Public risk disclosures

Japan Public Risk Disclosures

Search public Japanese government disclosures that name companies or operators even when the record is not a standard administrative enforcement action. Coverage includes labor standards violation disclosures, FSA warnings for unregistered financial operators, and travel agency sanctions.

Total

3,143

Labor

1,923

FSA warnings

1,158

Travel

62

3,143 public records(page 118 of 158)

1 Dec 2018

パーパス運営責任者 A

Government disclosure record

FSA unregistered operator warningsWarning issued

Engaged in soliciting advice based on investment advisory contracts via the internet. The service provided by the company is called [PROJECT].

1 Dec 2018

VISION株式会社運営責任者 A

Government disclosure record

FSA unregistered operator warningsWarning issued

Engaged in soliciting advice based on investment advisory contracts via the internet. The service provided by the company is called [MORNING].

1 Dec 2018

五幸商事株式会社代表取締役 A

Government disclosure record

FSA unregistered operator warningsWarning issued

The entity sent solicitation materials and conducted fund募集 or private placement, and managed funds received from investors through FX trading. It received information that it solicited investments in FX trading products from a certain operator, received distribution of materials titled [GOKO Fund Anonymous Partnership Contract] and [GOKO Fund Prospectus Summary], and was asked to submit materials titled [Trade Instructions (Investment Application Form)]. The operator's location and representative director are the same as those of [Soku Ichigan Holdings Co., Ltd.], which issued a warning letter on May 22, 2015, for making false disclosures.

1 Nov 2018

BS Trading Ltd.

Government disclosure record

FSA unregistered operator warningsWarning issued

Engaged in solicitation of over-the-counter derivative transactions via the internet. The name of the representative is unknown. The services provided are called BS Trading FX and BS Trading.

1 Nov 2018

ジェイ・トラスト株式会社代表取締役 A 実質的経営者 B

Government disclosure record

FSA unregistered operator warningsWarning issued

The entity was engaged in soliciting or private placement of funds.

1 Nov 2018

クローバーアセットマネジメント株式会社実質的経営者 A

Government disclosure record

FSA unregistered operator warningsWarning issued

The entity was engaged in soliciting or private placement of funds.

1 Nov 2018

マーケットアシスト運営局最高運営責任者 A

Government disclosure record

FSA unregistered operator warningsWarning issued

The entity was soliciting advice based on an investment advisory contract via the internet. The service provided by the entity is called [Market Assist].

1 Aug 2018

株式会社Money Solution 代表取締役 A

Government disclosure record

FSA unregistered operator warningsWarning issued

The entity was engaged in soliciting advice based on investment advisory contracts via the internet. It was reported that the company introduced customers who purchased a product called [Universal Trend FX] to an overseas provider, [FXDD], which the authorities have warned about.

1 Jul 2018

Visionary Traders Management Office

Government disclosure record

FSA unregistered operator warningsWarning issued

Engaged in solicitation of over-the-counter derivative transactions via the internet. The name of the representative is unknown. The service provided by the operator is called Visionary Traders, available at visionary-traders.com.

1 Jul 2018

Government disclosure record

FSA unregistered operator warningsWarning issued

Engaged in solicitation of over-the-counter derivative transactions via the internet. The name of the representative is unknown. The service provided by the operator is called [Super Jet FX].

1 Jul 2018

JT BRIDGE LIMITED

Government disclosure record

FSA unregistered operator warningsWarning issued

Engaged in solicitation of over-the-counter derivative transactions via the internet. The name of the representative is unknown. The services provided by the business are called INSTANTRADE, InstantTrade, and Inst.

1 Jun 2018

株式会社Office-M 運営責任者 A、B又はC

Government disclosure record

FSA unregistered operator warningsWarning issued

The entity provided investment advice based on an investment advisory contract via the internet. The services offered are named [J-Asset Investment Club, J-Asset, J Asset Club, Premium Club, Premium Club]. Promotional materials have been confirmed that list the address as [2-15-19 Kami-Osaki, Shinagawa-ku, Tokyo, MG Meguro Ekimae 505]. The website of [J-Asset Investment Club] previously listed the sales company name as [J-Life Co., Ltd.].

1 Jun 2018

株式会社ジパング代表取締役 A（2018/3/31日までの代表取締役 B）

Government disclosure record

FSA unregistered operator warningsWarning issued

An entity solicited customers via the internet to enter into contracts to entrust investment decisions for over-the-counter derivatives and to operate funds. After purchasing a product called [CLUB THE ZIPANGU] by [Yasuhiko Tanaka], there are reports that customers were asked to open accounts with overseas companies warned by authorities, including FXDD Trading, LTD (March 2, 2016), Axiory Global Ltd. (June 12, 2015), and Titan FX Limited (August 7, 2015).

1 May 2018

ジャパンインベストマスター運営局最高運営責任者 A

Government disclosure record

FSA unregistered operator warningsWarning issued

Engaged in solicitation of advice based on investment advisory contracts via the internet. The service provided by the company is called [Japan Investment Master].

