Public risk disclosures
Search public Japanese government disclosures that name companies or operators even when the record is not a standard administrative enforcement action. Coverage includes labor standards violation disclosures, FSA warnings for unregistered financial operators, and travel agency sanctions.
Total
3,047
Labor
1,837
FSA warnings
1,148
Travel
62
3,047 public records(page 117 of 153)
1 Jun 2017
TCG holdings Ltd.Government disclosure record
Engaged in solicitation of over-the-counter derivative transactions via the internet. The name of the representative is unknown. The service provided by the business is called [theoption].
1 May 2017
株式会社ひまわりアセットマネジメント 代表取締役社長 AGovernment disclosure record
The entity sent solicitation materials and acted as an intermediary for stock trading commissions. They received a phone solicitation regarding stock transactions from the entity, and after contracting, they received a document titled [Trade Report]. Additionally, they impersonated a registered investment advisory business with a registration number similar to that of the Financial Services Agency.
1 May 2017
Parallax IncorporatedGovernment disclosure record
Engaged in soliciting over the internet for over-the-counter derivative transactions. The name of the representative is unknown. The service provided by the operator is called [FBS], which is the same as the service offered by [FBS Markets Inc.] that was warned on August 7, 2015.
1 May 2017
Global View International Services Ltd.Government disclosure record
An entity solicited over-the-internet for over-the-counter derivative transactions. The name of the representative is unknown. The service provided is called OPTIONBIT or OptionBit, which is the same as the entities previously warned by the authorities: Top Volume Solutions Ltd. (June 27, 2013), Novox Capital Ltd. (July 17, 2014), and Green Galaxy International (February 12, 2015).
1 Apr 2017
NC Ltd.Government disclosure record
Engaged in solicitation of over-the-counter derivative transactions via the internet. The name of the representative is unknown. The service provided by the business is called 'ROYAL OPTION' or 'ロイヤルオプション'.
1 Apr 2017
STILETTO NET LIMITED AGovernment disclosure record
Engaged in soliciting over the internet for over-the-counter derivative transactions. The service provided by the operator is called [SPEED OPTION, Speed Option].
1 Apr 2017
PLT Company Limited CEO AGovernment disclosure record
An entity was soliciting over the internet for over-the-counter derivative transactions. The services offered are called [FOREX HEART, FX-Heart]. Their website lists [Pacific Trade Limited] as a different company name, with an address at [41 Shortland Street, Plaza Level, Auckland, 1010 New Zealand]. This address is the same as that of [Scent Investments Limited], which was previously warned on February 25, 2015. Additionally, there are reports that a blog related to FX trading mentions this entity as a partner.
1 Mar 2017
株式会社フューチャートラスト 運営責任者 AGovernment disclosure record
The entity was soliciting advice based on investment advisory contracts via the internet. The service provided by the entity is called [FutureTrust, Fuyūchāto Rasutsu].
1 Mar 2017
ウォールストリートクラブ日本支店 代表取締役社長 AGovernment disclosure record
The entity sent solicitation materials and conducted募集 or private placement of investment trusts. They were introduced through a newsletter operated by another company, and after applying for products such as [Wall Street Club (New Monitor Plan)], they received materials titled [Operation Certificate]. The entity's website states that it is a Japanese branch of [Wall Street Club Inc.].
1 Mar 2017
フォーカストレード運営事務局 運営責任者 AGovernment disclosure record
Engaged in soliciting advice based on investment advisory contracts via the internet. The service provided by the entity is called [Focus Trade, フォーカストレード].
1 Mar 2017
Infin Markets LimitedGovernment disclosure record
The entity was soliciting over the internet for over-the-counter derivative transactions. The name of the representative is unknown. The service provided by the entity is called [infinmarkets].
1 Mar 2017
株式会社S．R．H【警告時】、株式会社プラウド(※) 代表者 A【警告時】 ※警告後、商号（業者名）の変更が確認できた場合に当該商号を記載している。Government disclosure record
An entity engaged in soliciting advice based on investment advisory contracts via the internet, offering services named [Traders Japan, Rapid Rise Stock Project]. This entity was established by JG-company Inc. and two other companies, which had been issued court orders for prohibition and suspension due to violations of the Financial Instruments and Exchange Act on March 29, 2018, and are considered shell companies set up to operate websites related to investment advice.
