUP INC. (GTF FX), eToro Europe Limited (AmigaFX), and International Capital Markets Pty Ltd (IC Markets).

Show original Japanese text

インターネットを通じて、店頭デリバティブ取引の媒介を行っていたもの。 代表者等の氏名は「不明」。 当該業者が提供するサービスの名称は「海外FX完全NAVI」である。 当該業者は、ウェブサイトを通じて海外FX会社に口座開設をした顧客に対して、海外FX会社から受領する報酬の一部を支払う旨を記載していた。 なお、上記海外FX会社には当局が警告を行った以下の業者が含まれている。 ・平成22年12月22日付「FXDD Malta Limited サービス名:FXDD」 ・平成24年6月14日付「Pepperstone Financial Pty Ltd サービス名:Pepperstone」 ・平成24年6月14日付「Youtrade holdings Limited BVI サービス名:youtradeFX」 ・平成24年6月14日付「IronFX Ltd サービス名:ironforex」 ・平成24年6月14日付「InstaForex Companies Group サービス名:InstaForex」 ・平成25年12月18日付「GLOBAL TRADE FINANCE GROUP INC. サービス名:GTF FX」 ・平成26年3月31日付「eToro Europe Limited サービス名:AmigaFX」 ・平成26年6月27日付「International Capital Markets Pty Ltd サービス名:IC Markets」

Compliance context

Context needed

This is a public Japanese regulatory disclosure. The exact legal effect depends on the cited source and regulator.

Financial markets law covering securities, investment services, disclosure, and market conduct.

Review the original Japanese source and determine relevance to your counterparty-risk workflow.

This context is an operational aid for review workflows, not a credit opinion or legal conclusion.

Evidence pack

Original Financial Services Agency and Local Finance Bureaus source (Japanese)Open preserved source and evidence pack
Extracted at
2026-05-14T21:13:26.085+00:00
Evidence checked
2026-07-27T16:04:35.838+00:00
Archive captured
2026-05-15T18:30:47.935052+00:00
Show audit JSON
{
  "record": {
    "id": "6de12d2e-40b5-454f-b0b4-036b75b27a0a",
    "url": "https://regbase.jp/en/enforcement/kinshoho-solid-lifeltdsoritudoraihurimitetudo-20150501",
    "company_name_original": "Solid-Life Ltd.,(ソリッドライフリミテッド)",
    "company_name_registry": null,
    "corporate_number": null,
    "law": {
      "ja": "金融商品取引法",
      "en": "Financial Instruments and Exchange Act"
    },
    "action_type": {
      "ja": "警告書発出",
      "en": "Issuance of Warning Letter"
    },
    "authority": {
      "ja": "金融庁・財務局",
      "en": "Financial Services Agency and Local Finance Bureaus"
    }
  },
  "entity_match": {
    "status": "unresolved",
    "confidence": 60,
    "method": "source_name_only_no_registry_match",
    "method_label": "source_name_only_no_registry_match",
    "notes": "公表資料の名称は収録しましたが、法人番号へ安全に結び付ける独立証拠が不足しています。"
  },
  "review": {
    "status": "needs_review",
    "label": "Needs review"
  },
  "compliance_context": {
    "severity": "Context needed",
    "actionMeaning": "This is a public Japanese regulatory disclosure. The exact legal effect depends on the cited source and regulator.",
    "practicalNote": "Review the original Japanese source and determine relevance to your counterparty-risk workflow.",
    "lawContext": "Financial markets law covering securities, investment services, disclosure, and market conduct."
  },
  "evidence": {
    "recordUrl": "https://regbase.jp/en/enforcement/kinshoho-solid-lifeltdsoritudoraihurimitetudo-20150501",
    "officialSourceUrl": "https://www.fsa.go.jp/ordinary/chuui/mutouroku.html",
    "officialDocumentUrl": null,
    "archiveUrl": "https://kiroku.today/a/9fa660712e7967kc",
    "archivedSourceUrl": "https://www.fsa.go.jp/ordinary/chuui/mutouroku.html",
    "archiveCapturedAt": "2026-05-15T18:30:47.935052+00:00",
    "extractedAt": "2026-05-14T21:13:26.085+00:00",
    "translatedAt": "2026-07-06T04:16:41.607+00:00",
    "evidenceCheckedAt": "2026-07-27T16:04:35.838+00:00",
    "generatedAt": "2026-07-27T19:04:13.981Z"
  },
  "limitations": [
    "RegBase aggregates public Japanese government disclosures and does not provide a credit opinion.",
    "English summaries are provided for reference. The original Japanese source is authoritative.",
    "Possible or unresolved entity matches should be manually verified before use in a decision."
  ]
}

The original Japanese disclosure is the authoritative record. Use possible or unresolved matches only as leads for manual review.

About this recordAggregated and translated from public Japanese government disclosures. The English text is for reference only — authoritative content is the linked Japanese source.