1 May 2018

株式会社Richesse 責任者 A

Government disclosure record

FSA unregistered operator warningsWarning issued

An entity provided advice based on an investment advisory contract via the internet. It is reported that after purchasing a product called [GRAND SLAM] by [Hasegawa Naoya], sold by the entity, the customer received notifications for binary options trading timing through a free call app. Additionally, it is reported that the product includes [Full Automation Pack] by [Market Kensuke]. The entity had previously been warned on November 17, 2015, regarding the introduction of [Highlow Australia (Operator: Highlow Markets Pty. Ltd.)] as a binary options account opening destination, and on February 10, 2017, regarding [Big Boss (Operator: Big Boss Financial Limited)] as the designated account opening destination for the [Full Automation Pack].

1 May 2018

株式会社オレンジプラン代表取締役 A

Government disclosure record

FSA unregistered operator warningsWarning issued

The entity was engaged in soliciting or handling private placements of funds. On May 29, 2018, the Securities and Exchange Surveillance Commission filed a petition with the court to prohibit and cease the entity's violation of the Financial Instruments and Exchange Act by conducting fund solicitation or private placement handling without registration.

1 May 2018

株式会社ゴールドマイン代表取締役 A

Government disclosure record

FSA unregistered operator warningsWarning issued

The respondent was engaged in soliciting or handling private placements of funds. On May 29, 2018, the Securities and Exchange Surveillance Commission filed a petition with the court to prohibit and suspend the respondent's violation of the Financial Instruments and Exchange Act, specifically for conducting fund solicitation or private placement handling without registration.

1 May 2018

急騰ステーション管理局最高運営責任者 A

Government disclosure record

FSA unregistered operator warningsWarning issued

Engaged in soliciting advice based on investment advisory contracts via the internet. The service provided by the operator is called [Kyuto Station].

1 May 2018

Bank of Earth Limited

Government disclosure record

FSA unregistered operator warningsWarning issued

An entity solicited over the internet for over-the-counter derivatives trading. The name of the representative is unknown. The services provided are called FXMate and FX-MATE.

1 May 2018

Government disclosure record

FSA unregistered operator warningsWarning issued

The entity solicited over-the-counter derivative transactions via the internet. The name of the service provided is SimpleFX. The location of this entity is similar to that of HF Markets (SV) Ltd, which was warned on August 31, 2017, Milton Markets Ltd, warned on January 31, 2018, and TCG Holdings Ltd, warned on June 21, 2017.