1 Mar 2017
株式会社ティーエスケイ 運営責任者 AGovernment disclosure record
An entity engaged in soliciting investment advisory contracts via the internet, using service names such as [Kabu-eki Trend, KABUSHIKITREND]. Solicitation materials have been confirmed to list addresses at [2-25 Nihonbashi Ningyocho, Chuo-ku, Tokyo] and [1-22-17 Haganezuka, Shibuya-ku, Tokyo, Berg108]. This entity was established as a non-existent company by JG-company Inc. and two other companies, which had been issued court orders for prohibition and suspension due to violations of the Financial Instruments and Exchange Act on March 29, 2018, to set up a website related to investment advice.
1 Feb 2017
Big Boss Financial Limited 代表取締役 AGovernment disclosure record
Engaged in soliciting over the internet for over-the-counter derivative transactions. The services provided by the entity are named [Big Boss Financial, Big Boss].
1 Feb 2017
株式会社投資喫茶運営局 運営責任者 AGovernment disclosure record
Engaged in soliciting advice based on investment advisory contracts via the internet. The service provided by the operator is called [Tōshi Kissa].
1 Feb 2017
ウィルフォート株式会社 代表取締役 AGovernment disclosure record
Sent solicitation materials and conducted fund solicitation or private placement. Solicitation materials were confirmed to include the address [2-30 Benten-dori, Naka-ku, Yokohama-shi, Kanagawa, OMT Kannai Building 4F].
1 Feb 2017
株式会社ヒカリ【警告時】、株式会社タイヨウ(※) 運営責任者 A【警告時】 ※警告後、商号（業者名）の変更が確認できた場合に当該商号を記載している。Government disclosure record
An entity engaged in soliciting advice based on investment advisory contracts via the internet. The services offered include [Kabu-ki Hot Line], [Nikkei Marketing], and [Market EX]. The solicitation materials list locations at [1 Chome, Kanda-Jinbocho, Chiyoda-ku, Tokyo] and [4-D High Cryptomeria, 3-15-16 Ikebukuro, Toshima-ku, Tokyo]. This entity was established by JG-company Inc. and two other companies, which had been issued court orders for prohibition and suspension related to violations of the Financial Instruments and Exchange Act on March 29, 2018, and is an entity without actual business operations, created to establish a website for investment advice.
1 Feb 2017
株式会社redream 運営責任者 AGovernment disclosure record
The entity solicited advice based on an investment advisory contract via the internet. The service provided by the entity is called [STOCK EDUCATION]. After purchasing the product sold by the entity, there is information that a document titled [Corporate Analysis Stock Information (Corporate Stock Analysis Information)] was received.
1 Feb 2017
DREAM FOR A LIVING LTDGovernment disclosure record
The entity was soliciting over the internet for over-the-counter derivative transactions. The name of the representative is unknown. The service provided by the entity is called BinaryKing13.
1 Feb 2017
株式会社ホワイト【警告時】、株式会社エルディー(※)、株式会社ライフ(※) 運営責任者 A【警告時】 ※警告後、商号（業者名）の変更が確認できた場合に当該商号を記載している。Government disclosure record
An entity engaged in soliciting investment advisory services via the internet, offering services under names such as FIVESTAR TRADE, Kabutora, and UP Trade, with a listed address at Mimosa Building 3rd Floor, 2-11-10 Minami-Ōtsuka, Toshima-ku, Tokyo. The entity was established to operate a website for investment advice after a court issued a prohibition and suspension order on March 29, 2018, against JG-company and two other companies for violations of the Financial Instruments and Exchange Act. It was later found that companies named Life Co., Ltd. and White Co., Ltd., listed in January 2016 and February 2017 respectively, are the same entities as the original entity after warnings were issued.
