Public risk disclosures

Japan Public Risk Disclosures

Search public Japanese government disclosures that name companies or operators even when the record is not a standard administrative enforcement action. Coverage includes labor standards violation disclosures, FSA warnings for unregistered financial operators, and travel agency sanctions.

Total

3,047

Labor

1,837

FSA warnings

1,148

Travel

62

3,047 public records(page 118 of 153)

1 Feb 2017

株式会社マーケットリンク運営責任者 A

Government disclosure record

FSA unregistered operator warningsWarning issued

The entity solicited advice based on investment advisory contracts via the internet. The service provided by the entity is called [Business Leader Market, BLM]. The entity was established by JG-company Inc. and two other companies, which had been issued court orders prohibiting and stopping violations of the Financial Instruments and Exchange Act on March 29, 2018, and is an entity without actual business operations, created to establish a website related to investment advice.

1 Jan 2017

VISTA運営事務局運営責任者 A

Government disclosure record

FSA unregistered operator warningsWarning issued

Engaged in soliciting advice based on investment advisory contracts via the internet. The service provided by the entity is called [VISTA].

1 Jan 2017

Pivot Markets International Inc. 代表取締役 A

Government disclosure record

FSA unregistered operator warningsWarning issued

Engaged in solicitation of over-the-counter derivative transactions via the internet. The service provided by the company is called [Pivot Markets, Pivot Market].

1 Jan 2017

FineStock運営事務所運営責任者 A

Government disclosure record

FSA unregistered operator warningsWarning issued

Engaged in soliciting advice based on investment advisory contracts via the internet. The service provided by the entity is called [FineStock].

1 Jan 2017

ネクサストレード運営事務局運営責任者 A

Government disclosure record

FSA unregistered operator warningsWarning issued

Engaged in soliciting advice based on investment advisory contracts via the internet. The service provided by the entity is called [Nexustrade].

1 Jan 2017

Government disclosure record

FSA unregistered operator warningsWarning issued

An entity engaged in soliciting over the internet for over-the-counter derivative transactions, using the service name FXNoah. It is associated with companies including JG-company, which was subject to a court order prohibiting and stopping violations of the Financial Instruments and Exchange Act on March 29, 2018, but these companies are not real corporations. The entity has provided information that customers are directed to open accounts with this entity when using automated FX trading software sold by other companies.

1 Dec 2016

Pinnacle Wealth Management Limited

Government disclosure record

FSA unregistered operator warningsWarning issued

Sent solicitation materials and provided advice based on an investment advisory contract. The name of the representative is unknown.

1 Dec 2016

福美株式会社代表取締役 A

Government disclosure record

FSA unregistered operator warningsWarning issued

Asset Creation Corporation and the companies Izumi and Financial Partners Japan, which operate together with Asset Creation Corporation, handled the offering or private placement of bonds issued by these companies.

1 Dec 2016

Government disclosure record

FSA unregistered operator warningsWarning issued

Engaged in solicitation of over-the-counter derivative transactions via the internet. The name of the representative is unknown. The services provided by the business are called FXGLOBE and FXグローブ.

1 Dec 2016

株式会社ホープ【警告時】、株式会社トルネード(※) 運営責任者 A【警告時】 ※警告後、商号（業者名）の変更が確認できた場合に当該商号を記載している。

Government disclosure record

FSA unregistered operator warningsWarning issued

The entity solicited investment advisory contracts via the internet. The service provided by the entity is called [Kabu Yomi]. The entity was established by JG-company Inc. and two other companies, which had been issued court orders for prohibition and suspension related to violations of the Financial Instruments and Exchange Act on March 29, 2018, and which are fictitious companies established to set up a website for investment advice.

1 Dec 2016

Government disclosure record

FSA unregistered operator warningsWarning issued

Engaged in solicitation of over-the-counter derivative transactions via the internet. The name of the representative is unknown. The services provided by the business are called TRADEVIEW MARKETS, TRADEVIEW, and トレードビュー.

1 Dec 2016

株式会社アリアーナ運営責任者 A

Government disclosure record

FSA unregistered operator warningsWarning issued

The entity was soliciting advice based on an investment advisory contract via the internet. The service provided by the entity is called [site, SITE, Kabusaito].