Date	Company / operator	Source	Type	Summary
1 Dec 2018	パーパス運営責任者 A Government disclosure record	FSA unregistered operator warnings	Warning issued	Engaged in soliciting advice based on investment advisory contracts via the internet. The service provided by the company is called [PROJECT].
1 Dec 2018	VISION株式会社運営責任者 A Government disclosure record	FSA unregistered operator warnings	Warning issued	Engaged in soliciting advice based on investment advisory contracts via the internet. The service provided by the company is called [MORNING].
1 Dec 2018	五幸商事株式会社代表取締役 A Government disclosure record	FSA unregistered operator warnings	Warning issued	The entity sent solicitation materials and conducted fund募集 or private placement, and managed funds received from investors through FX trading. It received information that it solicited investments in FX trading products from a certain operator, received distribution of materials titled [GOKO Fund Anonymous Partnership Contract] and [GOKO Fund Prospectus Summary], and was asked to submit materials titled [Trade Instructions (Investment Application Form)]. The operator's location and representative director are the same as those of [Soku Ichigan Holdings Co., Ltd.], which issued a warning letter on May 22, 2015, for making false disclosures.
1 Nov 2018	BS Trading Ltd. Government disclosure record	FSA unregistered operator warnings	Warning issued	Engaged in solicitation of over-the-counter derivative transactions via the internet. The name of the representative is unknown. The services provided are called BS Trading FX and BS Trading.
1 Nov 2018	ジェイ・トラスト株式会社代表取締役 A 実質的経営者 B Government disclosure record	FSA unregistered operator warnings	Warning issued	The entity was engaged in soliciting or private placement of funds.
1 Nov 2018	クローバーアセットマネジメント株式会社実質的経営者 A Government disclosure record	FSA unregistered operator warnings	Warning issued	The entity was engaged in soliciting or private placement of funds.
1 Nov 2018	マーケットアシスト運営局最高運営責任者 A Government disclosure record	FSA unregistered operator warnings	Warning issued	The entity was soliciting advice based on an investment advisory contract via the internet. The service provided by the entity is called [Market Assist].
1 Aug 2018	株式会社Money Solution 代表取締役 A Government disclosure record	FSA unregistered operator warnings	Warning issued	The entity was engaged in soliciting advice based on investment advisory contracts via the internet. It was reported that the company introduced customers who purchased a product called [Universal Trend FX] to an overseas provider, [FXDD], which the authorities have warned about.
1 Jul 2018	Visionary Traders Management Office Government disclosure record	FSA unregistered operator warnings	Warning issued	Engaged in solicitation of over-the-counter derivative transactions via the internet. The name of the representative is unknown. The service provided by the operator is called Visionary Traders, available at visionary-traders.com.
1 Jul 2018	Super Jet FX Government disclosure record	FSA unregistered operator warnings	Warning issued	Engaged in solicitation of over-the-counter derivative transactions via the internet. The name of the representative is unknown. The service provided by the operator is called [Super Jet FX].
1 Jul 2018	JT BRIDGE LIMITED Government disclosure record	FSA unregistered operator warnings	Warning issued	Engaged in solicitation of over-the-counter derivative transactions via the internet. The name of the representative is unknown. The services provided by the business are called INSTANTRADE, InstantTrade, and Inst.
1 Jun 2018	株式会社Office-M 運営責任者 A、B又はC Government disclosure record	FSA unregistered operator warnings	Warning issued	The entity provided investment advice based on an investment advisory contract via the internet. The services offered are named [J-Asset Investment Club, J-Asset, J Asset Club, Premium Club, Premium Club]. Promotional materials have been confirmed that list the address as [2-15-19 Kami-Osaki, Shinagawa-ku, Tokyo, MG Meguro Ekimae 505]. The website of [J-Asset Investment Club] previously listed the sales company name as [J-Life Co., Ltd.].
1 Jun 2018	株式会社ジパング代表取締役 A（2018/3/31日までの代表取締役 B） Government disclosure record	FSA unregistered operator warnings	Warning issued	An entity solicited customers via the internet to enter into contracts to entrust investment decisions for over-the-counter derivatives and to operate funds. After purchasing a product called [CLUB THE ZIPANGU] by [Yasuhiko Tanaka], there are reports that customers were asked to open accounts with overseas companies warned by authorities, including FXDD Trading, LTD (March 2, 2016), Axiory Global Ltd. (June 12, 2015), and Titan FX Limited (August 7, 2015).
1 May 2018	ジャパンインベストマスター運営局最高運営責任者 A Government disclosure record	FSA unregistered operator warnings	Warning issued	Engaged in solicitation of advice based on investment advisory contracts via the internet. The service provided by the company is called [Japan Investment Master].
1 May 2018	株式会社Richesse 責任者 A Government disclosure record	FSA unregistered operator warnings	Warning issued	An entity provided advice based on an investment advisory contract via the internet. It is reported that after purchasing a product called [GRAND SLAM] by [Hasegawa Naoya], sold by the entity, the customer received notifications for binary options trading timing through a free call app. Additionally, it is reported that the product includes [Full Automation Pack] by [Market Kensuke]. The entity had previously been warned on November 17, 2015, regarding the introduction of [Highlow Australia (Operator: Highlow Markets Pty. Ltd.)] as a binary options account opening destination, and on February 10, 2017, regarding [Big Boss (Operator: Big Boss Financial Limited)] as the designated account opening destination for the [Full Automation Pack].
1 May 2018	株式会社オレンジプラン代表取締役 A Government disclosure record	FSA unregistered operator warnings	Warning issued	The entity was engaged in soliciting or handling private placements of funds. On May 29, 2018, the Securities and Exchange Surveillance Commission filed a petition with the court to prohibit and cease the entity's violation of the Financial Instruments and Exchange Act by conducting fund solicitation or private placement handling without registration.
1 May 2018	株式会社ゴールドマイン代表取締役 A Government disclosure record	FSA unregistered operator warnings	Warning issued	The respondent was engaged in soliciting or handling private placements of funds. On May 29, 2018, the Securities and Exchange Surveillance Commission filed a petition with the court to prohibit and suspend the respondent's violation of the Financial Instruments and Exchange Act, specifically for conducting fund solicitation or private placement handling without registration.
1 May 2018	急騰ステーション管理局最高運営責任者 A Government disclosure record	FSA unregistered operator warnings	Warning issued	Engaged in soliciting advice based on investment advisory contracts via the internet. The service provided by the operator is called [Kyuto Station].
1 May 2018	Bank of Earth Limited Government disclosure record	FSA unregistered operator warnings	Warning issued	An entity solicited over the internet for over-the-counter derivatives trading. The name of the representative is unknown. The services provided are called FXMate and FX-MATE.
1 May 2018	SimpleFX Ltd. Government disclosure record	FSA unregistered operator warnings	Warning issued	The entity solicited over-the-counter derivative transactions via the internet. The name of the service provided is SimpleFX. The location of this entity is similar to that of HF Markets (SV) Ltd, which was warned on August 31, 2017, Milton Markets Ltd, warned on January 31, 2018, and TCG Holdings Ltd, warned on June 21, 2017.

Important context

This list aggregates public Japanese government disclosures. It is not a sanctions list, credit report, legal opinion, or procurement approval system. Verify material records against the linked original Japanese source before making any compliance, credit, or legal decision.