| Date | Company / operator | Source | Type | Summary |
|---|---|---|---|---|
| 1 Jun 2017 | TCG holdings Ltd. Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in solicitation of over-the-counter derivative transactions via the internet. The name of the representative is unknown. The service provided by the business is called [theoption]. |
| 1 May 2017 | 株式会社ひまわりアセットマネジメント 代表取締役社長 A Government disclosure record | FSA unregistered operator warnings | Warning issued | The entity sent solicitation materials and acted as an intermediary for stock trading commissions. They received a phone solicitation regarding stock transactions from the entity, and after contracting, they received a document titled [Trade Report]. Additionally, they impersonated a registered investment advisory business with a registration number similar to that of the Financial Services Agency. |
| 1 May 2017 | Parallax Incorporated Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in soliciting over the internet for over-the-counter derivative transactions. The name of the representative is unknown. The service provided by the operator is called [FBS], which is the same as the service offered by [FBS Markets Inc.] that was warned on August 7, 2015. |
| 1 May 2017 | Global View International Services Ltd. Government disclosure record | FSA unregistered operator warnings | Warning issued | An entity solicited over-the-internet for over-the-counter derivative transactions. The name of the representative is unknown. The service provided is called OPTIONBIT or OptionBit, which is the same as the entities previously warned by the authorities: Top Volume Solutions Ltd. (June 27, 2013), Novox Capital Ltd. (July 17, 2014), and Green Galaxy International (February 12, 2015). |
| 1 Apr 2017 | NC Ltd. Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in solicitation of over-the-counter derivative transactions via the internet. The name of the representative is unknown. The service provided by the business is called 'ROYAL OPTION' or 'ロイヤルオプション'. |
| 1 Apr 2017 | STILETTO NET LIMITED A Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in soliciting over the internet for over-the-counter derivative transactions. The service provided by the operator is called [SPEED OPTION, Speed Option]. |
| 1 Apr 2017 | PLT Company Limited CEO A Government disclosure record | FSA unregistered operator warnings | Warning issued | An entity was soliciting over the internet for over-the-counter derivative transactions. The services offered are called [FOREX HEART, FX-Heart]. Their website lists [Pacific Trade Limited] as a different company name, with an address at [41 Shortland Street, Plaza Level, Auckland, 1010 New Zealand]. This address is the same as that of [Scent Investments Limited], which was previously warned on February 25, 2015. Additionally, there are reports that a blog related to FX trading mentions this entity as a partner. |
| 1 Mar 2017 | 株式会社フューチャートラスト 運営責任者 A Government disclosure record | FSA unregistered operator warnings | Warning issued | The entity was soliciting advice based on investment advisory contracts via the internet. The service provided by the entity is called [FutureTrust, Fuyūchāto Rasutsu]. |
| 1 Mar 2017 | ウォールストリートクラブ日本支店 代表取締役社長 A Government disclosure record | FSA unregistered operator warnings | Warning issued | The entity sent solicitation materials and conducted募集 or private placement of investment trusts. They were introduced through a newsletter operated by another company, and after applying for products such as [Wall Street Club (New Monitor Plan)], they received materials titled [Operation Certificate]. The entity's website states that it is a Japanese branch of [Wall Street Club Inc.]. |
| 1 Mar 2017 | フォーカストレード運営事務局 運営責任者 A Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in soliciting advice based on investment advisory contracts via the internet. The service provided by the entity is called [Focus Trade, フォーカストレード]. |
| 1 Mar 2017 | Infin Markets Limited Government disclosure record | FSA unregistered operator warnings | Warning issued | The entity was soliciting over the internet for over-the-counter derivative transactions. The name of the representative is unknown. The service provided by the entity is called [infinmarkets]. |
| 1 Mar 2017 | 株式会社S．R．H【警告時】、株式会社プラウド(※) 代表者 A【警告時】 ※警告後、商号（業者名）の変更が確認できた場合に当該商号を記載している。 Government disclosure record | FSA unregistered operator warnings | Warning issued | An entity engaged in soliciting advice based on investment advisory contracts via the internet, offering services named [Traders Japan, Rapid Rise Stock Project]. This entity was established by JG-company Inc. and two other companies, which had been issued court orders for prohibition and suspension due to violations of the Financial Instruments and Exchange Act on March 29, 2018, and are considered shell companies set up to operate websites related to investment advice. |