1 Nov 2016

株式会社ニューライフ代表取締役 A

Government disclosure record

FSA unregistered operator warningsWarning issued

The entity sent solicitation materials and conducted fund (stock) offerings or private placements. There is information that the entity received materials titled [Guide to TSE IPO Stock Management].

1 Nov 2016

Government disclosure record

FSA unregistered operator warningsWarning issued

Engaged in solicitation of over-the-counter derivative transactions via the internet. The name of the representative is unknown. The service provided by the business is called Banco Capital (バンコキャピタル).

1 Oct 2016

株式会社ロータス代表取締役社長 A

Government disclosure record

FSA unregistered operator warningsWarning issued

Engaged in soliciting advice based on investment advisory contracts via the internet. The services provided by the entity are named [UP, RANK].

1 Oct 2016

Government disclosure record

FSA unregistered operator warningsWarning issued

Engaged in solicitation of over-the-counter derivative transactions via the internet. The name of the representative is unknown. The service provided by the business is called [OPTION COLOR].

1 Oct 2016

株式会社アビック代表取締役 A

Government disclosure record

FSA unregistered operator warningsWarning issued

The entity sent solicitation materials and acted as an intermediary for stock trading commissions. After receiving a telephone solicitation related to stock trading from the entity, a document titled [Monthly Report] was sent following the contract.

1 Oct 2016

株式会社アイテム販売責任者 A

Government disclosure record

FSA unregistered operator warningsWarning issued

Engaged in soliciting advice based on investment advisory contracts via the internet. The services provided by the operator are named [MG, MEDIA].

1 Sept 2016

Winwin International Marketing Limited 運営責任者 A （代表 B）

Government disclosure record

FSA unregistered operator warningsWarning issued

Engaged in soliciting advice based on investment advisory contracts via the internet. The service provided by the entity is called [CONNECT].

1 Aug 2016

株式会社ZION 代表取締役 A

Government disclosure record

FSA unregistered operator warningsWarning issued

Engaged in solicitation of advice based on investment advisory contracts via the internet. The service provided by the entity is called [compass(COMPASS)].

