Possible 警告書発出 against シニア・アセット株式会社 代表取締役社長 A

シニア・アセット株式会社 代表取締役社長 A (Financial Instruments and Exchange Act)
Financial Instruments and Exchange Act金融庁・財務局Possible entity match1 June 2015
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/api/v1/enforcements?company=%E3%82%B7%E3%83%8B%E3%82%A2%E3%83%BB%E3%82%A2%E3%82%BB%E3%83%83%E3%83%88%E6%A0%AA%E5%BC%8F%E4%BC%9A%E7%A4%BE%20%E4%BB%A3%E8%A1%A8%E5%8F%96%E7%B7%A0%E5%BD%B9%E7%A4%BE%E9%95%B7%20A&limit=10

Action summary

Company
Original: シニア・アセット株式会社 代表取締役社長 A
Entity match
Possible entity match60/100Machine extracted
Company name extracted from the Japanese public disclosure
Governing law
Financial Instruments and Exchange Act
金融商品取引法
Action type
警告書発出
警告書発出
Action date
1 June 2015
Issuing authority
金融庁・財務局
金融庁・財務局

Violation

Show original Japanese text

勧誘資料に金融商品取引業(投資運用業)を行う旨を表示し送付したもの。 当該業者から、ヘルスケアリートの資産運用会社である旨を記載した「介護福祉に特化した未来のかたち」と題する書面等が送られてきたとの情報が寄せられている。 勧誘資料は、同日付で警告を行った「ジャパン・シニアリビング・パートナー株式会社」(登録を受けた金融商品取引業者である「ジャパン・シニアリビング・パートナーズ株式会社」を騙っている)と類似している。

Compliance context

Context needed

This is a public Japanese regulatory disclosure. The exact legal effect depends on the cited source and regulator.

Financial markets law covering securities, investment services, disclosure, and market conduct.

Review the original Japanese source and determine relevance to your counterparty-risk workflow.

This context is an operational aid for review workflows, not a credit opinion or legal conclusion.

Evidence pack

Original 金融庁・財務局 announcement (Japanese)Archived source snapshot
Extracted at
2026-05-14T21:13:26.085+00:00
Evidence checked
Not recorded
Archive captured
2026-05-21T00:30:35.119+00:00
Show audit JSON
{
  "record": {
    "id": "e85db683-ce36-493a-8255-7de4aa8dea50",
    "url": "https://regbase.jp/en/enforcement/kinshoho-siniaasetutodai-biao-qu-di-yi-she-chang-a-20150601",
    "company_name_original": "シニア・アセット株式会社 代表取締役社長 A",
    "company_name_registry": "シニア・アセット株式会社 代表取締役社長 A",
    "corporate_number": null,
    "law": {
      "ja": "金融商品取引法",
      "en": "Financial Instruments and Exchange Act"
    },
    "action_type": {
      "ja": "警告書発出",
      "en": "警告書発出"
    },
    "authority": {
      "ja": "金融庁・財務局",
      "en": "金融庁・財務局"
    }
  },
  "entity_match": {
    "status": "possible",
    "confidence": 60,
    "method": "extracted_japanese_name",
    "method_label": "Company name extracted from the Japanese public disclosure",
    "notes": null
  },
  "review": {
    "status": "unreviewed",
    "label": "Machine extracted"
  },
  "compliance_context": {
    "severity": "Context needed",
    "actionMeaning": "This is a public Japanese regulatory disclosure. The exact legal effect depends on the cited source and regulator.",
    "practicalNote": "Review the original Japanese source and determine relevance to your counterparty-risk workflow.",
    "lawContext": "Financial markets law covering securities, investment services, disclosure, and market conduct."
  },
  "evidence": {
    "recordUrl": "https://regbase.jp/en/enforcement/kinshoho-siniaasetutodai-biao-qu-di-yi-she-chang-a-20150601",
    "officialSourceUrl": "https://www.fsa.go.jp/ordinary/chuui/mutouroku.html",
    "archiveUrl": "https://kiroku.today/view/9fa660712e7967kc",
    "archiveCapturedAt": "2026-05-21T00:30:35.119+00:00",
    "extractedAt": "2026-05-14T21:13:26.085+00:00",
    "translatedAt": null,
    "evidenceCheckedAt": null,
    "generatedAt": "2026-05-21T09:01:18.700Z"
  },
  "limitations": [
    "RegBase aggregates public Japanese government disclosures and does not provide a credit opinion.",
    "English summaries are provided for reference. The original Japanese source is authoritative.",
    "Possible or unresolved entity matches should be manually verified before use in a decision."
  ]
}

The original Japanese disclosure is the authoritative record. Use possible or unresolved matches only as leads for manual review.

Company info

English name
シニア・アセット株式会社 代表取締役社長 A Japanese original
Japanese name
シニア・アセット株式会社 代表取締役社長 A
See company profile →

About this recordAggregated and translated from public Japanese government disclosures. The English text is for reference only — authoritative content is the linked Japanese source.