| 1 Mar 2017 | 株式会社ティーエスケイ 運営責任者 A Government disclosure record | FSA unregistered operator warnings | Warning issued | An entity engaged in soliciting investment advisory contracts via the internet, using service names such as [Kabu-eki Trend, KABUSHIKITREND]. Solicitation materials have been confirmed to list addresses at [2-25 Nihonbashi Ningyocho, Chuo-ku, Tokyo] and [1-22-17 Haganezuka, Shibuya-ku, Tokyo, Berg108]. This entity was established as a non-existent company by JG-company Inc. and two other companies, which had been issued court orders for prohibition and suspension due to violations of the Financial Instruments and Exchange Act on March 29, 2018, to set up a website related to investment advice. |
| 1 Feb 2017 | Big Boss Financial Limited 代表取締役 A Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in soliciting over the internet for over-the-counter derivative transactions. The services provided by the entity are named [Big Boss Financial, Big Boss]. |
| 1 Feb 2017 | 株式会社投資喫茶運営局 運営責任者 A Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in soliciting advice based on investment advisory contracts via the internet. The service provided by the operator is called [Tōshi Kissa]. |
| 1 Feb 2017 | ウィルフォート株式会社 代表取締役 A Government disclosure record | FSA unregistered operator warnings | Warning issued | Sent solicitation materials and conducted fund solicitation or private placement. Solicitation materials were confirmed to include the address [2-30 Benten-dori, Naka-ku, Yokohama-shi, Kanagawa, OMT Kannai Building 4F]. |
| 1 Feb 2017 | 株式会社ヒカリ【警告時】、株式会社タイヨウ(※) 運営責任者 A【警告時】 ※警告後、商号（業者名）の変更が確認できた場合に当該商号を記載している。 Government disclosure record | FSA unregistered operator warnings | Warning issued | An entity engaged in soliciting advice based on investment advisory contracts via the internet. The services offered include [Kabu-ki Hot Line], [Nikkei Marketing], and [Market EX]. The solicitation materials list locations at [1 Chome, Kanda-Jinbocho, Chiyoda-ku, Tokyo] and [4-D High Cryptomeria, 3-15-16 Ikebukuro, Toshima-ku, Tokyo]. This entity was established by JG-company Inc. and two other companies, which had been issued court orders for prohibition and suspension related to violations of the Financial Instruments and Exchange Act on March 29, 2018, and is an entity without actual business operations, created to establish a website for investment advice. |
| 1 Feb 2017 | 株式会社redream 運営責任者 A Government disclosure record | FSA unregistered operator warnings | Warning issued | The entity solicited advice based on an investment advisory contract via the internet. The service provided by the entity is called [STOCK EDUCATION]. After purchasing the product sold by the entity, there is information that a document titled [Corporate Analysis Stock Information (Corporate Stock Analysis Information)] was received. |
| 1 Feb 2017 | DREAM FOR A LIVING LTD Government disclosure record | FSA unregistered operator warnings | Warning issued | The entity was soliciting over the internet for over-the-counter derivative transactions. The name of the representative is unknown. The service provided by the entity is called BinaryKing13. |
| 1 Feb 2017 | 株式会社ホワイト【警告時】、株式会社エルディー(※)、株式会社ライフ(※) 運営責任者 A【警告時】 ※警告後、商号（業者名）の変更が確認できた場合に当該商号を記載している。 Government disclosure record | FSA unregistered operator warnings | Warning issued | An entity engaged in soliciting investment advisory services via the internet, offering services under names such as FIVESTAR TRADE, Kabutora, and UP Trade, with a listed address at Mimosa Building 3rd Floor, 2-11-10 Minami-Ōtsuka, Toshima-ku, Tokyo. The entity was established to operate a website for investment advice after a court issued a prohibition and suspension order on March 29, 2018, against JG-company and two other companies for violations of the Financial Instruments and Exchange Act. It was later found that companies named Life Co., Ltd. and White Co., Ltd., listed in January 2016 and February 2017 respectively, are the same entities as the original entity after warnings were issued. |
Important context
This list aggregates public Japanese government disclosures. It is not a sanctions list, credit report, legal opinion, or procurement approval system. Verify material records against the linked original Japanese source before making any compliance, credit, or legal decision.