Date	Company / operator	Source	Type	Summary
1 Feb 2017	株式会社マーケットリンク運営責任者 A Government disclosure record	FSA unregistered operator warnings	Warning issued	The entity solicited advice based on investment advisory contracts via the internet. The service provided by the entity is called [Business Leader Market, BLM]. The entity was established by JG-company Inc. and two other companies, which had been issued court orders prohibiting and stopping violations of the Financial Instruments and Exchange Act on March 29, 2018, and is an entity without actual business operations, created to establish a website related to investment advice.
1 Jan 2017	VISTA運営事務局運営責任者 A Government disclosure record	FSA unregistered operator warnings	Warning issued	Engaged in soliciting advice based on investment advisory contracts via the internet. The service provided by the entity is called [VISTA].
1 Jan 2017	Pivot Markets International Inc. 代表取締役 A Government disclosure record	FSA unregistered operator warnings	Warning issued	Engaged in solicitation of over-the-counter derivative transactions via the internet. The service provided by the company is called [Pivot Markets, Pivot Market].
1 Jan 2017	FineStock運営事務所運営責任者 A Government disclosure record	FSA unregistered operator warnings	Warning issued	Engaged in soliciting advice based on investment advisory contracts via the internet. The service provided by the entity is called [FineStock].
1 Jan 2017	ネクサストレード運営事務局運営責任者 A Government disclosure record	FSA unregistered operator warnings	Warning issued	Engaged in soliciting advice based on investment advisory contracts via the internet. The service provided by the entity is called [Nexustrade].
1 Jan 2017	AQUARIUS Ltd Government disclosure record	FSA unregistered operator warnings	Warning issued	An entity engaged in soliciting over the internet for over-the-counter derivative transactions, using the service name FXNoah. It is associated with companies including JG-company, which was subject to a court order prohibiting and stopping violations of the Financial Instruments and Exchange Act on March 29, 2018, but these companies are not real corporations. The entity has provided information that customers are directed to open accounts with this entity when using automated FX trading software sold by other companies.
1 Dec 2016	Pinnacle Wealth Management Limited Government disclosure record	FSA unregistered operator warnings	Warning issued	Sent solicitation materials and provided advice based on an investment advisory contract. The name of the representative is unknown.
1 Dec 2016	福美株式会社代表取締役 A Government disclosure record	FSA unregistered operator warnings	Warning issued	Asset Creation Corporation and the companies Izumi and Financial Partners Japan, which operate together with Asset Creation Corporation, handled the offering or private placement of bonds issued by these companies.
1 Dec 2016	FXGlobe Ltd Government disclosure record	FSA unregistered operator warnings	Warning issued	Engaged in solicitation of over-the-counter derivative transactions via the internet. The name of the representative is unknown. The services provided by the business are called FXGLOBE and FXグローブ.
1 Dec 2016	株式会社ホープ【警告時】、株式会社トルネード(※) 運営責任者 A【警告時】 ※警告後、商号（業者名）の変更が確認できた場合に当該商号を記載している。 Government disclosure record	FSA unregistered operator warnings	Warning issued	The entity solicited investment advisory contracts via the internet. The service provided by the entity is called [Kabu Yomi]. The entity was established by JG-company Inc. and two other companies, which had been issued court orders for prohibition and suspension related to violations of the Financial Instruments and Exchange Act on March 29, 2018, and which are fictitious companies established to set up a website for investment advice.
1 Dec 2016	Tradeview Ltd Government disclosure record	FSA unregistered operator warnings	Warning issued	Engaged in solicitation of over-the-counter derivative transactions via the internet. The name of the representative is unknown. The services provided by the business are called TRADEVIEW MARKETS, TRADEVIEW, and トレードビュー.
1 Dec 2016	株式会社アリアーナ運営責任者 A Government disclosure record	FSA unregistered operator warnings	Warning issued	The entity was soliciting advice based on an investment advisory contract via the internet. The service provided by the entity is called [site, SITE, Kabusaito].
1 Nov 2016	株式会社ニューライフ代表取締役 A Government disclosure record	FSA unregistered operator warnings	Warning issued	The entity sent solicitation materials and conducted fund (stock) offerings or private placements. There is information that the entity received materials titled [Guide to TSE IPO Stock Management].
1 Nov 2016	IVA Gold ltd. Government disclosure record	FSA unregistered operator warnings	Warning issued	Engaged in solicitation of over-the-counter derivative transactions via the internet. The name of the representative is unknown. The service provided by the business is called Banco Capital (バンコキャピタル).
1 Oct 2016	株式会社ロータス代表取締役社長 A Government disclosure record	FSA unregistered operator warnings	Warning issued	Engaged in soliciting advice based on investment advisory contracts via the internet. The services provided by the entity are named [UP, RANK].
1 Oct 2016	V.O.Ltd Government disclosure record	FSA unregistered operator warnings	Warning issued	Engaged in solicitation of over-the-counter derivative transactions via the internet. The name of the representative is unknown. The service provided by the business is called [OPTION COLOR].
1 Oct 2016	株式会社アビック代表取締役 A Government disclosure record	FSA unregistered operator warnings	Warning issued	The entity sent solicitation materials and acted as an intermediary for stock trading commissions. After receiving a telephone solicitation related to stock trading from the entity, a document titled [Monthly Report] was sent following the contract.
1 Oct 2016	株式会社アイテム販売責任者 A Government disclosure record	FSA unregistered operator warnings	Warning issued	Engaged in soliciting advice based on investment advisory contracts via the internet. The services provided by the operator are named [MG, MEDIA].
1 Sept 2016	Winwin International Marketing Limited 運営責任者 A （代表 B） Government disclosure record	FSA unregistered operator warnings	Warning issued	Engaged in soliciting advice based on investment advisory contracts via the internet. The service provided by the entity is called [CONNECT].
1 Aug 2016	株式会社ZION 代表取締役 A Government disclosure record	FSA unregistered operator warnings	Warning issued	Engaged in solicitation of advice based on investment advisory contracts via the internet. The service provided by the entity is called [compass(COMPASS)].

Important context

This list aggregates public Japanese government disclosures. It is not a sanctions list, credit report, legal opinion, or procurement approval system. Verify material records against the linked original Japanese source before making any compliance, credit, or legal decision.